Clsa Americas, LLC 

NY

  SEC # 1558345

        

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15  SEC Filings   from  3/20/14  to  2/29/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5 — for 12/31/23 — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  15 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/29/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	11
3/23/17	OLD		FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD	4
					Broker-Dealer Reports:
2/29/24			FULL		Annual Financial Reports (Full)			17
3/22/21	OLD		COMPL RPT		Compliance Report  OLD			1
3/22/21	OLD		ACCT RPT COMPL RPT		Accountant’s Report re: an Examination of Certain Statements in a Compliance Report  OLD			1

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		1
2022		1
2021		1
2020		1
2019		1
2018		1
2017		2
2016		2
2015		2
2014		2