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List All Filings | or | ||
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Most-Recent Filing: | ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 6/30/21 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
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10/21/21 | OLD | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — | 46 | ||||||
Form-Specific Documents: | |||||||||||
10/21/21 | OLD | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F OLD — | 35 |
Latest Filing | Type | Category | Description | Documents | ||||||||
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6/2/11 | OLD | F-X | Registration: | Appointment of a U.S. Agent for Service of Process by a Foreign Non-Financial Entity — Form F-X OLD | 1 | |||||||
6/2/11 | OLD | CB | Ownership: | Tender-Offer, Exchange-Offer, Rights-Offering or Response Notice — Form CB OLD | 1 | |||||||
General Exhibits: | ||||||||||||
6/2/11 | OLD | EX-1 | Underwriting Agreement or Conflict Minerals Report (or mislabeled “1st Exhibit”) OLD | 1 | ||||||||
Graphics: | ||||||||||||
6/2/11 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 14 |
Year | # of Filings | |
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2021 | 3 | |
2020 | 4 | |
2019 | 5 | |
2018 | 4 | |
2017 | 4 | |
2016 | 4 | |
2015 | 4 | |
2014 | 5 | |
2013 | 4 | |
2012 | 4 | |
2011 | 7 |