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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘497K’ — Prospectus – Open-End Investment Company – Summary — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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4/30/24 | 497K | Registration: | Prospectuses – Certain Open-End Investment Companies – Summary | 19 | ||||||||
4/30/24 | 497J | Registration: | Certifications of No Change in Definitive Materials | 11 | ||||||||
4/29/24 | 485BPOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations — | 20 | ||||||||
3/12/24 | N-CEN | Update: | Annual Reports by Investment Companies — Form N-CEN | 6 | ||||||||
3/11/24 | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 14 | ||||||||
3/8/24 | 24F-2NT | Update: | Annual Notices of Securities Sold by Investment Companies — Form 24F-2 | 11 | ||||||||
2/23/24 | NPORT-P | Update: | Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT | 19 | ||||||||
2/1/24 | 40-17G | Update: | Fidelity Bonds for Investment Companies | 38 | ||||||||
11/22/23 | NPORT-EX | Update: | Portfolio Holdings Schedules by Investment Companies — Form N-PORT | 10 | ||||||||
11/6/23 | 497 | Registration: | Definitive Materials — | 21 | ||||||||
9/8/23 | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 10 | ||||||||
8/16/23 | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX | 10 | ||||||||
10/9/20 | OLD | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — | 7 | |||||||
4/6/20 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 18 | |||||||
7/2/19 | OLD | 8-A12B | Registration: | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 3 | |||||||
5/2/19 | OLD | 485APOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations OLD | 2 | |||||||
4/30/19 | OLD | AW | Registration: | Amendment Withdrawal Request OLD | 1 | |||||||
11/28/18 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 11 | |||||||
2/28/18 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 5 | |||||||
8/23/17 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 4 | |||||||
11/8/13 | OLD | CERTNYS | Trading: | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 | |||||||
8/15/13 | OLD | N-1A | Registration: | Registration Statements by Open-End Investment Companies — Form N-1A OLD — | 6 | |||||||
7/25/13 | OLD | EFFECT | SEC: | SEC Notice of Effectiveness OLD | 1 | |||||||
1/8/13 | OLD | APP WD | Registration: | Withdrawal of an Application for an Exemption Order or Other Relief OLD | 1 | |||||||
5/17/12 | OLD | N-8A | Registration: | Notice of Registration by an Investment Company — Form N-8A OLD | 1 | |||||||
Letters: | ||||||||||||
5/2/19 | OLD | COVER | Comment-Response and Cover Letters to the SEC [ a.k.a. CORRESP ] OLD — | 7 | ||||||||
Form-Specific Documents: | ||||||||||||
11/22/23 | NPORT-EX | Portfolio Holdings Schedules — Form N-PORT | 10 | |||||||||
Additional Exhibits: | ||||||||||||
4/29/24 | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases — | 241 | |||||||||
Investment Company Exhibits: | ||||||||||||
3/12/24 | INTERNAL CONTROL RPT | Accountants’ Reports re: Internal Controls | 6 | |||||||||
Financials: | ||||||||||||
4/29/24 | XML & R# | IDEA Financial Reports Info — | 79 | |||||||||
4/29/24 | EX-101.* | XBRL Data (XBRL Files) | 86 | |||||||||
4/29/24 | JSON | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 5 | |||||||||
4/29/24 | ZIP | XBRL Zipped Folders | 16 | |||||||||
4/29/21 | OLD | EXCEL | IDEA Workbooks of Financial Reports Info OLD — | 8 | ||||||||
Graphics: | ||||||||||||
4/30/24 | GRAPHIC | Photos, Images and Graphs | 140 |
As Of | Fund / Series | — Filings for F/S#... | ||||||
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⇒ Class / Contract — Filings for C/C#... | Symbol | |||||||
2024: | 4/30/24 | First Trust Managed Futures Strategy Fund | ||||||
⇒ | C#116776 | FMF |
Latest Filing | Type | Category | Description | Documents | ||||||
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3/21/17 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 4 | |||||
Letters: | ||||||||||
7/3/12 | OLD | LETTER | Comment or Other Letter from the SEC [ a.k.a. UPLOAD ] OLD — | 1 | ||||||
General Exhibits: | ||||||||||
2/16/16 | OLD | EX-1 | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 2 | ||||||
2/13/15 | OLD | EX-2 | Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession OLD | 1 |
Year | # of Filings | |
---|---|---|
2024 | 8 | |
2023 | 19 | |
2022 | 19 | |
2021 | 16 | |
2020 | 24 | |
2019 | 29 | |
2018 | 17 | |
2017 | 19 | |
2016 | 19 | |
2015 | 22 | |
2014 | 17 | |
2013 | 27 | |
2012 | 8 |