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GOLUB CAPITAL BDC, Inc.
NY
SEC # 1476765
249 Related Registrants:
Same IRS #: Golub Capital Investment Corp. — 9/18/19 — SEC # 1627515
GBDC 3 Funding II LLC — 7/26/23 — SEC # 1921488
GBDC 3 Funding LLC — 7/26/23 — SEC # 1921497
GBDC 3 Holdings Coinvest, Inc. — 7/26/23 — SEC # 1921505
GBDC 3 Holdings ED Coinvest, Inc. — 7/26/23 — SEC # 1921517
GBDC Holdings Coinvest, Inc. — 7/26/23 — SEC # 1921544
GBDC Holdings ED Coinvest, Inc. — 7/26/23 — SEC # 1921571
GBDC Quick Quack Coinvest LLC — 7/26/23 — SEC # 1921514
GBDC3 Quick Quack Coinvest LLC — 7/26/23 — SEC # 1921516
GBDC3F Loan Subsidiary A LLC — 7/26/23 — SEC # 1921629
GC Advisors LLC — 7/26/23 — SEC # 1488328
GC Finance Operations Multicurrency Trust — 7/26/23 — SEC # 1921634
GC International Ladder Ltd. — 7/26/23 — SEC # 1677908
GC Investment Management LLC — 7/26/23 — SEC # 1563843
GC OPAL Advisors LLC — 7/26/23 — SEC # 1922827
GCBH 3 North Haven Stack Buyer Coinvest, Inc. — 7/26/23 — SEC # 1921738
GCIC CLO II Depositor LLC — 7/26/23 — SEC # 1921732
Gcic Clo II LLC — 7/26/23 — SEC # 1921731
GCIC Funding LLC — 7/26/23 — SEC # 1921504
GCIC Holdings LLC — 7/26/23 — SEC # 1921465
GCIC North Haven Stack Buyer Coinvest Inc. — 7/26/23 — SEC # 1921453
GCIC Quick Quack Coinvest LLC — 7/26/23 — SEC # 1921458
GCP CLO Warehouse BARC 2023, Ltd. — 7/26/23 — SEC # 1972701
GCP CLO Warehouse BARC 2023-2, Ltd. — 7/26/23 — SEC # 1986227
GCP CLO Warehouse BSL 2022, Ltd. — 7/26/23 — SEC # 1952931
GCP Finance 11 L.P. — 7/26/23 — SEC # 1957417
GCP Finance 2 L.P. — 7/26/23 — SEC # 1676225
GCP Finance 5 L.P. — 7/26/23 — SEC # 1695430
GCP Finance 6 L.P. — 7/26/23 — SEC # 1695435
GCP Finance 7 L.P. — 7/26/23 — SEC # 1921359
GCP Finance 8 L.P. — 7/26/23 — SEC # 1921367
GCP Finance 9 L.P. — 7/26/23 — SEC # 1921383
GCP Finance L.P. — 7/26/23 — SEC # 1676224
GCP HS Fund — 7/26/23 — SEC # 1850564
GCP International Tranches Ltd. — 7/26/23 — SEC # 1807868
GCP Master Holdings, LP — 7/26/23 — SEC # 1921431
GCP SG Warehouse 2022-1 — 7/26/23 — SEC # 1962152
GCPF 1 Loan Funding F, L.P. — 7/26/23 — SEC # 1935709
GCPF 11 Loan Funding A — 7/26/23 — SEC # 1972081
GCPF 7 Loan Funding A L.P. — 7/26/23 — SEC # 1923030
GCPF Loan Funding F — 7/26/23 — SEC # 1957051
GCRED Holdings, LLC — 7/26/23 — SEC # 1987156
GDLC Feeder Fund, L.P. — 7/26/23 — SEC # 1921469
GDLC Funding LLC — 7/26/23 — SEC # 1921475
GDLC Holdings Coinvest Inc. — 7/26/23 — SEC # 1921477
GDLC Holdings LLC — 7/26/23 — SEC # 1921476
GEMS Fund 4, L.P. — 7/26/23 — SEC # 1642402
