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Pathfinder Bancorp, Inc. 
 NY
  SEC # 1609065


        
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529  SEC Filings
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  from  6/11/14  to  5/8/24  (4 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 5/2/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Pathfinder Bancorp, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  237 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/8/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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140

8-K Items: 
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5/8/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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9
2/17/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
4/29/24 New Document this Past Month!
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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42
10/15/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
4/4/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/17/20 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
5/9/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
5/8/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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15
6/10/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
6/1/23"Submission of Matters to a Vote of Security Holders — Item 5.079
3/5/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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13
4/1/24
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  Events: 
Other Events — Item 8.0158
5/8/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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111

4/23/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/22/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 10
3/22/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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11
2/12/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G12
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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29
6/29/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K9
6/30/22 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
4/6/21 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
11/12/20 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
11/12/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
11/6/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
10/30/20 OLDS-4Registration:  Registration Statement – Securities for a Merger — Form S-4  OLD  — Financial Reports
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1
10/21/20 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
4/20/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
10/16/14 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/17/14 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
7/23/14 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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2
6/13/14 OLDSEUpdate:  Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE  OLD 1

General Exhibits: 
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5/8/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 20
3/22/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/22/24EX-23Consents of Experts and Counsel22
3/22/24EX-21Subsidiaries Lists8
3/4/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)6
6/10/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
10/30/20 OLDEX-5Opinions of Counsel re: Legality  OLD 4
10/30/20 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
10/15/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7
7/23/14 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 4
6/11/14 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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5/8/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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113

Financials: 
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5/8/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,631
5/8/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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81
5/8/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 326
5/8/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 48
5/8/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
77
3/22/24EX-31Certifications — §302 – SOA’0279
3/22/24EX-32Certifications — §906 – SOA’0239

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4/29/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 775


Forms
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, Documents
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& Exhibits
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 in  304 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 70319R
 

        
Latest Filing  Type    Category    Description        Documents
     
3/19/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4236
2/16/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 328
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G26
9/11/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1443
6/30/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D3
2/9/16 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2

Letters: 
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11/6/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6
11/6/20 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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5/20/16 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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11/17/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 5


        

Filings History

Year    # of Filings
In descending order
2024 30
2023 59
2022 48
2021 56
2020 63
2019 57
2018 39
2017 40
2016 62
2015 33
2014 42

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