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Most-Recent Filing: | ‘497’ — Definitive Material — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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5/7/24 | 497 | Registration: | Definitive Materials — | 72 | ||||||||
3/27/24 | NPORT-P | Update: | Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT | 91 | ||||||||
3/27/24 | NPORT-EX | Update: | Portfolio Holdings Schedules by Investment Companies — Form N-PORT | 47 | ||||||||
1/26/24 | 40-17G | Update: | Fidelity Bonds for Investment Companies | 15 | ||||||||
12/29/23 | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 13 | ||||||||
10/25/23 | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — | 37 | ||||||||
9/5/23 | 497K | Registration: | Prospectuses – Certain Open-End Investment Companies – Summary | 52 | ||||||||
9/1/23 | 497J | Registration: | Certifications of No Change in Definitive Materials | 20 | ||||||||
8/28/23 | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX | 13 | ||||||||
8/25/23 | 485BPOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations — | 48 | ||||||||
7/13/23 | 24F-2NT | Update: | Annual Notices of Securities Sold by Investment Companies — Form 24F-2 | 11 | ||||||||
7/11/23 | N-CEN | Update: | Annual Reports by Investment Companies — Form N-CEN | 7 | ||||||||
7/7/23 | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 12 | ||||||||
6/30/23 | 485APOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations | 18 | ||||||||
1/25/23 | OLD | AW | Registration: | Amendment Withdrawal Requests OLD | 3 | |||||||
12/28/22 | OLD | 485BXT | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates OLD | 58 | |||||||
6/30/22 | OLD | CERT | Trading: | Certifications by Securities Exchanges Approving Listings — Form CERT OLD | 7 | |||||||
6/30/22 | OLD | 8-A12B | Registration: | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 10 | |||||||
12/29/21 | OLD | EFFECT | SEC: | SEC Notices of Effectiveness OLD | 2 | |||||||
3/18/20 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 17 | |||||||
11/6/19 | OLD | CERTBATS | Trading: | Certification by the Cboe Bats Exchanges Approving a Listing — Form CERT OLD | 1 | |||||||
8/2/19 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 6 | |||||||
4/8/19 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 8 | |||||||
9/21/18 | OLD | DEF 14C | Proxy: | Definitive Proxy Info Statements — Schedule 14C OLD | 2 | |||||||
5/23/18 | OLD | CERTNAS | Trading: | Certifications by the Nasdaq Stock Market Approving Listings — Form CERT OLD | 2 | |||||||
1/12/18 | OLD | POS EX | Registration: | Post-Effective Amendment of a Registration Statement – Additional Exhibits OLD | 1 | |||||||
12/22/17 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 6 | |||||||
12/18/15 | OLD | DEFR14A | Proxy: | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 | |||||||
11/13/15 | OLD | DEF 14A | Proxy: | Definitive Proxy Statement — Schedule 14A OLD | 1 | |||||||
10/29/15 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statement — Schedule 14A OLD | 1 | |||||||
7/24/12 | OLD | CERTPAC | Trading: | Certification by the Pacific Coast Stock Exchange Approving a Listing — Form CERT OLD | 1 | |||||||
6/20/12 | OLD | CERTNYS | Trading: | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 | |||||||
6/1/12 | OLD | N-1A | Registration: | Registration Statements by Open-End Investment Companies — Form N-1A OLD | 4 | |||||||
5/8/12 | OLD | APP ORDR | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Order OLD | 1 | |||||||
4/10/12 | OLD | APP NTC | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Notice OLD | 1 | |||||||
11/19/10 | OLD | N-8A | Registration: | Notice of Registration by an Investment Company — Form N-8A OLD | 1 | |||||||
Letters: | ||||||||||||
10/29/15 | OLD | COVER | Comment-Response and Cover Letters to the SEC [ a.k.a. CORRESP ] OLD — | 3 | ||||||||
Form-Specific Documents: | ||||||||||||
3/27/24 | NPORT-EX | Portfolio Holdings Schedules — Form N-PORT | 47 | |||||||||
Additional Exhibits: | ||||||||||||
12/29/23 | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases — | 312 | |||||||||
Investment Company Exhibits: | ||||||||||||