GEMS Fund 5 International, L.P. — 7/26/23 — SEC # 1810867
GEMS Fund 5, L.P. — 7/26/23 — SEC # 1810866
GEMS Fund 6 International Feeder, L.P. — 7/26/23 — SEC # 1977748
GEMS Fund 6 International, L.P. — 7/26/23 — SEC # 1948450
GEMS Fund 6, L.P. — 7/26/23 — SEC # 1948449
GEMS Fund, L.P. — 7/26/23 — SEC # 1480432
Golub Capital 3 Holdings LLC — 7/26/23 — SEC # 1921419
Golub Capital 4 Holdings Coinvest, Inc. — 7/26/23 — SEC # 1921415
Golub Capital 4 Holdings LLC — 7/26/23 — SEC # 1921420
Golub Capital BDC 3 ABS 2022-1 Depositor LLC — 7/26/23 — SEC # 1921424
Golub Capital BDC 3 ABS 2022-1 LLC — 7/26/23 — SEC # 1921413
Golub Capital BDC 3 CLO 1 Depositor LLC — 7/26/23 — SEC # 1921342
Golub Capital BDC 3 CLO 1 LLC — 7/26/23 — SEC # 1921339
Golub Capital BDC 3 CLO 2 Depositor LLC — 7/26/23 — SEC # 1941607
Golub Capital BDC 3 CLO 2 LLC — 7/26/23 — SEC # 1941606
Golub Capital BDC 3, Inc. — 7/26/23 — SEC # 1715268
Golub Capital BDC 4 Funding LLC — 7/26/23 — SEC # 1921351
Golub Capital BDC 4, Inc. — 7/26/23 — SEC # 1901612
Golub Capital BDC CLO 2014 LLC — 7/26/23 — SEC # 1921406
Golub Capital BDC CLO III Depositor LLC — 7/26/23 — SEC # 1921361
Golub Capital BDC CLO III LLC — 7/26/23 — SEC # 1921327
Golub Capital BDC Holdings LLC — 7/26/23 — SEC # 1921348
Golub Capital Coinvestment LP — 7/26/23 — SEC # 1358730
Golub Capital Direct Lending Corp. — 7/26/23 — SEC # 1868878
Golub Capital Direct Lending Unlevered Corp. — 7/26/23 — SEC # 1901606
Golub Capital Direct Lending Unlevered Holdings Coinvest, Inc. — 7/26/23 — SEC # 1921347
Golub Capital Direct Lending Unlevered Holdings LLC — 7/26/23 — SEC # 1921233
Golub Capital Finance Funding CLO NW — 7/26/23 — SEC # 1980908
Golub Capital Finance Funding III Trust — 7/26/23 — SEC # 1921237
Golub Capital Finance Funding IV Trust — 7/26/23 — SEC # 1921238
Golub Capital Finance Funding Repo NW — 7/26/23 — SEC # 1980913
Golub Capital Finance Funding Trust — 7/26/23 — SEC # 1563793
Golub Capital Finance Funding V Trust — 7/26/23 — SEC # 1985395
Golub Capital International Ltd. — 7/26/23 — SEC # 1502358
Golub Capital LLC — 7/26/23 — SEC # 1502179
Golub Capital Partners 10, L.P. — 7/26/23 — SEC # 1647009
Golub Capital Partners 11 Rollover Fund, L.P. — 7/26/23 — SEC # 1693114
Golub Capital Partners 11, L.P. — 7/26/23 — SEC # 1693124
Golub Capital Partners 12 Feeder Fund, L.P. — 7/26/23 — SEC # 1789058
Golub Capital Partners 12, L.P. — 7/26/23 — SEC # 1743621
Golub Capital Partners 14, L.P. — 7/26/23 — SEC # 1846843
Golub Capital Partners 15, L.P. — 7/26/23 — SEC # 1960895
