American Capital Senior Floating, Ltd. 

NY

  SEC # 1581934

        

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155  SEC Filings   from  8/2/13  to  9/19/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  American Capital Senior Floating, Ltd.

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Forms , Documents & Exhibits  in  101 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/19/18	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
9/19/18	OLD		N-54C		Registration:		Notice of a Withdrawal from Registration by a Business Development Company (BDC) — Form N-54C  OLD	1
9/10/18	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	29
					8-K Items:
5/22/17	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	4
5/10/18	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD	16
8/6/18	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
1/4/17	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	2
7/2/18	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	5
5/10/18	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	7
9/10/18	OLD		Events:			•	Other Events — Item 8.01  OLD	5
9/10/18	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	25
8/16/18	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
8/16/18	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
8/16/18	OLD		S-3DPOS		Registration:		Post-Effective Amendment of an ‘S-3D’ Registration — Form S-3  OLD	1
8/6/18	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	14
6/18/18	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	10
5/25/18	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
5/25/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	9
5/10/18	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
3/14/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	5
2/13/18	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	5
11/3/17	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	4
3/3/17	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
4/19/16	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
11/2/15	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	6
7/2/15	OLD		S-3D		Registration:		Registration Statement – Securities for a Dividend or Interest Reinvestment Plan (Immediately Effective) — Form S-3  OLD	1
4/22/15	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
1/16/14	OLD		497		Registration:		Definitive Material  OLD	1
1/16/14	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
1/15/14	OLD		497AD		Update:		Advertising by an Investment Company  OLD	1
1/15/14	OLD		N-54A		Update:		Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD	1
1/15/14	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/4/13	OLD		N-6F		Update:		Notices of Intentions to Elect Business Development Company (BDC) Status — Form N-6F  OLD	2
					General Exhibits:
8/6/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			31
3/14/18	OLD		EX-21		Subsidiaries List  OLD			1
8/8/17	OLD		EX-10		Material Contracts  OLD			8
3/15/16	OLD		EX-24		Powers of Attorney  OLD			5
7/2/15	OLD		EX-23		Consent of Expert or Counsel  OLD			1
7/2/15	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
5/15/14	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
					Additional Exhibits:
9/10/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			24
					Financials:
8/6/18	OLD		EX-31		Certifications — §302 – SOA’02  OLD			38
8/6/18	OLD		EX-32		Certifications — §906 – SOA’02  OLD			18
					Graphics:
9/10/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			437

Forms , Documents & Exhibits  in  54 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
5/9/17	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	5
1/13/17	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	14
1/4/17	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	34
					Letters:
1/6/14	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
1/13/17	OLD		EX-24		Powers of Attorney  OLD			27

        

Filings History

Year		# of Filings
2018		23
2017		31
2016		19
2015		27
2014		50
2013		5