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Wells Fargo Clearing Services, LLC
MO
SEC # 1417544
60 Related Registrants:
Same IRS #: Kemper Bond Enhanced SEC Tr Se 13 Se 14 & Ser 15 & Ser 15S — 4/1/98 — SEC # 844165
Same IRS #: Kemper Defined Funds Insured National Series 1 — 8/31/99 — SEC # 900231
Same IRS #: Kemper Defined Funds Series 19 — 3/30/99 — SEC # 910838
Same IRS #: Kemper Defined Funds Series 4/IL — 10/3/03 — SEC # 900501
Same IRS #: Kemper Equity Portfolio Trust Series 1 — 2/29/96 — SEC # 858239
Same IRS #: Kemper Equity Portfolio Trusts Global Natural Resources SER9 — 3/30/99 — SEC # 922578
Same IRS #: Kemper Equity Portfolio Trusts Utility Series 8 — 3/30/99 — SEC # 922572
Same IRS #: Kemper Tax Ex Ins in Trust Ser A-76 & Kem Tax Ex Ins in 37 — 8/27/03 — SEC # 872425
Same IRS #: Kemper Tax Ex Insured in Trust Series A-80 & Mul St Ser 46 — 4/30/01 — SEC # 882271
Same IRS #: Kemper Tax Exe Ins Income Tr Ser A 81 & Multi State Ser 49 — 6/2/05 — SEC # 884572
Same IRS #: Kemper Tax Exempt Inc. Tr SH Int Ter Se 12 Se 25 Se A-42 & 11 — 11/28/95 — SEC # 796335
Same IRS #: Kemper Tax Exempt Income Trust Series 85 & Multi State Serie — 10/30/98 — SEC # 810761
Same IRS #: Kemper Tax Exempt Ins Income Tr Ser A 87 Mul St Ser 59 — 10/26/04 — SEC # 895037
Same IRS #: Kemper Tax Exempt Insured Income Tr Multi State Ser 35&44 — 6/30/99 — SEC # 872196
Same IRS #: Kemper Tax Exempt Insured Income Tr Se A 89 & Multi St Se 62 — 11/12/04 — SEC # 898323
Same IRS #: Kemper Tax Exempt Insured Income Trust Multi State Se 39 — 10/31/01 — SEC # 877722
Same IRS #: Kemper Tax Exempt Insured Income Trust Multi State Ser 31 — 10/31/01 — SEC # 869588
Same IRS #: Kemper Tax Exempt Insured Income Trust Multi State Ser 36 — 5/18/04 — SEC # 874695
Same IRS #: Kemper Tax Exempt Insured Income Trust Multi State Ser 53 — 9/14/04 — SEC # 888454
Same IRS #: Kemper Tax Exempt Insured Income Trust Multi State Series 61 — 3/26/03 — SEC # 898322
Same IRS #: Kemper Tax Exempt Insured Income Trust Multi State Series 63 — 4/19/04 — SEC # 899651
Same IRS #: Kemper Tax Exempt Insured Income Trust Multi State Sr 47 — 5/31/01 — SEC # 885007
Same IRS #: Kemper Tax Exempt Insured Income Trust National Series A-83 — 10/3/03 — SEC # 888720
Same IRS #: Kemper Tax Exempt Insured Income Trust Ser A-77 Mu St Se 40 — 10/31/01 — SEC # 877612
Same IRS #: Kemper Tax Exempt Insured Income Trust Ser A90 & MS Ser 65 — 6/2/05 — SEC # 898324
Same IRS #: Kemper Tax Exempt Insured Income Trust Series A-88 — 4/6/05 — SEC # 897108
Same IRS #: Kemper TX Ex in Inc. Tr Mu St Se 47 & Kem TX Ex Inc. in Tr Mu — 4/19/04 — SEC # 886132
Same IRS #: Kemper TX Ex Ins in Tr Mu St Se 42 Ke TX Ex Ins in Tr Se A-7 — 10/31/01 — SEC # 880572
Same IRS #: Kemper TX Ex Ins Inc. Tr Nat Se A-70 & Kemper TX Ex Ins Inc. T — 10/29/99 — SEC # 864924
Same IRS #: Kemper TX Exe Inc. Tr Mul St Ser 46 & Kem Tax Exe Ins Inc. Tr — 4/28/99 — SEC # 883579
Same IRS #: Wells Fargo Clearing Services, LLC — 2/27/24 — SEC # 809008
More than a Year ago:
Allspring Funds Management, LLC — 2/19/09 — SEC # 1327354
Allspring Global Investments, LLC — 2/19/09 — SEC # 1075869