Golub Capital Partners 9, L.P. — 7/26/23 — SEC # 1592593
Golub Capital Partners ABS Funding 2019-1, L.P. — 7/26/23 — SEC # 1921435
Golub Capital Partners ABS Funding 2020-1, L.P. — 7/26/23 — SEC # 1923035
Golub Capital Partners ABS Funding 2021-1, L.P. — 7/26/23 — SEC # 1923033
Golub Capital Partners ABS Funding 2021-2 — 7/26/23 — SEC # 1921240
Golub Capital Partners ABS Funding 2022-1 — 7/26/23 — SEC # 1941727
Golub Capital Partners CLO 16 (M) – R2, L.P. — 7/26/23 — SEC # 1593395
Golub Capital Partners CLO 17 (M) – R, Ltd. — 7/26/23 — SEC # 1616299
Golub Capital Partners CLO 18 (M) – R2 — 7/26/23 — SEC # 1616276
Golub Capital Partners CLO 19 (B) – R2, Ltd. — 7/26/23 — SEC # 1921588
Golub Capital Partners CLO 21 (M) – R, Ltd. — 7/26/23 — SEC # 1631955
Golub Capital Partners CLO 22 (B) – R, Ltd. — 7/26/23 — SEC # 1631956
Golub Capital Partners CLO 23 (B) – R, Ltd. — 7/26/23 — SEC # 1631957
Golub Capital Partners CLO 24 (M) – R, Ltd. — 7/26/23 — SEC # 1631958
Golub Capital Partners CLO 25 (M) – R, Ltd. — 7/26/23 — SEC # 1631959
Golub Capital Partners CLO 26 (B) – R, Ltd. — 7/26/23 — SEC # 1676226
Golub Capital Partners CLO 28 (M) – R, L.P. — 7/26/23 — SEC # 1676227
Golub Capital Partners CLO 30 (M) – R — 7/26/23 — SEC # 1676229
Golub Capital Partners CLO 31 (M) – R, Ltd. — 7/26/23 — SEC # 1676230
Golub Capital Partners CLO 33 (M) – R2, L.P. — 7/26/23 — SEC # 1695436
Golub Capital Partners CLO 34 (M) – R, Ltd. — 7/26/23 — SEC # 1685224
Golub Capital Partners CLO 35 (B), Ltd. — 7/26/23 — SEC # 1921643
Golub Capital Partners CLO 36 (M), Ltd. — 7/26/23 — SEC # 1676231
Golub Capital Partners CLO 37 (B), Ltd. — 7/26/23 — SEC # 1921676
Golub Capital Partners CLO 38 (M), Ltd. — 7/26/23 — SEC # 1695427
Golub Capital Partners CLO 39 (B), Ltd. — 7/26/23 — SEC # 1921733
Golub Capital Partners CLO 40 (B), Ltd. — 7/26/23 — SEC # 1921245
Golub Capital Partners CLO 41 (B) – R, Ltd. — 7/26/23 — SEC # 1921234
Golub Capital Partners CLO 42 (M), Ltd. — 7/26/23 — SEC # 1921355
Golub Capital Partners CLO 43 (B), Ltd. — 7/26/23 — SEC # 1921405
Golub Capital Partners CLO 44 (M), Ltd. — 7/26/23 — SEC # 1921345
Golub Capital Partners CLO 45 (M), Ltd. — 7/26/23 — SEC # 1921353
Golub Capital Partners CLO 46 (M), L.P. — 7/26/23 — SEC # 1921782
Golub Capital Partners CLO 47 (M), L.P. — 7/26/23 — SEC # 1923024
Golub Capital Partners CLO 48 (B), Ltd. — 7/26/23 — SEC # 1921364
Golub Capital Partners CLO 49 (M) – R — 7/26/23 — SEC # 1921241
Golub Capital Partners CLO 50 (B) – R, Ltd. — 7/26/23 — SEC # 1921307
