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First Trust Exchange-Traded Fund V 
 IL
  SEC # 1549548


        
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244  SEC Filings
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  from  5/17/12  to  4/30/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘497K’ — Prospectus – Open-End Investment Company – Summary — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  First Trust Exchange-Traded Fund V 

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Forms
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, Documents
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& Exhibits
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 in  239 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/30/24 New Document this Past Month!497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary  New Document this Past Month! 19
4/30/24 New Document this Past Month!497JRegistration:  Certifications of No Change in Definitive Materials  New Document this Past Month! 11
4/29/24 New Document this Past Month!485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  New Document this Past Month!  — Financial Reports
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20
3/12/24N-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN6
3/11/24N-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR14
3/8/2424F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-211
2/23/24NPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT19
2/1/2440-17GUpdate:  Fidelity Bonds for Investment Companies38
11/22/23NPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT10
11/6/23497Registration:  Definitive Materials — Financial Reports
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21
9/8/23N-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR10
8/16/23N-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX10
10/9/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
4/6/20 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 18
7/2/19 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
5/2/19 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 2
4/30/19 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
11/28/18 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 11
2/28/18 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 5
8/23/17 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 4
11/8/13 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
8/15/13 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD  — Financial Reports
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6
7/25/13 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
1/8/13 OLDAPP WDRegistration:  Withdrawal of an Application for an Exemption Order or Other Relief  OLD 1
5/17/12 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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5/2/19 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC7

Form-Specific Documents: 
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11/22/23NPORT-EXPortfolio Holdings Schedules — Form N-PORT10

Additional Exhibits: 
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4/29/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Power of Attorney — Form N-1A:  2 Articles of Incorporation/Organization;  1 Bylaws;  4 Codes of Ethics;  3 Custodian Agreements;  11 Distribution Plans — Rule 12b-1 – ICA’40;  3 Instruments Defining the Rights of Security Holders;  2 Investment Advisor Contracts;  2 Opinions of Counsel re: Legality;  6 Other Material Contracts;  14 Other Opinions;  1 Underwriter Contract — Form N-CSR:  35 Certifications — §302 – SOA’02;  24 Certifications — §906 – SOA’02;  9 Codes of Ethics — Form N-SAR:  5 Accountants’ Reports re: Internal Controls;  1 Other Disclosure  (124 total)241

Investment Company Exhibits: 
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3/12/24INTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls6

Financials: 
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4/29/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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79
4/29/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 86
4/29/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 5
4/29/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
16
4/29/21 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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8

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4/30/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 140

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2024: 4/30/24 First Trust Managed Futures Strategy FundS#37848
 C#116776FMF


Forms
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, Documents
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& Exhibits
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 in  5 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/21/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 4

Letters: 
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7/3/12 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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2/16/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
2/13/15 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 8
2023 19
2022 19
2021 16
2020 24
2019 29
2018 17
2017 19
2016 19
2015 22
2014 17
2013 27
2012 8

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