Lument Finance Trust, Inc. 

NY

  SEC # 1547546

        

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534  SEC Filings   from  5/23/12  to  4/26/24  (4 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘DEFA14A’ — Definitive Additional Proxy Soliciting Material — Schedule 14A — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Lument Finance Trust, Inc.

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Forms , Documents & Exhibits  in  329 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/26/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	6
4/26/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	11
3/15/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	153
					8-K Items:
7/12/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	25
1/6/20	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
3/15/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	49
7/12/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	7
1/6/20	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	2
12/23/13	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
4/23/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
11/6/18	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
5/25/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	8
6/17/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	7
6/14/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	10
3/15/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	83
2/25/22	OLD		Events:			•	Other Events — Item 8.01  OLD	15
3/15/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	131
3/15/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	16
11/13/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	41
5/11/23			S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8	1
2/7/22	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	7
2/2/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	10
1/18/22	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
8/9/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	12
8/4/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	25
7/23/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	9
5/5/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
4/30/21	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
4/28/21	OLD		S-11MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-11 Registration  OLD	1
4/26/21	OLD		S-11		Registration:		Registration Statements by Certain Real Estate Companies — Form S-11  OLD  — Financial Reports	13
11/9/18	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
5/19/16	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	3
3/23/16	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
3/15/16	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
3/15/16	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
2/20/14	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	3
12/26/13	OLD		CERTNYS		Trading:		Certifications by the NYSE Approving Listings — Form CERT  OLD	2
2/5/13	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
12/19/12	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
10/19/12	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					Letters:
10/19/12	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
3/15/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/15/24			EX-23		Consents of Experts and Counsel			35
3/15/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			15
3/15/24			EX-21		Subsidiaries Lists			12
7/12/23			EX-10		Material Contracts			80
5/11/23			EX-FILING FEES		Filing Fees			1
5/11/23			EX-5		Opinions of Counsel re: Legality			21
1/7/22	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			16
7/23/21	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
6/17/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			17
5/4/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			9
					Additional Exhibits:
3/15/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			155
					Financials:
3/15/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			4,604
3/15/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			109
3/15/24			EX-101.*		XBRL Data  (XBRL Files)			480
3/15/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			62
3/15/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			100
3/15/24			EX-31		Certifications — §302 – SOA’02			114
3/15/24			EX-32		Certifications — §906 – SOA’02			112
4/23/19	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
11/13/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			9
					Graphics:
4/26/24			GRAPHIC		Photos, Images and Graphs			1,119

Forms , Documents & Exhibits  in  212 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 55025L

        

Latest Filing			Type		Category	Description		Documents
4/22/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	146
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	8
5/30/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	16
4/29/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	17
2/7/22	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	7
3/26/20	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
2/14/19	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
					Letters:
7/29/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			16
7/29/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
5/30/23			EX-24		Powers of Attorney			117
					Additional Exhibits:
4/29/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			20
					Graphics:
4/29/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			9

        

Filings History

Year		# of Filings
2024		12
2023		32
2022		53
2021		33
2020		31
2019		29
2018		74
2017		35
2016		47
2015		49
2014		59
2013		75
2012		5