STRATS{SM} Trust for Ambac Financial Group, Inc. Securities, Series 2007-1 

NC

  SEC # 1405198

        

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45  SEC Filings   from  6/29/07  to  6/5/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-15D’ — Notice of a Suspension of Duty to File Reports — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  STRATS{SM} Trust for Ambac Financial Group, Inc. Securities, Series 2007-1

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Forms , Documents & Exhibits  in  38 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
6/5/18	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
6/4/18	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	7
					8-K Items:
6/4/18	OLD		Events:			•	Other Events — Item 8.01  OLD	7
3/14/14	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	2
3/30/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	12
3/26/14	OLD		10-D		ABS:		Distribution Reports by Issuers of Asset-Backed Securities — Form 10-D  OLD	14
8/29/12	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	2
7/18/07	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
7/16/07	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
					General Exhibits:
7/18/07	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
7/18/07	OLD		EX-10		Material Contract  OLD			1
7/18/07	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
7/18/07	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
7/18/07	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					ABS Exhibits:
3/30/18	OLD		EX-34		Attestation Reports on Assessments of Compliance with Servicing Criteria  OLD			11
3/30/18	OLD		EX-33		Reports of Compliance with Servicing Criteria  OLD			11
3/30/18	OLD		EX-35		Servicer Compliance Statements  OLD			11
					Additional Exhibits:
3/26/14	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			3
					Financials:
3/30/18	OLD		EX-31		Certifications — §302 – SOA’02  OLD			12
					Graphics:
3/30/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			7

Forms , Documents & Exhibits  in  7 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
5/22/18	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
6/29/07	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
6/29/07	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
					Letters:
9/5/12	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			4
					Additional Exhibits:
5/22/18	OLD		EX-99		Miscellaneous Exhibit  OLD			1
					Graphics:
6/29/07	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

        

Filings History

Year		# of Filings
2018		4
2017		1
2016		1
2015		1
2014		3
2013		4
2012		6
2011		3
2010		8
2009		5
2008		3
2007		6