Pathway Capital Opportunity Fund, Inc. 

NY

  SEC # 1570335

        

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157  SEC Filings   from  2/26/13  to  3/2/21  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Pathway Capital Opportunity Fund, Inc.

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Forms , Documents & Exhibits  in  135 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/2/21	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
2/2/21	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
1/13/21	OLD		N-8F		Registration:		Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD	2
3/8/19	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	5
2/28/19	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	4
12/31/18	OLD		N-23C3A		Ownership:		Notices of Periodic Repurchase Offers by Closed-End Investment Companies — Form N-23c-3  OLD	6
11/21/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	9
11/16/18	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	4
9/12/18	OLD		N-CEN		Update:		Annual Report by an Investment Company — Form N-CEN  OLD	1
8/29/18	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	5
6/27/18	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	4
5/22/18	OLD		497		Registration:		Definitive Materials  OLD	28
3/1/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	4
11/7/17	OLD		497AD		Update:		Advertising by Certain Investment Companies  OLD	2
11/1/17	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
10/31/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
10/27/17	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	12
10/27/17	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	10
9/20/17	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	4
9/15/17	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	3
8/29/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	3
8/11/17	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
10/19/16	OLD		POS 8C		Registration:		Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD	4
3/31/16	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	4
2/26/13	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
9/22/17	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			3
					General Exhibits:
11/21/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			12
11/21/18	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			13
9/14/17	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
9/14/17	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
					Additional Exhibits:
10/27/17	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-SAR:  3 Accountants’ Reports re: Internal Controls			69
					Investment Company Exhibits:
9/12/18	OLD		INTERNAL CONTROL RPT		Accountant’s Report re: Internal Controls  OLD			1
					Financials:
2/28/19	OLD		EX-12		Statements re: Computations of Ratios  OLD			10
					Graphics:
3/8/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			379

Forms , Documents & Exhibits  in  37 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
3/20/19	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	9
4/13/18	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	11
10/27/17	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	10
8/11/17	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	4
2/14/17	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	2
					Letters:
4/1/13	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
9/14/17	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
9/14/17	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
9/14/17	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
9/14/17	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
3/20/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			17
					Graphics:
3/8/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			59

        

Filings History

Year		# of Filings
2021		3
2020		1
2019		8
2018		20
2017		48
2016		27
2015		23
2014		17
2013		10