Atossa Therapeutics, Inc. 

WA

  SEC # 1488039

        

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539  SEC Filings   from  3/30/10  to  4/11/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/10/24 — Filed re:  Issuer / Subject Company — Filed by:  Finn Jonathan
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Forms , Documents & Exhibits  in  366 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/1/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	141
					8-K Items:
3/23/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	22
3/22/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	5
12/16/15	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
4/1/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	45
3/18/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	9
12/22/17	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
5/31/18	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	6
5/22/23			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	2
11/13/18	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
3/12/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	22
4/26/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	7
5/4/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’	16
3/12/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	18
8/30/23			Events:			•	Other Events — Item 8.01	24
4/1/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	97
4/1/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	13
11/13/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	40
4/26/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	5
3/30/23	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
3/30/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	12
4/1/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
4/30/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	19
4/27/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	41
4/21/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	5
3/31/21	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
3/23/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	7
3/22/21	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
2/4/21	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
1/8/21	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	14
12/1/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	41
5/16/18	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
5/10/18	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
4/23/15	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	3
5/22/14	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
4/11/13	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	5
11/14/12	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
11/8/12	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
2/14/11	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
					General Exhibits:
4/1/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/1/24			EX-23		Consents of Experts and Counsel			71
4/1/24			EX-10		Material Contracts			90
4/1/24			EX-21		Subsidiaries Lists			4
4/26/23			EX-3		Articles of Incorporation/Organization and Bylaws			24
2/28/22	OLD		EX-22		Published Reports re: Matters Submitted to Votes of Security Holders  OLD			8
4/21/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			38
3/23/21	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			46
3/23/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			20
5/3/18	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
10/3/12	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
4/1/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			90
					Financials:
4/1/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			3,004
4/1/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			95
4/1/24			EX-101.*		XBRL Data  (XBRL Files)			433
4/1/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			45
4/1/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			88
4/1/24			EX-31		Certifications — §302 – SOA’02			104
4/1/24			EX-32		Certifications — §906 – SOA’02			101
5/22/23			EX-16		Letters re: Changes in Accountants			2
					Graphics:
4/1/24			GRAPHIC		Photos, Images and Graphs			694

Forms , Documents & Exhibits  in  177 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 04962H

        

Latest Filing			Type		Category	Description		Documents
4/11/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	111
3/14/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	18
2/9/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	20
5/16/18	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
1/27/16	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
2/14/14	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					Letters:
4/26/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			20
4/26/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			4
					General Exhibits:
3/14/24			EX-24		Powers of Attorney			14
11/9/17	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Graphics:
5/16/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			53

        

Filings History

Year		# of Filings
2024		8
2023		39
2022		27
2021		46
2020		41
2019		21
2018		49
2017		54
2016		45
2015		45
2014		45
2013		55
2012		52
2011		5
2010		7