Golub Capital Partners CLO 51 (M), L.P. — 7/26/23 — SEC # 1921417
Golub Capital Partners CLO 52 (B), Ltd. — 7/26/23 — SEC # 1921416
Golub Capital Partners CLO 53 (B), Ltd. — 7/26/23 — SEC # 1921414
Golub Capital Partners CLO 54 (M), L.P. — 7/26/23 — SEC # 1921412
Golub Capital Partners CLO 55 (B), Ltd. — 7/26/23 — SEC # 1921410
Golub Capital Partners CLO 56 (M) — 7/26/23 — SEC # 1921242
Golub Capital Partners CLO 57 (M) — 7/26/23 — SEC # 1921244
Golub Capital Partners CLO 58 (B), Ltd. — 7/26/23 — SEC # 1921409
Golub Capital Partners CLO 59 (M) — 7/26/23 — SEC # 1923029
Golub Capital Partners CLO 60 (B), Ltd. — 7/26/23 — SEC # 1933754
Golub Capital Partners CLO 61 (M) — 7/26/23 — SEC # 1941788
Golub Capital Partners CLO 62 (B), Ltd. — 7/26/23 — SEC # 1921362
Golub Capital Partners CLO 64 (B), Ltd. — 7/26/23 — SEC # 1921330
Golub Capital Partners CLO 66 (B), LLC — 7/26/23 — SEC # 1972015
Golub Capital Partners International 10, L.P. — 7/26/23 — SEC # 1647060
Golub Capital Partners International 11, L.P. — 7/26/23 — SEC # 1693097
Golub Capital Partners International 12, L.P. — 7/26/23 — SEC # 1743619
Golub Capital Partners International 14, L.P. — 7/26/23 — SEC # 1846219
Golub Capital Partners International 15, L.P. — 7/26/23 — SEC # 1960452
Golub Capital Partners International 9, L.P. — 7/26/23 — SEC # 1592596
Golub Capital Partners International Rollover Fund 2, L.P. — 7/26/23 — SEC # 1743618
Golub Capital Partners Private Credit Trust — 7/26/23 — SEC # 1922824
Golub Capital Partners Rollover Fund 2, L.P. — 7/26/23 — SEC # 1743620
Golub Capital Partners Short Duration 2022-1 — 7/26/23 — SEC # 1947476
Golub Capital Partners TALF 2020-1, L.P. — 7/26/23 — SEC # 1921408
Golub Capital Pearls Direct Lending Program, L.P. — 7/26/23 — SEC # 1518266
Golub Capital Private Credit Fund — 7/26/23 — SEC # 1930087
Golub Capital Senior Loan Fund RAIF, SCSp — 7/26/23 — SEC # 1979264
Golub Capital Strategic Partners Fund 1, L.P. — 7/26/23 — SEC # 1933363
Golub Capital Strategic Partners Fund 2, L.P. — 7/26/23 — SEC # 1933377
Golub Emerald Fund, L.P. — 7/26/23 — SEC # 1948516
Golub Sapphire Fund, L.P. — 7/26/23 — SEC # 1948519
GPCT Holdings 1, L.P. — 7/26/23 — SEC # 1921407
OPAL BSL LLC (EU Origination Series) — 7/26/23 — SEC # 1921399
OPAL BSL LLC (Management Series) — 7/26/23 — SEC # 1921606
OPAL BSL LLC (Retention Series) — 7/26/23 — SEC # 1921641
Pearls IX, L.P. — 7/26/23 — SEC # 1921389
Pearls X, L.P. — 7/26/23 — SEC # 1560932
More than a Year ago:
GCPF Loan Funding E — 12/8/22 — SEC # 1933838
