Logan Ridge Finance Corp. 

NY

  SEC # 1571329

        

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No  Owner Relationships  (where the Issuers of the  Logan Ridge Finance Corp.-owned  securities are...)

        

First  20  of  36  Issuer Relationships  (where the Owners of the  Logan Ridge Finance Corp.  securities are...)

First		Latest Filing		Filing		Filer / Owner
2/13/23		2/1/24		SC 13G		NJ	Bulldog Investors, LLP [ formerly Bulldog Investors, LLC ]
		11/9/23		SC 13D		MN	Punch & Associates Investment Management, Inc.
12/2/22		6/8/23		SC 13D		WA	Frischer Charles L
		5/27/22		25-NSE		NY	Nasdaq Stock Market LLC [ formerly The Nasdaq Stock Market LLC ]
		5/16/22		3		CA	Chou Jennifer Kwon
		11/17/21		3		NY	Satoren Brandon
11/16/21		11/17/21		4		NY	Schafer Patrick
		7/21/21		3		NY	Duka Alexander
		7/21/21		3		NY	Goldthorpe Edward J.
		7/21/21		3			Grunebaum George
		7/21/21		3		NY	Held David
		7/21/21		3		NY	Roos Jason T
		7/21/21		3		NY	Schafer Patrick
		7/21/21		3		NY	Warshauer Robert Herman
5/20/14		6/24/21		4		NC	Carroll Larry W.
11/22/13		2/20/20		4		NC	Alala Joseph B III
12/11/13		6/14/19		4		NC	Wheelahan Richard
		2/28/19		3		NC	Koonts Kevin A. [ formerly Koontz Kevin A. ]
11/20/13		12/21/18		4		NC	Arnall Stephen A.
12/6/13		6/5/18		4		NC	Broyhill Markham Hunt
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List all Money Managers that own this Security Issuer:  CUSIP 541098

        

First  20  of  23  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
		5/16/22		Director		CA	Chou Jennifer Kwon
		11/17/21		Officer [ see Filing ]		NY	Satoren Brandon
7/21/21		11/17/21		Officer:  Chief Investment Officer		NY	Schafer Patrick
		7/21/21		Director		NY	Duka Alexander
		7/21/21		Director		NY	Goldthorpe Edward J.
		7/21/21		Officer:  CEO & President			"
		7/21/21		Director			Grunebaum George
		7/21/21		Officer:  Chief Compliance Officer		NY	Held David
		7/21/21		Officer:  CFO, Treasurer & Secretary		NY	Roos Jason T
		7/21/21		Director		NY	Warshauer Robert Herman
9/24/13		6/24/21		Director		NC	Carroll Larry W.
9/24/13		2/20/20		Director		NC	Alala Joseph B III
9/24/13		2/20/20		Officer [ see Filings ]			"
9/24/13		6/14/19		Officer:  Chief Compliance Officer		NC	Wheelahan Richard
		2/28/19		Officer:  Chief Accounting Officer		NC	Koonts Kevin A. [ formerly Koontz Kevin A. ]
9/24/13		12/21/18		Officer:  Chief Financial Officer		NC	Arnall Stephen A.
9/24/13		6/5/18		Director		NC	Broyhill Markham Hunt
9/24/13		6/5/18		Officer [ see Filings ]		NC	McGlinn John F.
11/29/13		3/14/16		Officer:  COO, Secretary & Treasurer			"
		9/25/15		Officer:  Chmn BOD, CEO & Pres		NC	Alala Joseph B III
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First  20  of  44  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

Latest Filing		Registrant			Filings
1/10/23		NY	ACIF Master Blocker, LLC		1
1/10/23		NY	Portman Ridge Funding 2018-2 Ltd.		1
1/10/23		NY	Great Lakes BCPL Funding Ltd.		1
1/10/23		NY	BCPL Sub Holdings LLC		1
1/10/23		NY	Blue Sky Credit Fund LP		3
1/10/23		NY	Mount Logan Laurel Funding LP		3
1/10/23		NY	Opportunistic Credit Interval Fund		3
1/10/23		NY	Mount Logan Management LLC		4
1/10/23		NY	Ability Insurance Co.		4
1/10/23		NY	PTMN Sub Holdings LLC		1
1/10/23		NY	Mount Logan MML CLO 2019-1 LP		4
1/10/23		NY	Mount Logan Middle Market Funding LP		4
1/10/23		NY	Mount Logan Middle Market Funding II LP		4
1/10/23		NY	Mount Logan Middle Market Funding II A LP		4
1/10/23		NY	Mount Logan Middle Market Funding A LP		4
1/10/23		NY	Mount Logan Funding 2018-1 LP		4
1/10/23		NY	Mount Logan Bluebird Funding LP		3
1/10/23		NY	Great Lakes Senior MLC I LLC		4
1/10/23		NY	Great Lakes Portman Ridge Funding I, LLC		1
1/10/23		NY	Garrison MML CLO 2019-1 LLC		4
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No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

9  Filing Agents and/or Registrants have submitted Filings for  Logan Ridge Finance Corp.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
5/8/24		8-K		NY	Donnelley Financial Solutions/FA — 1193125		68
5/8/24		10-Q		FL	Donnelley Financial Solutions/FA — 950170		11
6/7/22		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		10
8/16/21		10-Q		TX	Toppan Merrill/FA — 1104659		41
10/15/19		8-K		NY	Toppan Merrill/FA — 1144204		182
12/12/17		CERTNAS			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		7
9/22/15		40-17G		WI	US Bancorp Fund Services LLC — 894189		3
10/9/13		D		IL	DONNELLEY FINANCIAL SOLUTIONS File16/FA — 1209191		1
5/22/13		DRS/A		NY	Donnelley Financial Solutions/FA — 950123		2
Total:							325
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.