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Strategy Shares 
 NY
  SEC # 1506213


        
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537  SEC Filings
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  from  11/19/10  to  5/7/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘497’ — Definitive Material — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Strategy Shares 

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Forms
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, Documents
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& Exhibits
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 in  532 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/7/24 New Document this Past Month!497Registration:  Definitive Materials  New Document this Past Month!  — Financial Reports
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72
3/27/24NPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT91
3/27/24NPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT47
1/26/2440-17GUpdate:  Fidelity Bonds for Investment Companies15
12/29/23N-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR13
10/25/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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37
9/5/23497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary52
9/1/23497JRegistration:  Certifications of No Change in Definitive Materials20
8/28/23N-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX13
8/25/23485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports
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48
7/13/2324F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-211
7/11/23N-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN7
7/7/23N-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR12
6/30/23485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations18
1/25/23 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 3
12/28/22 OLD485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD 58
6/30/22 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 7
6/30/22 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 10
12/29/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
3/18/20 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 17
11/6/19 OLDCERTBATSTrading:  Certification by the Cboe Bats Exchanges Approving a Listing — Form CERT  OLD 1
8/2/19 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 6
4/8/19 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 8
9/21/18 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
5/23/18 OLDCERTNASTrading:  Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD 2
1/12/18 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
12/22/17 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 6
12/18/15 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
11/13/15 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
10/29/15 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
7/24/12 OLDCERTPACTrading:  Certification by the Pacific Coast Stock Exchange Approving a Listing — Form CERT  OLD 1
6/20/12 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
6/1/12 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 4
5/8/12 OLDAPP ORDRSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD 1
4/10/12 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1
11/19/10 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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10/29/15 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC3

Form-Specific Documents: 
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3/27/24NPORT-EXPortfolio Holdings Schedules — Form N-PORT47

Additional Exhibits: 
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12/29/23EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press ReleasesEX-99.*  Form-Specific Exhibits...  Form N-14:  2 Articles of Incorporation/Organization;  1 Bylaws;  10 Powers of Attorney — Form N-1A:  4 Codes of Ethics;  9 Custodian Agreements;  7 Distribution Plans — Rule 12b-1 – ICA’40;  16 Investment Advisor Contracts;  19 Opinions of Counsel re: Legality;  44 Other Material Contracts;  24 Other Opinions;  11 Underwriter Contracts — Form N-6:  1 Other Material Contract — Form N-CSR:  45 Certifications — §302 – SOA’02;  26 Certifications — §906 – SOA’02;  8 Codes of Ethics — Form N-SAR:  7 Accountants’ Reports re: Internal Controls;  1 Letter re: a Change in Accountant;  2 Matters Submitted to Votes of Security Holders;  2 Other Disclosures;  1 Policies re: Security Investments  (240 total)312

Investment Company Exhibits: 
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7/11/23INTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls7
7/11/23EXEMPT ORDER INFOInfo Pursuant to SEC Exemption Orders11

Financials: 
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9/6/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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150
9/6/23EX-101.*XBRL Data  (XBRL Files)214
9/6/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)14
9/6/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
38
9/9/14 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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4

Graphics: 
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5/7/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 966

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2024: 5/7/24 Day Hagan/Ned Davis Research Smart Sector ETFS#66772
 C#215105SSUS
 5/7/24 Day Hagan/Ned Davis Research Smart Sector Fixed Income ETFS#73631
 C#230670SSFI
 5/7/24 Day Hagan/Ned Davis Research Smart Sector International ETFS#76645
 C#236642SSXU
 5/7/24 Strategy Shares Gold-Hedged Bond ETFS#70448
 C#223943GOLY
 5/7/24 Strategy Shares Nasdaq 7 HANDL{TM} Index ETFS#59719
 C#195439HNDL
 5/7/24 Strategy Shares Newfound/Resolve Robust Momentum ETFS#66847
 C#215207ROMO
 
2023: 8/28/23 BioShares ETFS#55070
 C#173260
 8/28/23 Strategy Shares Drawbridge Dynamic Allocation ETFS#63716
 C#206536RULE
 8/28/23 Strategy Shares ETFS#63093
 C#204597
 9/26/23 Strategy Shares Halt Climate Change ETFS#73809
 C#231004NZRO
List all Funds / Series and their Classes / Contracts


Forms
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, Documents
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& Exhibits
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 in  5 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
10/16/2325-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 254

Letters: 
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1/24/11 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1

Additional Exhibits: 
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10/16/23EX-99Miscellaneous Exhibits, such as Press Releases4


        

Filings History

Year    # of Filings
In descending order
2024 9
2023 58
2022 92
2021 81
2020 46
2019 38
2018 45
2017 27
2016 53
2015 23
2014 19
2013 18
2012 21
2011 5
2010 2

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