7/11/23 | INTERNAL CONTROL RPT | Accountants’ Reports re: Internal Controls | 7 | |||||||||
7/11/23 | EXEMPT ORDER INFO | Info Pursuant to SEC Exemption Orders | 11 | |||||||||
Financials: | ||||||||||||
9/6/23 | XML & R# | IDEA Financial Reports Info — | 150 | |||||||||
9/6/23 | EX-101.* | XBRL Data (XBRL Files) | 214 | |||||||||
9/6/23 | JSON | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 14 | |||||||||
9/6/23 | ZIP | XBRL Zipped Folders | 38 | |||||||||
9/9/14 | OLD | EXCEL | IDEA Workbooks of Financial Reports Info OLD — | 4 | ||||||||
Graphics: | ||||||||||||
5/7/24 | GRAPHIC | Photos, Images and Graphs | 966 |
As Of | Fund / Series | — Filings for F/S#... | ||||||
---|---|---|---|---|---|---|---|---|
⇒ Class / Contract — Filings for C/C#... | Symbol | |||||||
2024: | 5/7/24 | Day Hagan/Ned Davis Research Smart Sector ETF | ||||||
⇒ | C#215105 | SSUS | ||||||
5/7/24 | Day Hagan/Ned Davis Research Smart Sector Fixed Income ETF | |||||||
⇒ | C#230670 | SSFI | ||||||
5/7/24 | Day Hagan/Ned Davis Research Smart Sector International ETF | |||||||
⇒ | C#236642 | SSXU | ||||||
5/7/24 | Strategy Shares Gold-Hedged Bond ETF | |||||||
⇒ | C#223943 | GOLY | ||||||
5/7/24 | Strategy Shares Nasdaq 7 HANDL{TM} Index ETF | |||||||
⇒ | C#195439 | HNDL | ||||||
5/7/24 | Strategy Shares Newfound/Resolve Robust Momentum ETF | |||||||
⇒ | C#215207 | ROMO | ||||||
2023: | 8/28/23 | BioShares ETF | ||||||
⇒ | C#173260 | — | ||||||
8/28/23 | Strategy Shares Drawbridge Dynamic Allocation ETF | |||||||
⇒ | C#206536 | RULE | ||||||
8/28/23 | Strategy Shares ETF | |||||||
⇒ | C#204597 | — | ||||||
9/26/23 | Strategy Shares Halt Climate Change ETF | |||||||
⇒ | C#231004 | NZRO | ||||||
↓List all Funds / Series and their Classes / Contracts |
As Of | Fund / Series | — Filings for F/S#... | ||||||
---|---|---|---|---|---|---|---|---|
⇒ Class / Contract — Filings for C/C#... | Symbol | |||||||
2024: | 5/7/24 | Day Hagan/Ned Davis Research Smart Sector ETF | ||||||
⇒ | C#215105 | SSUS | ||||||
5/7/24 | Day Hagan/Ned Davis Research Smart Sector Fixed Income ETF | |||||||
⇒ | C#230670 | SSFI | ||||||
5/7/24 | Day Hagan/Ned Davis Research Smart Sector International ETF | |||||||
⇒ | C#236642 | SSXU | ||||||
5/7/24 | Strategy Shares Gold-Hedged Bond ETF | |||||||
⇒ | C#223943 | GOLY | ||||||
5/7/24 | Strategy Shares Nasdaq 7 HANDL{TM} Index ETF | |||||||
⇒ | C#195439 | HNDL | ||||||
5/7/24 | Strategy Shares Newfound/Resolve Robust Momentum ETF | |||||||
⇒ | C#215207 | ROMO | ||||||
2023: | 8/28/23 | BioShares ETF | ||||||
⇒ | C#173260 | — | ||||||
8/28/23 | Strategy Shares Drawbridge Dynamic Allocation ETF | |||||||
⇒ | C#206536 | RULE | ||||||
8/28/23 | Strategy Shares ETF | |||||||
⇒ | C#204597 | — | ||||||
9/26/23 | Strategy Shares Halt Climate Change ETF | |||||||
⇒ | C#231004 | NZRO | ||||||
9/26/23 | Strategy Shares Nasdaq 5HANDL{TM} Index ETF | |||||||
⇒ | C#233279 | FIVR | ||||||
2022: | 12/28/22 | Strategy Shares Nasdaq 10HANDL{TM} Index ETF | ||||||
⇒ | C#232315 | TENH | ||||||
2020: | 8/31/20 | Strategy Shares EcoLogical Strategy ETF | ||||||
⇒ | Strategy Shares EcoLogical Strategy ETF 1 | HECO | ||||||
8/31/20 | Strategy Shares US Market Rotation Strategy ETF | |||||||
⇒ | Strategy Shares US Market Rotation Strategy ETF 1 | HUSE | ||||||
2019: | 4/8/19 | Active Alts Contrarian ETF | ||||||
⇒ | C#173403 | SQZZ | ||||||
2010: | 11/19/10 | Huntington Equity Protection Strategy Fund | ||||||
⇒ | Huntington Equity Protection Strategy Fund 1 | — | ||||||
— 16 Funds / Series — 16 Classes / Contracts — |
Latest Filing | Type | Category | Description | Documents | ||||||
---|---|---|---|---|---|---|---|---|---|---|
10/16/23 | 25-NSE | Trading: | Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25 | 4 | ||||||
Letters: | ||||||||||
1/24/11 | OLD | LETTER | Comment or Other Letter from the SEC [ a.k.a. UPLOAD ] OLD — | 1 | ||||||
Additional Exhibits: | ||||||||||
10/16/23 | EX-99 | Miscellaneous Exhibits, such as Press Releases | 4 |
Year | # of Filings | |
---|---|---|
2024 | 9 | |
2023 | 58 | |
2022 | 92 | |
2021 | 81 | |
2020 | 46 | |
2019 | 38 | |
2018 | 45 | |
2017 | 27 | |
2016 | 53 | |
2015 | 23 | |
2014 | 19 | |
2013 | 18 | |
2012 | 21 | |
2011 | 5 | |
2010 | 2 |