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Prudential Bache Asset Management Inc.
NY
SEC # 1444592
31 Related Registrants:
More than a Year ago:
Allspring Funds Management, LLC — 2/19/09 — SEC # 1327354
Allspring Global Investments, LLC — 2/19/09 — SEC # 1075869
AST Investment Services, inc — 2/19/09 — SEC # 1436789
Empower Annuity Insurance Co. — 2/19/09 — SEC # 1444597
Evergreen Investment Management Co. LLC — 2/19/09 — SEC # 1176278
Evergreen Investment Services Inc. — 2/19/09 — SEC # 1308146
Fortitude Life Insurance & Annuity Co. — 2/19/09 — SEC # 881453
Galliard Capital Management, Inc. — 2/19/09 — SEC # 1455161
Golden Capital Management, LLC — 2/19/09 — SEC # 1131340
Jennison Associates LLC — 2/19/09 — SEC # 53417
Kaplan J L Associates LLC — 2/19/09 — SEC # 898374
Lowry Hill Investment Advisors, Inc. — 2/19/09 — SEC # 1300436
Metropolitan West Capital Management LLC/CA — 2/19/09 — SEC # 1108626
Nelson Capital Management, LLC — 2/19/09 — SEC # 1231423
Peregrine Capital Management LLC — 2/19/09 — SEC # 764529
Pgim Investments LLC — 2/19/09 — SEC # 1038001
PGIM Quantitative Solutions LLC — 2/19/09 — SEC # 1316541
PGIM, Inc. — 2/19/09 — SEC # 946754
Pruco Life Insurance Co. — 2/19/09 — SEC # 777917
Pruco Life Insurance Co. of New Jersey — 2/19/09 — SEC # 712622
Pruco Securities LLC — 2/19/09 — SEC # 1455540
Prudential Annuities Distributors Inc. — 2/19/09 — SEC # 1423414
Prudential Insurance Co. of America — 2/19/09 — SEC # 729057
Prudential Investment Management Services LLC — 2/19/09 — SEC # 1099635
Tattersall Advisory Group, Inc. — 2/19/09 — SEC # 1377573
Wells Fargo Alternative Asset Management, LLC — 2/19/09 — SEC # 1388980
Wells Fargo Asset Management (International), LLC — 2/19/09 — SEC # 1308147
Wells Fargo Clearing Services, LLC — 2/19/09 — SEC # 1417544
Wells Fargo Funds Distributor, LLC — 2/19/09 — SEC # 1455123
Pruco Securities Corp. — 9/5/08 — SEC # 924249
Prudential Financial Inc. — 9/5/08 — SEC # 1137774
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
3 SEC Filings
from 9/5/08 to 2/19/09
(
None in the Past Year
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘APP NTC’ — Application for an SEC Exemption Order – ‘40-APP’ SEC Notice
—
Filed as:
Filer / Offerer
—
Filed by:
Pgim Investments LLC
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3 Filings
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Latest Filing
Type
Category
Description
Documents
2/19/09
OLD
APP NTC
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Notice
OLD
1
2/17/09
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
2
No Forms
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Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2009
2
2008
1
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