DAFNA Capital Management LLC 

CA

  SEC # 1389933

        

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111  SEC Filings   from  2/14/07  to  2/14/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  Regulus Therapeutics Inc.
New-Filing E-Mail:			Send me notifications of all Filings involving  DAFNA Capital Management LLC

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Forms , Documents & Exhibits  in  106 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	31
2/14/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	69
3/9/18	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
3/8/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	5
					Form-Specific Documents:
2/14/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			43
					Additional Exhibits:
3/8/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			3

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Forms , Documents & Exhibits  in  2 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		3
2023		5
2022		5
2021		5
2020		5
2019		5
2018		8
2017		11
2016		10
2015		11
2014		8
2013		6
2012		8
2011		4
2010		4
2009		5
2008		4
2007		4