Golub Capital Amber Partners Fund, L.P. — 12/8/22 — SEC # 1933508
GC SBIC VI, L.P. — 7/5/22 — SEC # 1921823
GC SBIC VI-GP, LLC — 7/5/22 — SEC # 1921710
GCIC Funding II LLC — 7/5/22 — SEC # 1921730
Golub Capital BDC Funding II LLC — 7/5/22 — SEC # 1921326
Golub Capital BDC Funding LLC — 7/5/22 — SEC # 1921350
Golub Capital Partners CLO 19 (B) Ltd. — 7/5/22 — SEC # 1616300
GC 2009 Mezzanine Partners, L.P. — 1/25/17 — SEC # 1471463
GC Finance Operations LLC — 1/25/17 — SEC # 1502047
GC Synexus Advisors, LLC — 1/25/17 — SEC # 1616277
Golub Capital Coinvestment, LLC — 1/25/17 — SEC # 1502360
Golub Capital Finance, LLC — 1/25/17 — SEC # 1502046
Golub Capital Partners CLO 11, Ltd. — 1/25/17 — SEC # 1563817
Golub Capital Partners CLO 14, Ltd. — 1/25/17 — SEC # 1563897
Golub Capital Partners CLO 15 Ltd. — 1/25/17 — SEC # 1593333
Golub Capital Partners CLO 29 (B), Ltd. — 1/25/17 — SEC # 1676228
Golub Capital Partners International VII, L.P. — 1/25/17 — SEC # 1502272
Golub Capital Partners International VIII, L.P. — 1/25/17 — SEC # 1545823
Golub Capital Partners Ltd. — 1/25/17 — SEC # 1502076
Golub Capital Partners V LP — 1/25/17 — SEC # 1382311
Golub Capital Partners VI LP — 1/25/17 — SEC # 1433281
Golub Capital Partners VII, LP — 1/25/17 — SEC # 1502274
Golub Capital Partners VIII, L.P. — 1/25/17 — SEC # 1545824
Golub GP Offshore VIII, Ltd. — 1/25/17 — SEC # 1563882
Golub GP V, LLC — 1/25/17 — SEC # 1502348
Golub GP VI, LLC — 1/25/17 — SEC # 1502347
Golub GP VIII, LLC — 1/25/17 — SEC # 1563842
Golub Onshore GP 2, LLC — 1/25/17 — SEC # 1695346
Golub Onshore GP NC, LLC — 1/25/17 — SEC # 1695946
SG-E2 LLC — 1/25/17 — SEC # 1593396
GEMS 4 Subsidiary LLC — 9/23/16 — SEC # 1676233
GEMS Subsidiary 1 LLC — 9/23/16 — SEC # 1676232
Golub Capital Management CLO 2007-1 Ltd. — 9/23/16 — SEC # 1502079
Golub Capital Partners CLO 10, Ltd. — 9/23/16 — SEC # 1563791
Golub Capital Partners CLO 12, Ltd. — 9/23/16 — SEC # 1563840
Golub Capital Partners Holdings Ltd. — 9/23/16 — SEC # 1502044
Golub Capital Revolver Funding LLC — 9/23/16 — SEC # 1502048
GC Finance Operations II, Inc. — 10/29/15 — SEC # 1542374
GC Synexus Master Fund, Ltd. — 10/29/15 — SEC # 1616274
Golub Capital CP Funding LLC — 10/29/15 — SEC # 1502043
Golub Capital Finance Funding II LLC — 10/29/15 — SEC # 1593314
Golub Capital Funding CLO-8 Ltd. — 10/29/15 — SEC # 1502114
Golub Capital International Management LLC — 10/29/15 — SEC # 1502177
Golub Capital Ltd. 2005-1 — 10/29/15 — SEC # 1502081
Golub Capital Partners 2007-1 Ltd. — 10/29/15 — SEC # 1502269
