HeartWare International, Inc. 

MA

  SEC # 1389072

        

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1,117  SEC Filings   from  4/30/07  to  2/10/17  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Frontier Capital Management Co. LLC
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Forms , Documents & Exhibits  in  392 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/27/16	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	2
9/2/16	OLD		15-12B		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
8/26/16	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	213
					8-K Items:
8/23/16	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	21
1/28/16	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
8/23/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
7/28/16	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	46
12/15/10	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
8/26/16	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
8/23/16	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
5/19/15	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	8
8/23/16	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
7/20/07	OLD		Accountants & Accounting:			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
8/23/16	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
8/23/16	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	32
8/23/16	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
6/6/16	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	8
6/27/16	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	68
8/23/16	OLD		Events:			•	Other Events — Item 8.01  OLD	67
8/23/16	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	175
8/23/16	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	7
8/23/16	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
8/23/16	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
7/28/16	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	28
7/20/16	OLD		SC14D9C		Ownership:		Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD	3
6/27/16	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
5/31/16	OLD		SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD	3
4/29/16	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	13
2/29/16	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	7
2/26/16	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	11
1/13/16	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	26
5/15/15	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	4
5/14/15	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	3
4/20/15	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	9
1/29/14	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
3/13/13	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	4
3/11/13	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	6
1/18/13	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	13
7/17/12	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
7/11/12	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
7/2/12	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports	4
5/23/12	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	6
4/5/12	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
12/10/10	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
12/23/09	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	6
10/5/09	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
9/8/09	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
2/24/09	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
2/19/09	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
8/14/07	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
7/13/07	OLD		10-12G		Registration:		Registration Statements — Form 10  OLD	3
					Letters:
4/26/12	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
8/23/16	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
8/23/16	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			7
6/27/16	OLD		EX-10		Material Contracts  OLD			99
6/27/16	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			6
5/31/16	OLD		EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD			11
2/29/16	OLD		EX-23		Consents of Experts and Counsel  OLD			35
2/29/16	OLD		EX-5		Opinions of Counsel re: Legality  OLD			22
2/26/16	OLD		EX-21		Subsidiaries Lists  OLD			9
1/29/14	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			2
7/10/12	OLD		EX-24		Powers of Attorney  OLD			7
6/12/12	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
					Additional Exhibits:
8/26/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			230
					Financials:
7/28/16	OLD		EX-31		Certifications — §302 – SOA’02  OLD			78
7/28/16	OLD		EX-32		Certifications — §906 – SOA’02  OLD			76
7/28/16	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,471
7/28/16	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			30
7/28/16	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			138
7/28/16	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			23
1/29/14	OLD		EX-12		Statements re: Computations of Ratios  OLD			3
					Graphics:
8/26/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,956

Forms , Documents & Exhibits  in  762 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/10/17	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	74
9/27/16	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	2
8/24/16	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	583
8/23/16	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
8/23/16	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	5
8/23/16	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
7/20/16	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	4
7/20/16	OLD		SC14D9C		Ownership:		Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD	3
6/28/16	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	4
3/15/16	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	31
1/19/16	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD	1
1/13/16	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	29
1/7/16	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	3
1/7/16	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
12/10/10	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
2/26/10	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
					Letters:
2/2/16	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			15
					General Exhibits:
6/28/16	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
3/15/16	OLD		EX-24		Powers of Attorney  OLD			42
9/1/15	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
2/13/09	OLD		EX-10		Material Contracts  OLD			7
					Additional Exhibits:
8/26/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			46
					Graphics:
8/26/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			546

        

Filings History

Year		# of Filings
2017		2
2016		144
2015		125
2014		108
2013		114
2012		152
2011		94
2010		101
2009		122
2008		106
2007		49