AST Investment Services, inc — 2/19/09 — SEC # 1436789
Empower Annuity Insurance Co. — 2/19/09 — SEC # 1444597
Evergreen Investment Management Co. LLC — 2/19/09 — SEC # 1176278
Evergreen Investment Services Inc. — 2/19/09 — SEC # 1308146
Fortitude Life Insurance & Annuity Co. — 2/19/09 — SEC # 881453
Galliard Capital Management, Inc. — 2/19/09 — SEC # 1455161
Golden Capital Management, LLC — 2/19/09 — SEC # 1131340
Jennison Associates LLC — 2/19/09 — SEC # 53417
Kaplan J L Associates LLC — 2/19/09 — SEC # 898374
Lowry Hill Investment Advisors, Inc. — 2/19/09 — SEC # 1300436
Metropolitan West Capital Management LLC/CA — 2/19/09 — SEC # 1108626
Nelson Capital Management, LLC — 2/19/09 — SEC # 1231423
Peregrine Capital Management LLC — 2/19/09 — SEC # 764529
Pgim Investments LLC — 2/19/09 — SEC # 1038001
PGIM Quantitative Solutions LLC — 2/19/09 — SEC # 1316541
PGIM, Inc. — 2/19/09 — SEC # 946754
Pruco Life Insurance Co. — 2/19/09 — SEC # 777917
Pruco Life Insurance Co. of New Jersey — 2/19/09 — SEC # 712622
Pruco Securities LLC — 2/19/09 — SEC # 1455540
Prudential Annuities Distributors Inc. — 2/19/09 — SEC # 1423414
Prudential Bache Asset Management Inc. — 2/19/09 — SEC # 1444592
Prudential Insurance Co. of America — 2/19/09 — SEC # 729057
Prudential Investment Management Services LLC — 2/19/09 — SEC # 1099635
Tattersall Advisory Group, Inc. — 2/19/09 — SEC # 1377573
Wells Fargo Alternative Asset Management, LLC — 2/19/09 — SEC # 1388980
Wells Fargo Asset Management (International), LLC — 2/19/09 — SEC # 1308147
Wells Fargo Funds Distributor, LLC — 2/19/09 — SEC # 1455123
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
71 SEC Filings
from 11/5/07 to 2/9/24
(
3 Months Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23
—
Filed as:
Filer / Offerer
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Wells Fargo Clearing Services, LLC
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all 71 Filings.
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Details...
Forms
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&
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in
71 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/9/24
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
—
Assets Under Management
64
11/30/16
OLD
40-206A
Registration:
Applications for Exemptions by Investment Advisors
OLD
2
3/18/09
OLD
APP ORDR
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Order
OLD
1
2/24/09
OLD
NO ACT
SEC:
SEC No-Action Letters re: Shareholder Proposals
OLD
2
2/19/09
OLD
APP NTC
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Notice
OLD
1
2/17/09
OLD
40-APP
Registration:
Application for an Exemption Order or Other Relief by an Investment Company
OLD
1
History as a Money Manager:
Assets Under Management
·
Related Money Managers
1
Related Manager
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/9/24
12/31/23
5,972
of
18,977
$214,077,174
CA
Wells Fargo & Co.
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2024
1
2023
4
2022
5
2021
4
2020
4
2019
4
2018
4
2017
3
2016
5
2015
4
2014
4
2013
4
2012
4
2011
4
2010
5
2009
8
2008
3
2007
1
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