Windstream Technologies, Inc. 

IN

  SEC # 1439133

        

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119  SEC Filings   from  7/11/08  to  8/23/19  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Windstream Technologies, Inc.

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Forms , Documents & Exhibits  in  97 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/23/19	OLD		REVOKED		SEC:		SEC Order Revoking a Registration  OLD	1
3/30/16	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	4
3/28/16	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	44
					8-K Items:
2/6/15	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	9
12/6/13	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	5
8/16/13	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD  — ↓‘EX-2’	1
8/16/13	OLD		"			•	Mine Safety – Reporting of Shutdowns and Patterns of Violations — Item 1.04  OLD	1
12/6/13	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	6
10/29/14	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
3/28/16	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	28
3/3/15	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	7
4/11/14	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
12/6/13	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	7
2/6/15	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	9
5/6/14	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	7
1/6/14	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	1
7/21/15	OLD		Events:			•	Other Events — Item 8.01  OLD	8
7/21/15	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	23
11/16/15	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	12
4/22/15	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	5
6/5/14	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
2/13/14	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
11/15/13	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	5
11/1/13	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	8
9/5/13	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
7/31/12	OLD		10-12G		Registration:		Registration Statements — Form 10  OLD	2
6/27/12	OLD		6-K		Update:		Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases & Conference Calls  — Financial Reports	8
1/17/12	OLD		20-F		Update:		Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F  OLD	3
12/30/11	OLD		NT 20-F		Update:		Notice of a Late Filing of a Form 20-F Annual Report — Form 12b-25  OLD	1
4/21/11	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
1/6/09	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
12/4/08	OLD		F-1		Registration:		Registration Statements by Certain Foreign Issuers — Form F-1  OLD	6
					Letters:
12/4/08	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/22/15	OLD		EX-10		Material Contracts  OLD			22
4/15/15	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			8
4/15/15	OLD		EX-21		Subsidiaries Lists  OLD			2
10/29/14	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			16
5/28/13	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
5/28/13	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
12/4/08	OLD		EX-23		Consents of Experts and Counsel  OLD			6
7/11/08	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
					Additional Exhibits:
7/21/15	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			10
					Financials:
11/16/15	OLD		EX-31		Certifications — §302 – SOA’02  OLD			33
11/16/15	OLD		EX-32		Certifications — §906 – SOA’02  OLD			28
11/16/15	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			847
11/16/15	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			27
11/16/15	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			108
11/16/15	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			18
3/3/15	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
					Graphics:
4/22/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			231

Forms , Documents & Exhibits  in  22 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
7/24/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	5
7/17/14	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
3/28/14	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	4
					Letters:
2/12/14	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			12

        

Filings History

Year		# of Filings
2019		2
2018		1
⇑
2016		5
2015		29
2014		25
2013		20
2012		16
2011		8
⇑
2009		6
2008		7