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Peak Resorts Inc. 
 MO
  SEC # 1517401


        
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279  SEC Filings
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  from  4/18/11  to  2/11/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Rutabaga Capital Management LLC/MA 
 
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notifications of all
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Filings
involving  Peak Resorts Inc. 

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Forms
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, Documents
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& Exhibits
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 in  158 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/7/19 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
9/24/19 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
9/24/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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88

8-K Items: 
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7/22/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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21
9/24/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
9/24/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
6/27/19 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 29
12/27/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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13
10/28/16 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
9/24/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/23/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
9/24/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
9/24/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
9/24/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
9/24/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
9/20/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 6
9/20/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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12
8/29/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 38
9/24/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 83

9/13/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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15
9/11/19 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 6
8/27/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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9
8/20/19 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
8/2/19 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
12/6/18 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
8/28/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
2/2/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
8/30/16 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
1/15/15 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
11/21/14 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
11/21/14 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/21/14 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
11/20/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
11/20/14 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 10
11/19/14 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
9/25/14 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
9/12/14 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1

General Exhibits: 
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9/24/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
7/22/19 OLDEX-10Material Contracts  OLD 171
7/22/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 17
6/28/19 OLDEX-23Consents of Experts and Counsel  OLD 20
6/28/19 OLDEX-21Subsidiaries Lists  OLD 9
11/23/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
1/15/15 OLDEX-5Opinions of Counsel re: Legality  OLD 8
11/20/14 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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9/20/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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85

Financials: 
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9/13/19 OLDEX-31Certifications — §302 – SOA’02  OLD 50
9/13/19 OLDEX-32Certifications — §906 – SOA’02  OLD 23
9/13/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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922
9/13/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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24
9/13/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 126
9/13/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
21
4/18/11 OLDEX-16Letter re: a Change in Accountant  OLD 1

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9/20/19 OLDGRAPHICPhotos, Images and Graphs  OLD 531


Forms
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, Documents
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& Exhibits
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 in  123 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/11/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 23
10/1/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6
9/24/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 76
9/24/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/20/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 11
11/20/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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2/8/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4

Additional Exhibits: 
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9/24/19 OLDEX-99Miscellaneous Exhibit  OLD 1

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11/20/14 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2020 1
2019 51
2018 48
2017 47
2016 53
2015 41
2014 28
2012 1
2011 9

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