Broadridge Financial Solutions, Inc./FA 

NY

  SEC # 1567619

        

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Relationships

        

No  Owner Relationships  (where the Issuers of the  Broadridge Financial Solutions, Inc./FA-owned  securities are...)

        

No  Issuer Relationships  (where the Owners of the  Broadridge Financial Solutions, Inc./FA  securities are...)

        

No  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Broadridge Financial Solutions, Inc./FA  has been the Filing Agent for  over 20  Clients:

Latest Filing						Most-Recent 20 Clients			Filings
		Type		As Party
4/23/24		D		Filer:¹		FL	ThreatLocker, Inc.		2
4/23/24		D		Filer:¹		MA	Corner Therapeutics, Inc.		1
4/17/24		SC 13G		Filed by:²		IL	Streeterville Capital LLC [ formerly Streetervile Capital LLC ]		29
4/12/24		D		Filer:¹		NJ	Nuvvon, Inc.		1
3/14/24		D		Filer:¹		NY	Axonius, Inc.		2
3/12/24		D		Filer:¹		MA	Overjet, Inc.		2
3/12/24		D		Filer:¹		CA	Topsort, Inc.		1
2/26/24		SC 13G/A		Filed by:²		IL	Iliad Research & Trading, L.P.		42
2/26/24		SC 13G/A		Filed by:²		IL	St George Investments LLC		27
2/14/24		SC 13G		Filed by:²		IL	Banc Funds Co. LLC		267
2/14/24		SC 13G/A		Filed by:²		NY	Bamco Inc./NY		200
2/13/24		SC 13G		Filed by:²		PA	Cooke & Bieler LP		48
2/13/24		SC 13G/A		Filed by:²		MA	Baupost Group LLC/MA		156
2/12/24		13F-HR		Filer:¹		CA	Payden & Rygel		22
2/12/24		13F-HR		Filer:¹		TN	Courage Capital Management LLC		24
2/12/24		13F-NT		Filer:¹		IA	Transamerica Corp.		23
2/12/24		13F-HR		Filer:¹		FL	Transamerica Financial Advisors, Inc.		22
2/8/24		D		Filer:¹		CA	Unlearn.ai, Inc.		4
2/8/24		SC 13G/A		Filed by:²		OH	Timken Foundation of Canton		10
2/8/24		13F-HR		Filer:¹			Credit Suisse AG		98
Total:									981
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¹   Filer:  Filing by the Client filed re: themself.  ²   Filed by:  Filing by the Client filed re: an Issuer, who is possibly themself.