Golub Capital Senior Loan Opportunity Fund Ltd. (Opp Fund CLO) — 10/29/15 — SEC # 1502180
Golub International Loan Ltd. I — 10/29/15 — SEC # 1502113
Golub Capital Co. V LLC — 8/11/14 — SEC # 1489287
Golub Capital Co. VI LLC — 8/11/14 — SEC # 1489288
Golub Capital Inc. — 8/11/14 — SEC # 1502178
Golub Debenture GP, LLC — 8/11/14 — SEC # 1502340
GC 2009 Mezzanine GP, LLC — 12/5/13 — SEC # 1502349
GC Partners International Ltd. — 12/5/13 — SEC # 1502057
GCI Capital Markets LLC — 12/5/13 — SEC # 1502084
GEMS Associates, LLC — 12/5/13 — SEC # 1502267
Golub Capital Co. International VIII, Ltd. — 12/5/13 — SEC # 1563884
Golub Capital Co. IV, LLC — 12/5/13 — SEC # 1489286
Golub Capital Co. VII, LLC — 12/5/13 — SEC # 1563881
Golub Capital Co. VIII, LLC — 12/5/13 — SEC # 1563877
Golub Capital Partners Management Ltd. — 12/5/13 — SEC # 1502268
Golub GCM 2007 GP, LLC — 12/5/13 — SEC # 1502350
Golub GP III, LLC — 12/5/13 — SEC # 1502276
Golub GP Offshore VI, Ltd. — 12/5/13 — SEC # 1502346
Golub GP Offshore VII, Ltd. — 12/5/13 — SEC # 1502485
Golub GP VII, LLC — 12/5/13 — SEC # 1502270
LEG Partners Debenture SBIC, L.P. — 12/5/13 — SEC # 1496234
Runyon Investments, L.P. — 12/5/13 — SEC # 1563879
GCM 2007 Opportunity Fund LP — 6/6/13 — SEC # 1415883
Golub Capital Funding CLO-8-2, Ltd. — 6/6/13 — SEC # 1502200
Golub Capital Loan Trust 2005-1 — 6/6/13 — SEC # 1502082
Golub Capital Ltd. 2005-2 — 6/6/13 — SEC # 1502116
Golub Capital Partners 2007-2 Ltd. — 6/6/13 — SEC # 1502115
Golub Capital Partners Coinvestment 2008 Ltd. — 6/6/13 — SEC # 1502042
Golub Capital Partners Coinvestment 2012, Ltd. — 6/6/13 — SEC # 1563885
Golub Capital Partners Coinvestment Ltd. — 6/6/13 — SEC # 1502045
Golub Capital Partners Funding 2007-1 Ltd. — 6/6/13 — SEC # 1502083
Golub Capital Partners International VI LP — 6/6/13 — SEC # 1437656
Golub Capital Partners IV LP — 6/6/13 — SEC # 1300643
Golub PS-GP, LLC — 6/6/13 — SEC # 1502271
LEG Partners III SBIC, L.P. — 6/6/13 — SEC # 1496233
GC SBIC IV – GP, Inc. — 9/26/11 — SEC # 1496235
GC SBIC IV – GP, LLC — 9/26/11 — SEC # 1496238
GC SBIC IV, L.P. — 9/26/11 — SEC # 1496236
Golub Capital Partners International Ltd. — 2/11/11 — SEC # 1502359
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Registrant
About
Filings
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Web
1,059 SEC Filings
from 11/20/09 to 4/29/24
(
Yesterday
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘425’ — Prospectus or Communication – Merger
—
Filed as:
Offerer / Owner
—
Re:
Golub Capital BDC 3, Inc.
