Athira Pharma, Inc. 

WA

  SEC # 1620463

        

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276  SEC Filings   from  10/2/14  to  4/16/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/15/24 — Filed re:  Issuer / Subject Company — Filed by:  San Martin Javier
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Forms , Documents & Exhibits  in  115 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/9/24			ARS		Update:		Annual Reports to Security Holders	2
4/9/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	18
4/9/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	3
3/28/24			PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A	1
2/22/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	5
2/22/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	4
2/22/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	30
					8-K Items:
1/6/23	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	1
2/22/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	16
2/22/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	10
11/18/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
5/22/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
2/22/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	17
5/22/23			Events:			•	Other Events — Item 8.01	6
2/22/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	28
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	10
1/6/23	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
4/5/22	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
3/25/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	10
3/25/22	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
11/26/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
11/15/21	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
1/21/21	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
1/19/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	5
1/6/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
9/17/20	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
9/16/20	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
9/9/20	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
7/24/20	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
6/12/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	10
					Letters:
9/17/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
2/22/24			EX-23		Consents of Experts and Counsel			15
2/22/24			EX-FILING FEES		Filing Fees			3
2/22/24			EX-5		Opinions of Counsel re: Legality			10
2/22/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/22/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			10
2/22/24			EX-10		Material Contracts			39
1/6/23	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
11/18/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			5
9/8/20	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
2/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			28
					Financials:
2/22/24			EX-31		Certifications — §302 – SOA’02			28
2/22/24			EX-32		Certifications — §906 – SOA’02			28
2/22/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			951
2/22/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			40
2/22/24			EX-101.*		XBRL Data  (XBRL Files)			145
2/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			37
2/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			40
					Graphics:
4/9/24			GRAPHIC		Photos, Images and Graphs			667

Forms , Documents & Exhibits  in  163 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 04746L

        

Latest Filing			Type		Category	Description		Documents
4/16/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	99
4/16/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	20
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	18
12/29/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	3
5/16/22	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	11
4/11/22	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
4/8/22	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	3
1/8/21	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
4/6/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			6
4/6/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			6
					General Exhibits:
5/22/23			EX-24		Powers of Attorney			23
2/12/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
2/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases			19
					Graphics:
4/25/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			90

        

Filings History

Year		# of Filings
2024		27
2023		43
2022		91
2021		58
2020		49
2019		2
2018		1
2017		2
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2015		2
2014		1