Pzena Investment Management, Inc. 

NY

  SEC # 1399249

        

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823  SEC Filings   from  5/30/07  to  2/13/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Punch & Associates Investment Management, Inc.
New-Filing E-Mail:			Send me notifications of all Filings involving  Pzena Investment Management, Inc.

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Forms , Documents & Exhibits  in  459 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/10/22	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
11/4/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	71
11/2/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	9
10/31/22	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	4
10/31/22	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
10/31/22	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	5
10/31/22	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	297
					8-K Items:
10/31/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	7
10/31/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
10/19/22	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	61
1/27/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
10/31/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
10/31/22	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
3/13/17	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
10/31/22	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
10/31/22	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	17
5/24/17	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
10/28/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	14
10/31/22	OLD		Events:			•	Other Events — Item 8.01  OLD	189
10/31/22	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	256
10/18/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	10
9/27/22	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
9/23/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	22
9/23/22	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
8/19/22	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
4/4/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	20
3/8/22	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	23
12/30/19	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	5
12/20/18	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	10
11/3/17	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	16
3/13/17	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
5/5/15	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	7
1/20/12	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
3/3/09	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
10/31/07	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
10/26/07	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/23/07	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
10/23/07	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/22/07	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
6/8/07	OLD		PX14A6N		Proxy:		Notice of an Exempt Non-Management Proxy Solicitation – Preliminary Roll-Up Communication  OLD	1
					Letters:
1/16/09	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
8/22/22	OLD		EX-FILING FEES		Filing Fees  OLD			2
7/28/22	OLD		EX-10		Material Contracts  OLD			67
7/28/22	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
3/8/22	OLD		EX-23		Consents of Experts and Counsel  OLD			115
3/8/22	OLD		EX-21		Subsidiaries Lists  OLD			19
3/9/21	OLD		EX-14		Codes of Ethics  OLD			7
3/9/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			18
12/30/19	OLD		EX-5		Opinions of Counsel re: Legality  OLD			17
5/24/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			6
1/16/09	OLD		EX-24		Power of Attorney  OLD			1
10/22/07	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
10/31/22	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  7 Articles of Incorporation/Organization			289
					Financials:
11/4/22	OLD		EX-31		Certifications — §302 – SOA’02  OLD			154
11/4/22	OLD		EX-32		Certifications — §906 – SOA’02  OLD			153
11/4/22	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,683
11/4/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			99
11/4/22	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			404
11/4/22	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			56
11/4/22	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			92
3/13/17	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
10/19/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			747

Forms , Documents & Exhibits  in  371 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 74731Q

        

Latest Filing			Type		Category	Description		Documents
2/13/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	96
11/2/22	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	204
10/31/22	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	5
10/31/22	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
10/28/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	4
9/8/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	23
12/20/21	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
1/3/18	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	15
10/22/07	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
9/22/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			21
9/22/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			4
					General Exhibits:
8/22/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
2/4/21	OLD		EX-24		Powers of Attorney  OLD			18
					Additional Exhibits:
10/31/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			13
					Financials:
9/1/22	OLD		EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD			2
					Graphics:
9/1/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			155

        

Filings History

Year		# of Filings
2023		1
2022		93
2021		46
2020		56
2019		46
2018		40
2017		45
2016		47
2015		50
2014		49
2013		52
2012		51
2011		46
2010		41
2009		59
2008		55
2007		46