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Regional Management Corp. 
 SC
  SEC # 1519401


        
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849  SEC Filings
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  from  5/16/11  to  4/17/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Regional Management Corp. 

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Forms
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, Documents
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& Exhibits
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 in  281 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/17/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 5
4/16/24 New Document this Past Month!DEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 2
4/15/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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13
4/3/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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164

8-K Items: 
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4/3/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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40
10/31/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
2/7/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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50
10/20/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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27
4/2/12 OLD
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  Securities & Trading: 
Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
11/2/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
1/3/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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52
4/2/12 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
2/13/18 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
5/22/23"Submission of Matters to a Vote of Security Holders — Item 5.0711
10/30/12 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
2/23/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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29
2/7/24
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  Events: 
Other Events — Item 8.0134
4/3/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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143

2/22/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-87
2/22/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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12
2/6/24ABS-15GABS:  Asset-Backed Securities Securitizer Reports — Form ABS-15G7
11/3/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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37
12/5/13 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
12/2/13 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
12/2/13 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
8/20/13 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
8/14/13 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
6/19/12 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
3/29/12 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
3/27/12 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 10
3/27/12 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
3/26/12 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/23/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8

General Exhibits: 
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4/3/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 154
2/22/24EX-23Consents of Experts and Counsel39
2/22/24EX-FILING FEESFiling Fees1
2/22/24EX-5Opinions of Counsel re: Legality13
2/22/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/22/24EX-21Subsidiaries Lists14
10/20/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
12/10/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
4/2/12 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4

Additional Exhibits: 
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2/23/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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143

Financials: 
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4/15/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,327
4/15/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 432
4/15/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 72
4/15/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
105
4/3/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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111
2/22/24EX-31Certifications — §302 – SOA’0298
2/22/24EX-32Certifications — §906 – SOA’0248
11/2/21 OLDEX-16Letter re: a Change in Accountant  OLD 1

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4/15/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,367


Forms
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, Documents
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& Exhibits
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 in  570 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 75902K
 

        
Latest Filing  Type    Category    Description        Documents
     
4/16/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 417
2/15/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1445
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G93
11/29/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4
1/28/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 40
1/6/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
12/2/13 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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8/26/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6

General Exhibits: 
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1/28/22 OLDEX-24Powers of Attorney  OLD 42

Additional Exhibits: 
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3/12/24EX-99Miscellaneous Exhibits, such as Press Releases171

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11/29/22 OLDGRAPHICPhotos, Images and Graphs  OLD 3


        

Filings History

Year    # of Filings
In descending order
2024 33
2023 65
2022 75
2021 92
2020 77
2019 67
2018 59
2017 61
2016 46
2015 61
2014 60
2013 72
2012 62
2011 19

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