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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘40-6B’ — Application for an Exemption Order by an Employees’ Investment Company — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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4/29/22 | OLD | 40-6B | Registration: | Application for an Exemption Order by an Employees’ Investment Company OLD | 1 | |||||||
11/12/20 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notice by a Money Manager — Form 13F OLD — | 1 | |||||||
8/13/20 | OLD | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — | 11 | |||||||
Form-Specific Documents: | ||||||||||||
11/12/20 | OLD | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F OLD — | 11 | ||||||||
Graphics: | ||||||||||||
4/29/22 | OLD | GRAPHIC | Photo, Image or Graph OLD | 1 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
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8/11/20 | 6/30/20 | 44 | of | 44 | $28 |
| Mariner Investment Group LLC |
Year | # of Filings | |
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2022 | 1 | |
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2020 | 4 | |
2019 | 4 | |
2018 | 4 |