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Innovator ETFs Trust 
 IL
  SEC # 1415726


        
5  Related Registrants:   

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4,811  SEC Filings
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  from  10/19/07  to  4/29/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘CERT’ — Certification by a Securities Exchange Approving a Listing — Form CERT — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Innovator ETFs Trust 

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Forms
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, Documents
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& Exhibits
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 in  4,699 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/29/24 New Document this Past Month!CERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  New Document this Past Month! 45
4/24/24 New Document this Past Month!8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  New Document this Past Month! 110
4/23/24 New Document this Past Month!497Registration:  Definitive Materials  New Document this Past Month!  — Financial Reports
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637
4/19/24 New Document this Past Month!485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  New Document this Past Month! 632
4/16/24 New Document this Past Month!485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  New Document this Past Month!  — Financial Reports
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313
4/12/24 New Document this Past Month!485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  New Document this Past Month!  — Financial Reports
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207
4/3/24 New Document this Past Month!497JRegistration:  Certifications of No Change in Definitive Materials  New Document this Past Month! 155
4/1/24 New Document this Past Month!497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary  New Document this Past Month! 865
3/28/24NPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT1,361
3/28/24NPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT666
2/27/24N-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR16
2/26/24N-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX20
1/26/2424F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-216
1/12/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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112
1/12/24N-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN8
12/29/23N-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR17
10/10/23AWRegistration:  Amendment Withdrawal Requests41
9/28/23EFFECTSEC:  SEC Notices of Effectiveness17
5/4/2340-17GUpdate:  Fidelity Bonds for Investment Companies23
10/15/21 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
10/13/21 OLDN-14Registration:  Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD 4
8/6/21 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
6/23/20 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 27
11/6/19 OLDCERTBATSTrading:  Certifications by the Cboe Bats Exchanges Approving Listings — Form CERT  OLD 2
6/12/19 OLDCERTCBOTrading:  Certifications by the Cboe Global Markets Approving Listings — Form CERT  OLD 9
5/7/19 OLDAW WDRegistration:  Amendment Withdrawal Requests – Withdraw Duplicates  OLD 2
3/8/19 OLDAPP NTCSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD 5
9/20/18 OLDAPP ORDRSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD 5
5/1/18 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 16
1/2/18 OLDNSAR-BTUpdate:  Annual-Transition Report by an Investment Company — Form N-SAR  OLD 1
7/28/17 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 9
6/20/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 3
5/23/17 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
1/27/17 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 9
8/21/15 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
1/28/15 OLDAPP WDRegistration:  Withdrawal of an Application for an Exemption Order or Other Relief  OLD 1
7/30/14 OLDNSAR-ATUpdate:  Semi-Annual-Transition Report by an Investment Company — Form N-SAR  OLD 1
6/9/14 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
12/27/07 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 2
10/19/07 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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9/16/21 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC61

Form-Specific Documents: 
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3/28/24NPORT-EXPortfolio Holdings Schedules — Form N-PORT666

General Exhibits: 
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4/24/24 New Exhibit this Past Month!EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  New Exhibit this Past Month! 108

Additional Exhibits: 
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4/16/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! EX-99.*  Form-Specific Exhibits...  Form N-14:  2 Opinions of Counsel re: Legality;  1 Other Consent — Form N-1A:  3 Codes of Ethics;  3 Custodian Agreements;  2 Distribution Plans — Rule 12b-1 – ICA’40;  8 Investment Advisor Contracts;  1 Multiple-Classes Plan — Rule 18f-3 – ICA’40;  2 Opinions of Counsel re: Legality;  9 Other Material Contracts;  13 Other Opinions;  7 Underwriter Contracts — Form N-6:  1 Contract — Form N-CSR:  50 Certifications — §302 – SOA’02;  23 Certifications — §906 – SOA’02;  1 Code of Ethics — Form N-SAR:  9 Accountants’ Reports re: Internal Controls;  1 Letter re: a Change in Accountant;  3 Matters Submitted to Votes of Security Holders;  2 Mergers Info  (141 total)1,258

Investment Company Exhibits: 
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1/12/24INTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls22

Financials: 
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4/16/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,391
4/16/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 2,766
4/16/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 426
4/16/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
532
9/11/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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33

Graphics: 
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4/16/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 9,715

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2024: 4/1/24 Innovator 20+ Year Treasury Bond 5 Floor ETF – QuarterlyS#68658
 C#219606
 3/28/24 Innovator 20+ Year Treasury Bond 9 Buffer ETF – JulyS#68655
 C#219603
 3/28/24 Innovator Buffer Step-Up Strategy ETFS#75439
 C#234537
 3/28/24 Innovator Deepwater Frontier Tech ETFS#62244
 C#201551
 4/1/24 Innovator Defined Wealth Shield ETFS#72431
 C#228657
 2/27/24 Innovator Double Stacker 9 Buffer ETF – JanuaryS#70508
 C#224017
 2/27/24 Innovator Double Stacker 9 Buffer ETF – OctoberS#69602
 C#222026
 2/27/24 Innovator Double Stacker ETF – JanuaryS#70517
 C#224026
 2/27/24 Innovator Double Stacker ETF – OctoberS#68877
 C#220101
 4/12/24 New Fund/Series! Innovator Emerging Markets 10 Buffer ETF – QuarterlyS#85648
New Class/Contract!  C#250977
List all Funds / Series and their Classes / Contracts


Forms
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, Documents
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& Exhibits
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 in  112 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 109
1/22/2425-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 253

Additional Exhibits: 
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1/22/24EX-99Miscellaneous Exhibits, such as Press Releases3


        

Filings History

Year    # of Filings
In descending order
2024 469
2023 1,105
2022 947
2021 907
2020 636
2019 286
2018 178
2017 94
2016 33
2015 38
2014 26
2013 21
2012 10
2011 20
2010 13
2009 14
2008 11
2007 3

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