Paloma Partners Advisors LP 

FL

  SEC # 1633870

        

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2  Owner Relationships  (where the Issuers of the  Paloma Partners Advisors LP-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
		2/23/23		4		MA	Eaton Vance Ltd. Duration Income Fund
		4/22/22		3			"

        

and there is a...  Recent Holdings Report for this and 1 Related Money Managers

History:  Assets Under Management

        

No  Issuer Relationships  (where the Owners of the  Paloma Partners Advisors LP  securities are...)

        

1  Insider & Control Relationship  (Directors & Officers, Owners, Parent / Subs., et al.)

        

6  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

Latest Filing		Registrant			Filings
2/23/23		FL	Paloma Partners Advisors, Inc.		2
2/23/23		CT	Hayt Gregory S.		2
2/23/23		CT	Sunrise Partners Ltd. Partnership		2
2/23/23		CT	Paloma International LP		2
2/23/23		CT	Paloma Partners Management Co.		2
2/23/23		FL	Sussman S Donald		2

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Paloma Partners Advisors LP  has been the Filing Agent for  1  Affiliate:

4  Filing Agents and/or Registrants have submitted Filings for  Paloma Partners Advisors LP:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
2/14/24		13F-NT			No Filing Agent:  Self-filed — 1633870		36
2/23/23		4		TX	Broadridge Financial Solutions, Inc. — 1140361		1
4/22/22		3		NY	Broadridge Financial Solutions, Inc./FA — 1567619		1
5/15/17		13F-NT		CT	Paloma Partners Management Co. — 1103882		1
Total:							39
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.