Optex Systems Holdings Inc. 

TX

  SEC # 1397016

        

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No  Owner Relationships  (where the Issuers of the  Optex Systems Holdings Inc.-owned  securities are...)

        

First  20  of  42  Issuer Relationships  (where the Owners of the  Optex Systems Holdings Inc.  securities are...)

First		Latest Filing		Filing		Filer / Owner
1/17/14		3/15/24		4		TX	Hawkins Karen Lea
1/17/14		3/15/24		4		TX	Schoening Danny Robert
2/13/23		2/14/24		SC 13G		MN	Punch & Associates Investment Management, Inc.
3/11/22		2/12/24		SC 13G		CA	Topline Capital Management, LLC
		5/11/23		4		TX	Dayton Judd
		4/7/23		4		CA	McBirney Collin
		4/7/23		4		CA	Topline Capital Management, LLC
		4/7/23		4		CA	Topline Capital Partners, LP
		12/21/22		3		CA	McBirney Collin
		12/21/22		3		CA	Topline Capital Management, LLC
		12/21/22		3		CA	Topline Capital Partners, LP
9/7/21		10/25/22		SC 13D		TX	Sudbury Capital Fund, LP
		9/30/22		3		TX	Dayton Judd
10/3/19		9/23/22		SC 13D		NY	Fields Ephraim G
5/5/20		9/22/22		4		CO	Malhotra R. Rimmy
		2/16/22		SC 13G		CA	Galileo Partners, LLC
5/5/20		9/15/21		4		OH	Lehmann Dale E
5/10/17		9/10/21		SC 13G		IL	Gate City Capital Management, LLC
5/5/20		9/2/21		4		IN	Hagenbuch Lawrence F
1/21/21		9/1/21		4		NY	Fields Ephraim G
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First  20  of  26  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
6/21/17		3/15/24		Officer:  CFO		TX	Hawkins Karen Lea
1/24/22		3/15/24		Officer:  President & CEO		TX	Schoening Danny Robert
1/17/14		3/15/24		Director			"
9/13/10		3/15/24		10% Owner			"
		5/11/23		Director		TX	Dayton Judd
9/30/22		5/11/23		10% Owner			"
12/21/22		4/7/23		Other [ see Filings ]		CA	McBirney Collin
12/21/22		4/7/23		Other [ see Filings ]		CA	Topline Capital Management, LLC
12/21/22		4/7/23		10% Owner		CA	Topline Capital Partners, LP
2/12/20		9/22/22		Officer:  Chief Financial Officer		TX	Hawkins Karen Lea
11/15/19		9/22/22		Director		CO	Malhotra R. Rimmy
11/15/19		9/15/21		Director		OH	Lehmann Dale E
11/15/19		9/2/21		Director		IN	Hagenbuch Lawrence F
1/21/21		9/1/21		10% Owner		NY	Fields Ephraim G
6/21/17		2/20/20		Director		TX	Hawkins Karen Lea
6/21/17		2/20/20		Officer:  CEO & Chairman		TX	Schoening Danny Robert
8/17/17		7/18/18		10% Owner		CA	Longview Fund LP
9/13/10		1/17/14		Officer:  VP Finance & Controller		TX	Hawkins Karen Lea
		1/17/14		Officer:  President		FL	Hirschman Stanley A
9/13/10		1/17/14		Director			"
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No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

8  Filing Agents and/or Registrants have submitted Filings for  Optex Systems Holdings Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
2/22/24		8-K		FL	M2 Compliance LLC/FA — 1493152		52
3/14/23		CERT		NY	Nasdaq Stock Market LLC [ formerly The Nasdaq Stock Market LLC ] — 1354457		1
5/14/19		10-Q			S2 Filings LLC/FA — 1615774		93
3/21/19		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		16
4/18/16		CT ORDER			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		3
2/16/16		10-Q		NJ	Toppan Vite New York Inc./FA — 1571049		19
2/13/13		10-Q		NY	Toppan Merrill/FA — 1144204		86
3/30/09		8-K		NY	EdgarAgents LLC/FA — 1213900		11
Total:							281
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.