Nuveen Mortgage & Income Fund/MA 

IL

  SEC # 1472215

        

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392  SEC Filings   from  9/16/09  to  3/15/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-CEN’ — Annual Report by an Investment Company — Form N-CEN — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Nuveen Mortgage & Income Fund/MA

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Forms , Documents & Exhibits  in  199 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/15/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	6
3/7/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	15
3/6/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls	10
					8-K Items:
4/29/13	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD	2
10/13/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	1
3/6/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	3
3/1/24			Events:			•	Other Events — Item 8.01	4
3/6/24			Financials:			•	Financial Statements and Exhibits — Item 9.01	7
2/29/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	18
2/27/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	15
12/1/23			40-17G		Update:		Fidelity Bonds for Investment Companies	22
11/28/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	10
9/6/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	14
8/21/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	14
5/9/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	11
4/2/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	13
10/11/19	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	4
8/30/19	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	3
5/24/19	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
3/4/19	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
11/29/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	18
3/1/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	9
8/29/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	8
9/30/16	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	8
11/25/09	OLD		497		Registration:		Definitive Material  OLD	1
11/25/09	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
11/23/09	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	3
11/3/09	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
9/16/09	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
11/23/09	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			3
					Form-Specific Documents:
11/28/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			10
					General Exhibits:
2/25/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
					Additional Exhibits:
3/7/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  46 Certifications — §302 – SOA’02;  29 Certifications — §906 – SOA’02 — Form N-SAR:  9 Accountants’ Reports re: Internal Controls;  1 Late-Filing Report — Reg. S-K – Item 405;  1 Matters Submitted to a Vote of Security Holders;  3 Other Disclosures  (89 total)			230
					Investment Company Exhibits:
3/15/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			6
3/16/23	OLD		MATERIAL AMENDMENTS		Material Amendments to Organizational Documents  OLD			2
3/16/20	OLD		ADVISORY CONTRACTS		Investment Advisor Contracts  OLD			2
					Financials:
3/6/24			EX-31		Certification — §302 – SOA’02			1
					Graphics:
2/27/24			GRAPHIC		Photos, Images and Graphs			400

Forms , Documents & Exhibits  in  201 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 670735

        

Latest Filing			Type		Category	Description		Documents
3/11/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	102
2/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	27
10/26/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	62
10/11/19	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	4
8/30/19	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	3
3/4/19	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
5/10/17	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
					Letters:
11/3/09	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
3/11/24			EX-24		Powers of Attorney			128
					Additional Exhibits:
10/11/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			21
					Graphics:
10/11/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			15

        

Filings History

Year		# of Filings
2024		14
2023		23
2022		30
2021		19
2020		25
2019		27
2018		19
2017		23
2016		23
2015		26
2014		28
2013		22
2012		22
2011		17
2010		18
2009		56