Lattice Strategies LLC 

PA

  SEC # 1540945

        

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60  SEC Filings   from  2/4/13  to  2/5/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Lattice Strategies LLC

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Forms , Documents & Exhibits  in  60 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/5/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	19
5/7/19	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	27
11/14/17	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	7
12/24/14	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
12/16/14	OLD		APP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD	1
11/20/14	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
10/24/14	OLD		N-8F		Registration:		Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD	1
10/2/14	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
10/1/14	OLD		N-1A		Registration:		Registration Statement by an Open-End Investment Company — Form N-1A  OLD	1
10/1/14	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Form-Specific Documents:
5/7/19	OLD		INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management			25
					Graphics:
11/14/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			7

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Funds / Series  and their  Classes / Contracts

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		4
2022		4
2021		4
2020		4
2019		4
2018		4
2017		6
2016		5
2015		5
2014		15
2013		4