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687 Filings
Filed as:
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Latest Filing
Type
Category
Description
Documents
4/29/24
425
Registration:
Prospectuses and Communications – Mergers
26
4/22/24
8-K
Update:
Current Reports
—
Form 8-K
—
Press Releases
&
Conference Calls
—
Financial Reports
334
8-K Items:
2/1/24
Business & Operations:
•
Entry into a Material Definitive Agreement
—
Item 1.01
—
↓
‘EX-10’
62
9/20/22
OLD
"
•
Termination of a Material Definitive Agreement
—
Item 1.02
OLD
—
↓
‘EX-10’
7
9/16/19
OLD
Financial Info:
•
Completion of Acquisition or Disposition of Assets
—
Item 2.01
OLD
—
↓
‘EX-2’
2
4/22/24
"
•
Results of Operations and Financial Condition
—
Item 2.02
—
Financial Reports
222
2/1/24
"
•
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
—
Item 2.03
—
↓
‘EX-10’
31
7/21/16
OLD
Securities & Trading:
•
Unregistered Sales of Equity Securities
—
Item 3.02
OLD
—
↓
‘EX-1’
1
11/20/15
OLD
Accountants & Accounting:
•
Changes in Registrant’s Certifying Accountant
—
Item 4.01
OLD
—
↓
‘EX-16’
1
9/13/21
OLD
Governance &
Management
:
•
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
—
Item 5.02
OLD
—
↓
‘EX-17’
—
List of Directors & Officers
7
2/18/22
OLD
"
•
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
—
Item 5.03
OLD
—
↓
‘EX-3’
2
2/6/24
"
•
Submission of Matters to a Vote of Security Holders
—
Item 5.07
15
1/17/24
Disclosures:
•
Regulation FD Disclosure
—
Item 7.01
—
↓
‘EX-99’
20
3/8/24
Events:
•
Other Events
—
Item 8.01
19
4/22/24
Financials:
•
Financial Statements and Exhibits
—
Item 9.01
—
Financial Reports
299
4/16/24
EFFECT
SEC:
SEC Notices of Effectiveness
12
4/15/24
424B3
Registration:
Prospectuses – New Facts or Events
—
Financial Reports
2
4/12/24
N-14 8C
Registration:
Registration Statements by Closed-End Investment Companies – Securities for Mergers
—
Form N-14
4
3/8/24
N-23C-2
Ownership:
Notice of an Intention to Call or Redeem Its Own Securities by a Closed-End Investment Company
1
2/21/24
APP ORDR
SEC:
Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders
2
2/5/24
10-Q
Update:
Quarterly Reports
—
Form 10-Q
—
Financial Reports
42
1/30/24
424B2
Registration:
Prospectuses – Primary Offerings and Shelf Securities
—
Financial Reports
5
1/29/24
497AD
Update:
Advertising by Certain Investment Companies
45
1/29/24
FWP
Registration:
Prospectuses – Free Writing
7
1/25/24
APP NTC
SEC:
Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices
2
12/15/23
DEFA14A
Proxy:
Definitive Additional Proxy Soliciting Materials
—
Schedule 14A
4
12/15/23
DEF 14A
Proxy:
Definitive Proxy Statements
—
Schedule 14A
16
11/20/23
10-K
Update:
Annual Reports
—
Form 10-K
—
Financial Reports
14
8/28/23
40-17G
Update:
Fidelity Bonds for Investment Companies
17
7/26/23
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
23
6/9/22
OLD
N-2ASR
Registration:
Automatic Shelf Registration Statement by a Well-Known Closed-End Investment Company
—
Form N-2
OLD
1
10/8/21
OLD
424B5
Registration:
Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events
OLD
10
8/23/21
OLD
N-2 POSASR
Registration:
Post-Effective Amendments of Form N-2 Automatic Shelf Registrations
OLD
2
4/13/20
OLD
497
Registration:
Definitive Materials
OLD
28
4/8/20
OLD
CERT
Trading:
Certification by a Securities Exchange Approving a Listing
—
Form CERT
OLD
1
4/8/20
OLD
8-A12B
Registration:
Registration Statements for Certain Classes of Securities
—
Form 8-A
OLD
2
4/7/20
OLD
POS EX
Registration:
Post-Effective Amendments of Registration Statements – Additional Exhibits
OLD
15
7/11/19
OLD
CORRESP
Comment:
Comment-Response and Other Letters to the SEC
[ a.k.a. COVER ]
OLD
—
All Correspondence with the SEC
