Aquabounty Technologies Inc. 

MA

  SEC # 1603978

        

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No  Owner Relationships  (where the Issuers of the  Aquabounty Technologies Inc.-owned  securities are...)

        

First  20  of  49  Issuer Relationships  (where the Owners of the  Aquabounty Technologies Inc.  securities are...)

First		Latest Filing		Filing		Filer / Owner
		8/18/23		3		MA	Melbourne David Francis Jr.
1/20/17		6/30/23		SC 13D		VA	Kirk Randal J
3/11/21		6/16/23		4		MA	Alvarez Ricardo J
4/24/17		6/16/23		4		MA	Frank David A
3/2/22		6/16/23		4		NC	Myers Gail Sharps
11/7/19		6/16/23		4		MA	Olsen Angela M
4/24/17		6/16/23		4		MA	Rojas Alejandro
11/15/22		6/16/23		4		OH	Sharp Erin S
4/24/17		6/16/23		4		PA	St.Clare Christine
5/18/20		6/16/23		4		MD	Sterling Rick L.
6/13/22		6/16/23		4		MO	Stern Michael K
1/4/19		6/16/23		4		MA	Wulf Sylvia
4/24/17		4/18/23		4		MA	Clothier Richard J
2/4/22		7/8/22		SC 13G		NY	BlackRock Inc.
		6/1/22		3		OH	Sharp Erin S
		6/1/22		3		MO	Stern Michael K
5/18/20		3/16/22		4		VA	Fisher Theodore John
5/18/20		3/16/22		4		VA	Kirk Alana [ formerly Czypinski Alana ]
4/24/17		3/16/22		4		MA	Turk James C Jr.
11/10/20		2/9/22		SC 13G		FL	ARK Investment Management LLC
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List all Money Managers that own this Security Issuer:  CUSIP 03842K

        

First  20  of  31  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
		8/18/23		Officer:  President		MA	Melbourne David Francis Jr.
3/2/21		6/16/23		Director		MA	Alvarez Ricardo J
3/11/21		6/16/23		Officer:  Chief Financial Officer		MA	Frank David A
5/28/21		6/16/23		Director		NC	Myers Gail Sharps
3/11/21		6/16/23		Officer:  General Counsel & Corp Sec		MA	Olsen Angela M
3/11/21		6/16/23		Officer:  Chief Operating Officer		MA	Rojas Alejandro
6/1/22		6/16/23		Director		OH	Sharp Erin S
12/30/16		6/16/23		Director		PA	St.Clare Christine
12/30/16		6/16/23		Director		MD	Sterling Rick L.
6/1/22		6/16/23		Director		MO	Stern Michael K
3/11/21		6/16/23		Officer:  CEO & Director		MA	Wulf Sylvia
1/4/19		6/16/23		Director			"
12/30/16		4/18/23		Director		MA	Clothier Richard J
4/30/20		3/16/22		Director		VA	Fisher Theodore John
4/30/20		3/16/22		Director		VA	Kirk Alana [ formerly Czypinski Alana ]
12/30/16		3/16/22		Director		MA	Turk James C Jr.
8/13/20		11/24/21		10% Owner		VA	Kirk Alana [ formerly Czypinski Alana ]
1/5/17		11/24/21		10% Owner		VA	Kirk Randal J
12/30/16		3/22/21		Director		MA	Huber Richard L
12/30/16		8/11/20		Officer [ see Filings ]		MA	Frank David A
→Please Sign In to List all of them.

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Aquabounty Technologies Inc.  has been the Filing Agent for  13  Affiliates:

Latest Filing						Affiliate			Filings
		Type		As Party
3/2/21		3		Insider:³		MA	Alvarez Ricardo J		1
12/21/20		4		Insider:³		MA	Turk James C Jr.		8
12/18/20		4		Insider:³		MA	Huber Richard L		6
8/11/20		4		Insider:³		MD	Sterling Rick L.		2
8/11/20		4		Insider:³		MA	Frank David A		6
3/16/20		4		Insider:³		MA	Rojas Alejandro		4
3/16/20		4		Insider:³		MA	Wulf Sylvia		2
3/16/20		4		Insider:³		PA	St.Clare Christine		4
3/16/20		4		Insider:³		MA	Clothier Richard J		4
1/6/20		4/A		Insider:³		MA	Olsen Angela M		3
5/6/19		4		Insider:³		MA	Stotish Ronald L		3
5/1/19		3		Insider:³		MD	Perez Jeffrey Thomas		1
4/24/17		4		Insider:³		MA	Martin Christopher H.		1
Total:									45
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³   Insider:  Filing by the Affiliate filed as a Director, Officer, 10% Owner and/or Other “insider” of the Registrant, who is an Issuer.

4  Filing Agents and/or Registrants have submitted Filings for  Aquabounty Technologies Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
4/19/24		8-K			No Filing Agent:  Self-filed — 1603978		152
9/1/23		DEFA14A		NY	Donnelley Financial Solutions/FA — 1193125		66
8/20/21		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		5
12/30/16		CERTNAS			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		1
Total:							224
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.