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Innovator ETFs Trust II 
 IL
  SEC # 1595106


        
2  Related Registrants:   

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418  SEC Filings
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  from  12/27/13  to  6/7/22  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Innovator ETFs Trust II 

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Forms
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, Documents
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& Exhibits
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 in  412 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/7/22 OLDN-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD 1
5/5/22 OLDN-8F NTCSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD 1
3/21/22 OLDN-8FRegistration:  Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD 2
10/28/21 OLDRW WDRegistration:  Withdrawal of a Registration Withdrawal Request  OLD 1
10/26/21 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
10/19/21 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 2
9/28/21 OLDNPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT  OLD 12
9/28/21 OLDNPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT  OLD 6
8/26/21 OLD497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary  OLD 33
8/26/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 10
8/25/21 OLD497Registration:  Definitive Materials  OLD  — Financial Reports
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25
8/23/21 OLDN-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN  OLD 7
8/17/21 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 10
7/7/21 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 10
5/27/21 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 10
3/1/21 OLD497JRegistration:  Certifications of No Change in Definitive Materials  OLD 16
3/1/21 OLD485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports
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42
1/27/21 OLD24F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD 10
1/6/21 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 14
8/7/20 OLD485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD 123
8/6/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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16
5/15/20 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 17
3/25/20 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 18
5/30/18 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 5
5/30/18 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 6
5/18/18 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
5/9/18 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
4/26/18 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
12/27/17 OLD8-KUpdate:  Current Report — Form 8-K  OLD  — Press Releases
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& Conference Calls
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1

8-K Items: 
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12/27/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1

12/13/17 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
11/8/17 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
9/7/16 OLDCERTBATSTrading:  Certifications by the Cboe Bats Exchanges Approving Listings — Form CERT  OLD 2
5/22/15 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
5/20/15 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 3
10/10/14 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 7
12/27/13 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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5/15/20 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC34

Form-Specific Documents: 
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9/28/21 OLDNPORT-EXPortfolio Holdings Schedules — Form N-PORT  OLD 6

General Exhibits: 
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8/26/21 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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7/7/21 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-CSR:  42 Certifications — §302 – SOA’02;  24 Certifications — §906 – SOA’02;  8 Codes of Ethics — Form N-SAR:  5 Accountants’ Reports re: Internal Controls;  22 Other Disclosures;  10 Terms of New and Amended Securities  (111 total)
202

Investment Company Exhibits: 
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8/23/21 OLDINTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls  OLD 7

Financials: 
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8/25/21 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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91
8/25/21 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 151
8/25/21 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 3
8/25/21 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
26
8/19/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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4

Graphics: 
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8/26/21 OLDGRAPHICPhotos, Images and Graphs  OLD 448

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2018: 8/15/18 Elkhorn Commodity Rotation Strategy ETFS#53747
 C#168942DWAC
 3/15/18 Elkhorn Disciplined Hedged Equity ETFS#58035
 C#189859
 8/15/18 Elkhorn Fundamental Commodity Strategy ETFS#52599
 C#165124RCOM
 3/15/18 Elkhorn Long Non-USD Currency ETFS#59418
 C#194840
 2/16/18 Elkhorn Long Non-USD Currency ETF, Series 2S#59706
 C#195387
 3/15/18 Elkhorn Rich Hard To Borrow Securities ETFS#58137
 C#190370
 8/15/18 Elkhorn S&P MidCap Consumer Discretionary PortfolioS#53843
 C#169516XD
 8/15/18 Elkhorn S&P MidCap Consumer Staples PortfolioS#53844
 C#169517XS
 8/15/18 Elkhorn S&P MidCap Energy PortfolioS#53845
 C#169518XE
 8/15/18 Elkhorn S&P MidCap Financials PortfolioS#53846
 C#169519XF
List all Funds / Series and their Classes / Contracts


Forms
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, Documents
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& Exhibits
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 in  6 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/25/18 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 5

Letters: 
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2/9/15 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1

Additional Exhibits: 
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4/25/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 5


        

Filings History

Year    # of Filings
In descending order
2022 3
2021 28
2020 54
2019 26
2018 56
2017 93
2016 116
2015 34
2014 7
2013 1

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