Lumentum Holdings Inc. 

CA

  SEC # 1633978

        

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2  Owner Relationships  (where the Issuers of the  Lumentum Holdings Inc.-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
1/19/21		3/23/21		425		CA	Coherent Inc.
3/12/18		11/2/18		425		CA	Oclaro, Inc.

        

First  20  of  58  Issuer Relationships  (where the Owners of the  Lumentum Holdings Inc.  securities are...)

First		Latest Filing		Filing		Filer / Owner
2/15/19		2/20/24		4		CA	Ali Wajid
8/11/15		2/20/24		4		CA	Hamel Judy G
8/11/15		2/20/24		4		CA	Lowe Alan S
8/11/15		2/20/24		4		CA	Retort Vincent
6/15/18		2/20/24		4		CA	Sepe Matthew Joseph
11/17/23		2/20/24		4		CA	Wupen Yuen
		2/15/24		144		CA	Sepe Matthew Joseph
2/14/22		2/14/24		SC 13G		TN	Alliancebernstein L.P.
2/10/16		2/13/24		SC 13G		PA	Vanguard Group Inc.
		2/12/24		SC 13G			Invesco Ltd. [ formerly Invesco Asset Management Deutschland GMBH ]
6/12/23		2/9/24		SC 13G		MA	FMR LLC
1/28/16		1/24/24		SC 13G		NY	BlackRock Inc.
8/11/15		11/21/23		4		CA	Covert Harold L
2/24/23		11/21/23		4		CA	Fletcher Pamela
7/1/21		11/21/23		4		NY	Harris Isaac Hosojiro
8/11/15		11/21/23		4		CA	Herscher Penny
11/9/17		11/21/23		4		CA	Johnson Julia Suzanne
8/18/15		11/21/23		4		CA	Lillie Brian
12/17/18		11/21/23		4		CA	Small Ian
9/22/20		11/21/23		4		TX	Wong Janet S.
→Please Sign In to List all of them.

List all Money Managers that own this Security Issuer:  CUSIP 55024U

        

First  20  of  37  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
2/15/19		2/20/24		Officer:  EVP & Chief Financial Officer		CA	Ali Wajid
5/13/19		2/20/24		Officer:  SVP, GC & Secretary		CA	Hamel Judy G
5/17/19		2/20/24		Officer:  Chief Executive Officer		CA	Lowe Alan S
7/16/15		2/20/24		Director			"
		2/20/24		Officer:  President, Industrial Tech.		CA	Retort Vincent
6/12/18		2/20/24		Officer:  Chief Accounting Officer		CA	Sepe Matthew Joseph
		2/20/24		Officer:  President, Cloud & Networking		CA	Wupen Yuen
8/7/15		11/21/23		Director		CA	Covert Harold L
2/24/23		11/21/23		Director		CA	Fletcher Pamela
6/10/21		11/21/23		Director		NY	Harris Isaac Hosojiro
8/7/15		11/21/23		Director		CA	Herscher Penny
11/9/17		11/21/23		Director		CA	Johnson Julia Suzanne
8/7/15		11/21/23		Director		CA	Lillie Brian
12/14/18		11/21/23		Director		CA	Small Ian
9/16/20		11/21/23		Director		TX	Wong Janet S.
5/17/19		11/17/23		Officer:  EVP, Chief Operating Officer		CA	Retort Vincent
10/2/23		11/17/23		Officer [ see Filings ]		CA	Wupen Yuen
2/17/23		8/25/23		Officer:  EVP, General Manager		CA	Reinhardt Jason
8/16/22		11/16/22		Officer:  Chief Transformation Officer			"
		5/17/22		Officer:  EVP, Chief Commercial Officer			"
→Please Sign In to List all of them.

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Lumentum Holdings Inc.  has been the Filing Agent for  19  Affiliates:

Latest Filing						Affiliate			Filings
		Type		As Party
2/24/23		4		Insider:³		CA	Fletcher Pamela		2
2/17/23		4		Insider:³		CA	Ali Wajid		18
2/17/23		4		Insider:³		CA	Sepe Matthew Joseph		30
2/17/23		4		Insider:³		CA	Retort Vincent		49
2/17/23		4		Insider:³		CA	Reinhardt Jason		43
2/17/23		4		Insider:³		CA	Lowe Alan S		55
2/17/23		4		Insider:³		CA	Hamel Judy G		50
11/16/22		4		Insider:³		TX	Wong Janet S.		3
11/16/22		4		Insider:³		CA	Small Ian		4
11/16/22		4		Insider:³		CA	Lillie Brian		12
11/16/22		4		Insider:³		CA	Johnson Julia Suzanne		6
11/16/22		4		Insider:³		CA	Herscher Penny		15
11/16/22		4		Insider:³		NY	Harris Isaac Hosojiro		4
11/16/22		4		Insider:³		CA	Covert Harold L		16
2/27/19		4		Insider:³		CA	Kaplan Martin A		15
11/19/18		4		Insider:³		CA	Coldren Christopher W.		9
11/13/18		4		Insider:³		CA	Thomas Samuel F		8
8/24/18		4		Insider:³		CA	Tachibana Aaron		25
2/24/16		4		Insider:³		CA	Cocchi Craig		2
Total:									366
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³   Insider:  Filing by the Affiliate filed as a Director, Officer, 10% Owner and/or Other “insider” of the Registrant, who is an Issuer.

9  Filing Agents and/or Registrants have submitted Filings for  Lumentum Holdings Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
2/26/24		8-K		IA	Workiva Inc. Wdesk FA01/FA — 1628280		59
11/7/23		8-K		NY	Donnelley Financial Solutions/FA — 1193125		80
9/22/23		ARS		GA	Labrador Co./FA — 1308179		3
9/28/22		DEFA14A		NJ	DG3/FA — 1206774		14
6/7/21		8-K			No Filing Agent:  Self-filed — 1633978		52
1/19/21		425		TX	Toppan Merrill/FA — 1104659		13
6/1/18		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		1
11/17/15		10-Q		TX	ActiveDisclosure/FA — 1564590		1
7/17/15		CERTNAS			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		1
Total:							224
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.