31
6/27/19
OLD
N-2
Registration:
Registration Statements by Closed-End Investment Companies
—
Form N-2
OLD
20
2/11/19
OLD
ABS-15G
ABS:
Asset-Backed Securities Securitizer Reports
—
Form ABS-15G
OLD
8
12/3/18
OLD
PRE 14A
Proxy:
Preliminary Proxy Statement
—
Schedule 14A
OLD
1
4/27/18
OLD
POS 8C
Registration:
Post-Effective Amendments of Registration Statements by Certain Investment Companies
OLD
7
7/25/16
OLD
D
Registration:
Notices of Exempt Offerings of Securities
—
Form D
OLD
3
8/19/13
OLD
APP WDG
SEC:
Withdrawal of an Application for an Exemption Order – ‘APP WD’ SEC Grant
OLD
1
8/19/13
OLD
APP WD
Registration:
Withdrawal of an Application for an Exemption Order or Other Relief
OLD
1
5/17/10
OLD
CERTNAS
Trading:
Certification by the Nasdaq Stock Market Approving a Listing
—
Form CERT
OLD
1
4/12/10
OLD
N-54A
Update:
Notice of Election by a Business Development Company (BDC)
—
Form N-54A
OLD
1
11/20/09
OLD
N-6F
Update:
Notice of an Intention to Elect Business Development Company (BDC) Status
—
Form N-6F
OLD
1
General Exhibits:
4/12/24
EX-14
Codes of Ethics
21
4/12/24
EX-17
Correspondence re: Departures of Directors
4
4/12/24
EX-FILING FEES
Filing Fees
6
4/12/24
EX-4
Instruments, Including Indentures, Defining the Rights of Security Holders
12
2/1/24
EX-5
Opinions of Counsel re: Legality
9
2/1/24
EX-1
Underwriting Agreements
(and mislabeled “1
st
Exhibits”)
9
1/17/24
EX-10
Material Contracts
83
1/17/24
EX-2
Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions
3
11/20/23
EX-97
Clawback Policy re: Recovery of Erroneously Awarded Compensation
1
11/20/23
EX-23
Consent of Expert or Counsel
1
11/20/23
EX-21
Subsidiaries Lists
14
11/21/22
OLD
EX-3
Articles of Incorporation/Organization and Bylaws
OLD
4
2/7/20
OLD
EX-25
Statement of Eligibility to Act as a Trustee
OLD
1
Additional Exhibits:
4/22/24
EX-99
Miscellaneous Exhibits, such as Press Releases
—
Press Releases
&
Conference Calls
417
Financials:
4/22/24
XML & R#
IDEA Financial Reports Info
—
Financial Reports
565
4/22/24
EXCEL
IDEA Workbooks of Financial Reports Info
—
Workbooks of Financial Reports
52
4/22/24
EX-101.*
XBRL Data
(XBRL Files)
177
4/22/24
JSON
XBRL Instances as JavaScript Object Notation Data
(JSON Files)
53
4/22/24
ZIP
XBRL Zipped Folders
(Folders of XBRL Files)
53
4/12/24
EX-12
Statements re: Computations of Ratios
2
2/5/24
EX-31
Certifications —
§302 – SOA’02
112
2/5/24
EX-32
Certifications —
§906 – SOA’02
67
11/20/15
OLD
EX-16
Letter re: a Change in Accountant
OLD
1
Graphics:
4/29/24
GRAPHIC
Photos, Images and Graphs
1,895
Forms
, Documents
&
Exhibits
in
379 Filings
Filed re:
Issuer / Subject Company
List all Money Managers that own this Security Issuer: CUSIP 38173M
Latest Filing
Type
Category
Description
Documents
2/15/24
SCH 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
2
1/29/24
FWP
Registration:
Prospectuses – Free Writing
7
5/30/23
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
319
1/19/23
OLD
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
OLD
13
9/17/21
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
17
5/18/20
OLD
SC 13D
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Active” Investors
—
Schedule 13D
OLD
18
5/6/20
OLD
25-NSE
Trading:
Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities
—
Form 25
OLD
1
Letters:
2/20/14
OLD
LETTER
Comment and Other Letters from the SEC
[ a.k.a. UPLOAD ]
OLD
—
All Correspondence with the SEC
2
Additional Exhibits:
5/6/20
OLD
EX-99
Miscellaneous Exhibit
OLD
1
Filings History
Year
# of Filings
2024
36
2023
40
2022
41
2021
166
2020
176
2019
61
2018
52
2017
50
2016
49
2015
56
2014
65
2013
73
2012
63
2011
60
2010
69
2009
2
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