Fifth Street Asset Management Inc. 

CT

  SEC # 1611988

        

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263  SEC Filings   from  7/22/14  to  2/14/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Weiss Asset Management LP
New-Filing E-Mail:			Send me notifications of all Filings involving  Fifth Street Asset Management Inc.

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Forms , Documents & Exhibits  in  125 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/2/18	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
12/11/17	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	59
					8-K Items:
12/11/17	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	11
10/17/17	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
10/17/17	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	3
5/15/17	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	7
7/7/17	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
10/25/17	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
9/21/16	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	2
10/25/17	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	16
12/11/17	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
10/13/17	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	4
11/21/16	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	17
10/25/17	OLD		Events:			•	Other Events — Item 8.01  OLD	18
12/11/17	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	40
12/11/17	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
12/7/17	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
12/7/17	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
11/14/17	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	11
11/6/17	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
11/6/17	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
10/26/17	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
9/18/17	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
9/8/17	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
8/14/17	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
7/14/17	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
4/11/17	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	3
3/20/17	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	3
2/2/17	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
1/27/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	12
12/8/16	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	3
9/13/16	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	3
4/8/16	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
1/23/15	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
10/30/14	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/28/14	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
10/20/14	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
7/22/14	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
7/22/14	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
12/11/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
12/11/17	OLD		EX-10		Material Contracts  OLD			60
7/14/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			11
3/20/17	OLD		EX-23		Consents of Experts and Counsel  OLD			25
3/20/17	OLD		EX-21		Subsidiaries Lists  OLD			6
2/2/17	OLD		EX-5		Opinions of Counsel re: Legality  OLD			6
9/19/14	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
					Additional Exhibits:
10/25/17	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			40
					Financials:
11/14/17	OLD		EX-31		Certifications — §302 – SOA’02  OLD			26
11/14/17	OLD		EX-32		Certifications — §906 – SOA’02  OLD			26
11/14/17	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			947
11/14/17	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			16
11/14/17	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			78
11/14/17	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			13
10/8/14	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
					Graphics:
11/14/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			163

Forms , Documents & Exhibits  in  138 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/14/18	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	28
12/11/17	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	74
10/20/17	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	8
5/8/17	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	20
1/25/17	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	3
					Letters:
2/2/17	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			5
					General Exhibits:
9/27/17	OLD		EX-10		Material Contracts  OLD			2
1/6/17	OLD		EX-24		Powers of Attorney  OLD			20
					Additional Exhibits:
5/8/17	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			5

        

Filings History

Year		# of Filings
2018		4
2017		83
2016		65
2015		49
2014		62