BATS Global Markets, Inc. 

KS

  SEC # 1519917

        

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46  SEC Filings   from  5/13/11  to  7/20/12  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘CERTBATS’ — Certification by the Cboe Bats Exchanges Approving a Listing — Form CERT — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  BATS Global Markets, Inc.

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Forms , Documents & Exhibits  in  24 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
7/20/12	OLD		CERTBATS		Trading:		Certification by the Cboe Bats Exchanges Approving a Listing — Form CERT  OLD	1
4/26/12	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
4/16/12	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
4/5/12	OLD		8-K		Update:		Current Report — Form 8-K  OLD  — Press Releases & Conference Calls	1
					8-K Items:
4/5/12	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
4/5/12	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	1
4/5/12	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
3/23/12	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
3/22/12	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
3/22/12	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	8
3/21/12	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
3/21/12	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
3/19/12	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
3/22/12	OLD		EX-23		Consents of Experts and Counsel  OLD			10
3/22/12	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
3/21/12	OLD		EX-10		Material Contracts  OLD			25
3/12/12	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			5
3/12/12	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
2/23/12	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
2/23/12	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
4/5/12	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			6
					Graphics:
4/5/12	OLD		GRAPHIC		Photos, Images and Graphs  OLD			86

Forms , Documents & Exhibits  in  23 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
3/22/12	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	17
3/21/12	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
3/21/12	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			5
					General Exhibits:
3/22/12	OLD		EX-24		Powers of Attorney  OLD			16
					Graphics:
3/21/12	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

        

Filings History

Year		# of Filings
2012		38
2011		8