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Invesco DB Base Metals Fund 
 IL
  SEC # 1383084


        
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326  SEC Filings
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  from  12/26/06  to  3/22/24  (6 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘424I’ — Prospectus – Exchange-Traded Vehicle Securities – Annual Supplement — Filed as:  Filer / Offerer — Filed by:  Invesco DB Multi-Sector Commodity Trust 
 
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notifications of all
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Filings
involving  Invesco DB Base Metals Fund 

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Forms
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, Documents
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& Exhibits
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 in  270 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/22/24424IRegistration:  Prospectuses – Exchange-Traded Vehicle Securities – Annual Supplements3
2/22/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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19
11/28/23424B3Registration:  Prospectuses – New Facts or Events59
11/28/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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55

8-K Items: 
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9/30/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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5
4/22/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
5/30/13 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
2/24/15 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
11/28/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.0213
6/4/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD 4
2/24/15 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 1
3/8/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 34
5/19/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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31

11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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52
8/26/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 16
8/23/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
8/17/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 12
4/29/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
8/13/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 8
11/15/18 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6
2/26/16 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 13
2/25/15 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
1/23/15 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
11/26/14 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
5/11/12 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
12/4/08 OLDCERTPACTrading:  Certification by the Pacific Coast Stock Exchange Approving a Listing — Form CERT  OLD 1
11/21/08 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
11/21/08 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
1/4/07 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1

General Exhibits: 
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3/22/24EX-FILING FEESFiling Fees3
2/22/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/22/24EX-23Consents of Experts and Counsel86
8/3/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders15
6/22/21 OLDEX-5Opinions of Counsel re: Legality  OLD 20
6/22/21 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 22
11/5/20 OLDEX-10Material Contracts  OLD 11

Additional Exhibits: 
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12/2/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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23

Financials: 
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2/22/24EX-31Certifications — §302 – SOA’02146
2/22/24EX-32Certifications — §906 – SOA’02144
2/22/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,923
2/22/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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64
2/22/24EX-101.*XBRL Data  (XBRL Files)314
2/22/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)24
2/22/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
57
5/30/13 OLDEX-16Letter re: a Change in Accountant  OLD 1

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2/22/24GRAPHICPhotos, Images and Graphs1,024


Forms
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, Documents
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& Exhibits
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 in  60 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 46140H
 

        
Latest Filing  Type    Category    Description        Documents
     
2/12/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G43
4/29/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4

Letters: 
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6/28/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13
6/28/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

Additional Exhibits: 
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2/9/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

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4/29/20 OLDGRAPHICPhotos, Images and Graphs  OLD 11


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 11
2022 7
2021 20
2020 22
2019 20
2018 22
2017 7
2016 26
2015 26
2014 27
2013 21
2012 15
2011 16
2010 25
2009 18
2008 20
2007 18
2006 2

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