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Global X Management Co. LLC
NY
SEC # 1432354
19 Related Registrants:
Ae Fund I, LP — 12/8/23 — SEC # 1992828
Global X Venture Fund — 12/8/23 — SEC # 1997641
MADTF Co-Invest I LLC — 12/8/23 — SEC # 1994781
Mirae Asset AB Co-Invest, LP — 12/8/23 — SEC # 1994656
Mirae Asset Apeel Fund I, LP — 12/8/23 — SEC # 1877094
Mirae Asset Disruptive Technologies Fund I, LP — 12/8/23 — SEC # 2000513
Mirae Asset Future Fund I, LP — 12/8/23 — SEC # 1897791
Mirae Asset Global Investments (USA) LLC — 12/8/23 — SEC # 1488106
Mirae Asset Iron Fund I, LP — 12/8/23 — SEC # 1915793
Mirae Asset Partner Opportunities Fund I LP — 12/8/23 — SEC # 1836031
Mirae Asset Project Mars Fund I, LP — 12/8/23 — SEC # 1939567
Mirae Asset Project Mars Fund III, LP — 12/8/23 — SEC # 1963152
Mirae Asset Project Mars Fund IV, LP — 12/8/23 — SEC # 1981277
Mirae Asset Project Planet Fund I, LP — 12/8/23 — SEC # 1805958
Mirae Asset Project Planet Fund II, LP — 12/8/23 — SEC # 1821988
Mirae Asset Project Planet Fund III, LP — 12/8/23 — SEC # 1892975
Mirae Asset Project X Fund I, LP — 12/8/23 — SEC # 1952919
More than a Year ago:
Global X Funds — 6/3/16 — SEC # 1432353
Sei Investments Distribution Co./PA — 6/3/16 — SEC # 732126
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
134 SEC Filings
from 4/15/08 to 2/15/24
(
2 Months Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G
—
Filed re:
Issuer / Subject Company
—
Filed by:
Lazard Asset Management LLC
New-Filing E-Mail:
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Global X Management Co. LLC
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Forms
, Documents
&
Exhibits
in
133 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/14/24
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
57
1/26/24
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
—
Assets Under Management
23
12/8/23
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
15
8/16/18
OLD
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
OLD
—
Assets Under Management
35
11/20/12
OLD
19B-4E
Trading:
Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product
—
Form 19b-4(e)
OLD
1
10/28/11
OLD
APP ORDR
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Order
OLD
1
10/19/11
OLD
APP NTC
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Notice
OLD
1
Form-Specific Documents:
8/16/18
OLD
INFO-TABLE
Portfolio Securities Holdings – Info Tables —
Form 13F
OLD
—
Assets Under Management
24
Additional Exhibits:
2/13/15
OLD
EX-99
Miscellaneous Exhibit
OLD
1
Graphics:
12/8/23
GRAPHIC
Photos, Images and Graphs
8
History as a Money Manager:
Assets Under Management
·
Related Money Managers
1
Related Manager
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
10/26/23
9/30/23
2,285
of
4,836
$30,406
Mirae Asset Global Investments Co., Ltd.
Forms
, Documents
&
Exhibits
in
1 Filing
Filed re:
Issuer / Subject Company
Latest Filing
Type
Category
Description
Documents
2/15/24
SC 13G
Ownership:
Statement of Acquisition of Beneficial Ownership by a “Passive” Investor
—
Schedule 13G
1
Filings History
Year
# of Filings
2024
10
2023
10
2022
10
2021
7
2020
9
2019
6
2018
9
2017
8
2016
11
2015
10
2014
10
2013
13
2012
7
2011
9
2010
1
⇑
2008
4
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