Logan Ridge Finance Corp. 

NY

  SEC # 1571329

        

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478  SEC Filings   from  4/10/13  to  4/29/24  (Today)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘DEF 14A’ — Definitive Proxy Statement — Schedule 14A — for 6/25/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Logan Ridge Finance Corp.

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Forms , Documents & Exhibits  in  322 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/29/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	12
3/26/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	11
3/13/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	104
					8-K Items:
10/21/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	15
7/1/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
11/8/23			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	67
4/6/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	10
4/6/22	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
7/1/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
3/13/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	6
7/1/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
6/23/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	11
7/1/21	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
3/23/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	18
11/1/21	OLD		Events:			•	Other Events — Item 8.01  OLD	6
11/8/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	93
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	31
10/16/23			40-17G		Update:		Fidelity Bonds for Investment Companies	12
1/10/23	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	12
6/7/22	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
6/7/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	10
5/31/22	OLD		N-14 8C		Registration:		Registration Statements by Closed-End Investment Companies – Securities for Mergers — Form N-14  OLD	2
12/22/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	46
12/20/21	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	23
11/1/21	OLD		N-23C-2		Ownership:		Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies  OLD	2
5/18/21	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	10
4/21/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	7
12/31/19	OLD		497		Registration:		Definitive Materials  OLD	9
8/20/19	OLD		40-33		Update:		Stockholder Derivative Actions Against Investment Companies and Affiliates  OLD	3
12/12/17	OLD		CERTNAS		Trading:		Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD	3
5/26/17	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
5/26/17	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	3
5/23/17	OLD		497AD		Update:		Advertising by Certain Investment Companies  OLD	14
4/28/17	OLD		POS 8C		Registration:		Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD	4
6/1/16	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	2
5/4/16	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	2
10/9/13	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
9/24/13	OLD		N-54A		Update:		Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD	1
5/30/13	OLD		N-6F		Update:		Notice of an Intention to Elect Business Development Company (BDC) Status — Form N-6F  OLD	1
5/22/13	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
					Letters:
10/12/21	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
3/26/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/26/24			EX-14		Codes of Ethics			4
3/26/24			EX-21		Subsidiaries Lists			11
10/21/22	OLD		EX-10		Material Contracts  OLD			18
4/6/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
3/14/22	OLD		EX-23		Consents of Experts and Counsel  OLD			4
2/17/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
7/1/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
12/31/19	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
12/31/19	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
11/8/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			238
					Financials:
3/26/24			EX-31		Certifications — §302 – SOA’02			84
3/26/24			EX-32		Certifications — §906 – SOA’02			84
3/26/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			290
3/26/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			12
3/26/24			EX-101.*		XBRL Data  (XBRL Files)			44
3/26/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			13
3/26/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			13
7/1/21	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/29/24			GRAPHIC		Photos, Images and Graphs			660

Forms , Documents & Exhibits  in  156 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 541098

        

Latest Filing			Type		Category	Description		Documents
2/1/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	8
11/9/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	4
5/27/22	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	2
5/16/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	18
11/17/21	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	118
1/31/18	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					Letters:
11/3/14	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			4
					General Exhibits:
2/20/20	OLD		EX-24		Powers of Attorney  OLD			10
					Additional Exhibits:
5/27/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2
					Financials:
11/9/23			EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews			2
					Graphics:
11/9/23			GRAPHIC		Photos, Images and Graphs			5

        

Filings History

Year		# of Filings
2024		4
2023		17
2022		22
2021		45
2020		30
2019		34
2018		37
2017		61
2016		37
2015		76
2014		65
2013		50