2010 Swift Mandatory Common Exchange Security Trust 

NY

  SEC # 1508372

        

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38  SEC Filings   from  12/20/10  to  8/7/14  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  2010 Swift Mandatory Common Exchange Security Trust

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Forms , Documents & Exhibits  in  32 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/7/14	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
4/29/14	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
4/10/14	OLD		N-8F		Registration:		Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD	1
4/10/14	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	4
2/26/14	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	4
10/29/13	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	6
8/15/13	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	4
8/15/13	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	3
5/8/13	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	3
8/29/12	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	2
4/21/11	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
3/3/11	OLD		N-2		Registration:		Registration Statement by a Closed-End Investment Company — Form N-2  OLD	1
12/20/10	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Additional Exhibits:
10/29/13	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  11 Certifications — §302 – SOA’02;  6 Certifications — §906 – SOA’02;  1 Code of Ethics — Form N-SAR:  3 Accountants’ Reports re: Internal Controls  (21 total)			31
					Graphics:
8/15/13	OLD		GRAPHIC		Photos, Images and Graphs  OLD			12

Forms , Documents & Exhibits  in  6 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/22/12	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	3
2/14/12	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					Letters:
12/1/11	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1

        

Filings History

Year		# of Filings
2014		5
2013		8
2012		11
2011		11
2010		3