Global X Funds 

NY

  SEC # 1432353

        

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4,733  SEC Filings   from  4/15/08  to  4/22/24  (7 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘POS EX’ — Post-Effective Amendment of a Registration Statement – Additional Exhibits — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  4,617 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits	3
4/17/24			497		Registration:		Definitive Materials    — Financial Reports	424
4/17/24			8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A	132
4/17/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	977
4/17/24			497J		Registration:		Certifications of No Change in Definitive Materials	99
4/17/24			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations    — Financial Reports	227
4/11/24			485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates	428
4/1/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	1,624
4/1/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	889
3/19/24			CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT	68
3/6/24			485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations	132
2/27/24			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	29
2/16/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	139
2/13/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	12
2/8/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	51
8/31/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	15
8/8/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	39
6/8/23			40-17G		Update:		Fidelity Bonds for Investment Companies	19
4/13/23	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	20
1/20/23	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	11
1/18/23	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	4
1/13/23	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
6/29/22	OLD		25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD	6
6/12/19	OLD		CERTCBO		Trading:		Certifications by the Cboe Global Markets Approving Listings — Form CERT  OLD	4
4/29/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	37
7/30/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	19
6/8/18	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
4/11/18	OLD		CERTBATS		Trading:		Certifications by the Cboe Bats Exchanges Approving Listings — Form CERT  OLD	4
3/22/18	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
3/7/18	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
2/14/18	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
1/29/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	18
12/13/17	OLD		CERTNAS		Trading:		Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD	3
11/21/17	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	11
10/12/16	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	4
9/14/16	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	4
8/31/16	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	15
7/7/15	OLD		CERTARCA		Trading:		Certifications by the NYSE Archipelago Approving Listings — Form CERT  OLD	21
12/30/13	OLD		NSAR-BT		Update:		Annual-Transition Report by an Investment Company — Form N-SAR  OLD	1
7/24/12	OLD		CERTNYS		Trading:		Certifications by the NYSE Approving Listings — Form CERT  OLD	7
2/14/11	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Report by a Money Manager — Form 13F  OLD	1
8/2/10	OLD		CERTPAC		Trading:		Certifications by the Pacific Coast Stock Exchange Approving Listings — Form CERT  OLD	7
11/3/08	OLD		N-1A		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	4
6/17/08	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
8/19/21	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			90
					Form-Specific Documents:
4/1/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			889
					General Exhibits:
10/3/18	OLD		EX-14		Code of Ethics  OLD			1
10/3/18	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
2/5/14	OLD		EX-19		Report Furnished to Security Holders  OLD			1
					Additional Exhibits:
4/22/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — EX-99.*  Form-Specific Exhibits...  Form N-1A:  1 Articles of Incorporation/Organization;  1 Custodian Agreement;  1 Distribution Plan — Rule 12b-1 – ICA’40;  6 Investment Advisor Contracts;  1 Opinion of Counsel re: Legality;  4 Other Material Contracts — Form N-CSR:  127 Certifications — §302 – SOA’02;  91 Certifications — §906 – SOA’02;  49 Codes of Ethics — Form N-SAR:  19 Accountants’ Reports re: Internal Controls;  7 Letters re: Changes in Accountants  (307 total)			1,046
					Investment Company Exhibits:
2/13/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			19
					Financials:
4/17/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,604
4/17/24			EX-101.*		XBRL Data  (XBRL Files)			1,603
4/17/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			124
4/17/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			292
3/1/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			192
10/3/18	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
10/3/18	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
					Graphics:
4/17/24			GRAPHIC		Photos, Images and Graphs			11,274

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  116 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/3/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	82
3/29/24			25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25	33
					Letters:
7/30/08	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
3/23/17	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
3/23/17	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
3/29/24			EX-99		Miscellaneous Exhibits, such as Press Releases			63

        

Filings History

Year		# of Filings
2024		283
2023		748
2022		606
2021		609
2020		549
2019		298
2018		266
2017		224
2016		237
2015		220
2014		168
2013		133
2012		149
2011		129
2010		69
2009		30
2008		15