Aqua Metals, Inc. 

NV

  SEC # 1621832

        

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No  Owner Relationships  (where the Issuers of the  Aqua Metals, Inc.-owned  securities are...)

        

First  20  of  62  Issuer Relationships  (where the Owners of the  Aqua Metals, Inc.  securities are...)

First		Latest Filing		Filing		Filer / Owner
2/9/23		2/12/24		SC 13G		WI	Baird Robert W & Co. Inc./WI
8/25/15		1/3/24		4		CA	Cotton Stephen
12/14/22		1/3/24		4		NV	McMurtry David
1/7/19		1/3/24		4		NV	Merrill Judd
12/15/21		1/3/24		4		NV	Taecker Benjamin S.
5/3/16		12/14/23		4		NY	Divito Vincent L
		9/25/23		3		NV	Yi Sung
4/5/21		7/20/23		4			Smith Edward J
4/5/21		7/20/23		4		CO	Zhang Peifang
7/5/23		7/6/23		144		CA	Cotton Stephen
		7/6/23		144		NV	Merrill Judd
10/5/22		7/6/23		4		FL	Kanen David
		2/15/23		SC 13G		CA	Cushner Alex Scott
		12/28/22		4		FL	Kanen Wealth Management LLC
		12/28/22		4		FL	Philotimo Fund, LP
		8/11/22		3		FL	Kanen David
		8/5/22		3		NV	McMurtry David
		8/19/21		3		NV	Taecker Benjamin S.
6/18/18		5/5/21		4		CA	Yosufzai S. Shariq
		3/11/21		3			Smith Edward J
→Please Sign In to List all of them.

List all Money Managers that own this Security Issuer:  CUSIP 03837J

        

First  20  of  31  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
2/27/19		1/3/24		Director		CA	Cotton Stephen
2/27/19		1/3/24		Officer:  Chief Executive Officer			"
8/5/22		1/3/24		Officer:  Chief Business Officer		NV	McMurtry David
11/14/18		1/3/24		Officer:  Chief Financial Officer		NV	Merrill Judd
8/19/21		1/3/24		Officer:  Chief Eng & Opr Officer		NV	Taecker Benjamin S.
7/30/15		12/14/23		Director		NY	Divito Vincent L
		9/25/23		Director		NV	Yi Sung
3/11/21		7/20/23		Director			Smith Edward J
3/11/21		7/20/23		Director		CO	Zhang Peifang
8/11/22		7/6/23		Director		FL	Kanen David
		12/28/22		Other:  Passive Investor		FL	Kanen Wealth Management LLC
		12/28/22		Other:  Passive Investor		FL	Philotimo Fund, LP
5/8/18		5/5/21		Director		CA	Yosufzai S. Shariq
2/4/19		4/6/20		Director		NV	Gibson Gayle J
5/8/18		4/6/20		Director		CA	Kapoor Sushil
7/8/19		1/7/20		Director		CA	Meline Susanne
1/4/17		7/3/19		Director		CA	Stevenson Mark Wayne
5/9/18		1/22/19		Officer:  President		CA	Cotton Stephen
4/30/18		1/22/19		Director		MA	Prouty Eric A
7/30/15		1/3/19		Director		CA	Slade Mark
→Please Sign In to List all of them.

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Aqua Metals, Inc.  has been the Filing Agent for  9  Affiliates:

Latest Filing						Affiliate			Filings
		Type		As Party
10/1/20		4		Insider:³		NY	Divito Vincent L		11
10/1/20		4		Insider:³		CA	Yosufzai S. Shariq		10
8/10/20		4		Insider:³		CA	Cotton Stephen		15
8/10/20		4		Insider:³		NV	Merrill Judd		13
4/6/20		4		Insider:³		CA	Kapoor Sushil		8
4/6/20		4		Insider:³		NV	Gibson Gayle J		10
1/7/20		4		Insider:³		CA	Meline Susanne		5
7/3/19		4		Insider:³		CA	Stevenson Mark Wayne		4
12/3/14		D		Filer:¹		IL	Everspring Inc.		1
Total:									77
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¹   Filer:  Filing by the Affiliate filed re: themself.  ³   Insider:  Filing by the Affiliate filed as a Director, Officer, 10% Owner and/or Other “insider” of the Registrant, who is an Issuer.

8  Filing Agents and/or Registrants have submitted Filings for  Aqua Metals, Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
4/19/24		ARS		VA	RDG Filings/FA — 1437749		80
10/20/22		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		6
8/18/20		S-8		FL	M2 Compliance LLC/FA — 1493152		25
8/4/20		8-K			No Filing Agent:  Self-filed — 1621832		26
2/15/19		8-K		IA	Workiva Inc. Wdesk FA01/FA — 1628280		1
1/17/19		424B5			S2 Filings LLC/FA — 1615774		119
5/19/17		CT ORDER			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		2
5/26/16		D		CA	AIC Nevada, Inc. — 1667067		1
Total:							260
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.