Chart Acquisition Corp. 

NY

  SEC # 1527349

        

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200  SEC Filings   from  10/13/11  to  2/16/16  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Polar Asset Management Partners Inc.
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Forms , Documents & Exhibits  in  102 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/7/15	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
8/3/15	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	29
					8-K Items:
6/12/15	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	11
1/7/15	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
6/10/15	OLD		Financial Info:			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
4/29/15	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	6
9/12/14	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	3
8/11/14	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
11/12/13	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
1/21/14	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	1
6/12/15	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
8/3/15	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	6
3/26/15	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	4
8/3/15	OLD		Events:			•	Other Events — Item 8.01  OLD	13
8/3/15	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	19
7/20/15	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
6/19/15	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	11
5/26/15	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	5
5/22/15	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
5/14/15	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
5/11/15	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	9
4/14/15	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	6
1/9/15	OLD		S-4		Registration:		Registration Statement – Securities for a Merger — Form S-4  OLD	1
7/16/14	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
12/14/12	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
12/14/12	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
12/12/12	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
12/12/12	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
12/11/12	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
12/7/12	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	12
					General Exhibits:
6/19/15	OLD		EX-10		Material Contracts  OLD			98
6/12/15	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			18
6/10/15	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			18
1/9/15	OLD		EX-23		Consents of Experts and Counsel  OLD			14
1/9/15	OLD		EX-21		Subsidiaries List  OLD			1
1/7/15	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			6
12/19/12	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
11/20/12	OLD		EX-5		Opinions of Counsel re: Legality  OLD			4
11/21/11	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
8/3/15	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			26
					Financials:
5/11/15	OLD		EX-31		Certifications — §302 – SOA’02  OLD			30
5/11/15	OLD		EX-32		Certifications — §906 – SOA’02  OLD			30
5/11/15	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			507
5/11/15	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			25
5/11/15	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			84
5/11/15	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			14
7/7/14	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
7/20/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			214

Forms , Documents & Exhibits  in  113 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/16/16	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	31
7/31/15	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	8
7/30/15	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	17
6/19/15	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	10
6/19/15	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	14
5/22/15	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
4/28/15	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
2/10/15	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
1/7/15	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
1/5/15	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	3
					Letters:
7/9/15	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			20
					General Exhibits:
7/30/15	OLD		EX-24		Powers of Attorney  OLD			2
6/19/15	OLD		EX-10		Material Contracts  OLD			15
6/12/15	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
1/7/15	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
7/31/15	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			47
					Graphics:
5/14/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			111

        

Filings History

Year		# of Filings
2016		4
2015		81
2014		41
2013		20
2012		46
2011		8