DBX ETF Trust 

NY

  SEC # 1503123

        

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3,081  SEC Filings   from  10/25/10  to  4/30/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘497’ — Definitive Material — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  DBX ETF Trust

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Forms , Documents & Exhibits  in  3,031 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/30/24			497		Registration:		Definitive Materials    — Financial Reports	428
4/29/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	1,048
4/26/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	658
4/26/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	330
3/21/24			485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations	64
3/6/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls	5
					8-K Items:
3/6/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	5
2/26/24			CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT	19
2/2/24			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	21
1/29/24			8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A	49
1/24/24			497J		Registration:		Certifications of No Change in Definitive Materials	46
1/24/24			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	122
1/18/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	53
1/12/24			485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates	322
11/14/23			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	12
11/13/23			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	23
11/2/23			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	21
8/10/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	15
6/15/23			40-17G		Update:		Fidelity Bonds for Investment Companies	13
3/2/22	OLD		25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD	13
7/25/19	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	6
4/25/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	23
7/26/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	10
4/26/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	10
1/2/18	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	37
12/13/17	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
7/2/15	OLD		CERTARCA		Trading:		Certifications by the NYSE Archipelago Approving Listings — Form CERT  OLD	5
6/22/15	OLD		DEFA14C		Proxy:		Definitive Additional Proxy Info Statement — Schedule 14C  OLD	1
6/22/15	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
11/3/14	OLD		APP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD	1
10/6/14	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
10/3/14	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	13
6/14/13	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
2/6/13	OLD		APP WDG		SEC:		Withdrawal of an Application for an Exemption Order – ‘APP WD’ SEC Grant  OLD	1
3/1/12	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
5/13/11	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
5/11/11	OLD		N-1A		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	3
10/25/10	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
10/7/21	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			62
					Form-Specific Documents:
4/26/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			330
					Additional Exhibits:
2/2/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  65 Certifications — §302 – SOA’02;  42 Certifications — §906 – SOA’02;  9 Codes of Ethics — Form N-SAR:  10 Accountants’ Reports re: Internal Controls;  24 Other Disclosures;  9 Policies re: Security Investments  (159 total)			548
					Investment Company Exhibits:
11/14/23			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			12
8/13/20	OLD		CHG ACCT PRINCIPLES		Change in Accounting Principles or Practices  OLD			1
2/14/20	OLD		OTHER REQUIRED INFO		Other Info  OLD			1
					Financials:
2/27/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,071
2/27/24			EX-101.*		XBRL Data  (XBRL Files)			1,029
2/27/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			48
2/27/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			186
3/10/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			140
					Graphics:
4/30/24			GRAPHIC		Photos, Images and Graphs			3,697

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  87 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
3/26/24			25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25	15
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	34
1/2/18	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	37
					Letters:
11/30/10	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					Additional Exhibits:
3/26/24			EX-99		Miscellaneous Exhibits, such as Press Releases			17

        

Filings History

Year		# of Filings
2024		180
2023		299
2022		339
2021		268
2020		332
2019		242
2018		218
2017		165
2016		282
2015		325
2014		261
2013		118
2012		25
2011		22
2010		5