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Dynegy Inc.
TX
SEC # 1379895
94 Related Registrants:
Same Name: Dynegy Illinois Inc. — 6/7/07 — SEC # 879215
More than a Year ago:
Illinois Power Generating Co. — 2/6/17 — SEC # 1135361
Black Mountain Cogen, Inc. — 1/31/17 — SEC # 1593533
Blue Ridge Generation LLC — 1/31/17 — SEC # 1593527
Casco Bay Energy Co., LLC — 1/31/17 — SEC # 1593552
Coffeen & Western Railroad Co. — 1/31/17 — SEC # 1690282
Dighton Power, LLC — 1/31/17 — SEC # 1641658
Dynegy Administrative Services Co. — 1/31/17 — SEC # 1593551
Dynegy Coal Generation, LLC — 1/31/17 — SEC # 1641542
Dynegy Coal Holdco, LLC — 1/31/17 — SEC # 1593561
Dynegy Coal Investments Holdings, LLC — 1/31/17 — SEC # 1593563
Dynegy Coal Trading & Transportation, L.L.C. — 1/31/17 — SEC # 1593565
Dynegy Commercial Asset Management, LLC — 1/31/17 — SEC # 1641412
Dynegy Conesville, LLC — 1/31/17 — SEC # 1641414
Dynegy Dicks Creek, LLC — 1/31/17 — SEC # 1641415
Dynegy Energy Services (East), LLC — 1/31/17 — SEC # 1641413
Dynegy Energy Services, LLC — 1/31/17 — SEC # 1593613
Dynegy Equipment, LLC — 1/31/17 — SEC # 1593569
Dynegy Fayette II, LLC — 1/31/17 — SEC # 1641416
Dynegy Gas Generation, LLC — 1/31/17 — SEC # 1641543
Dynegy Gas Holdco, LLC — 1/31/17 — SEC # 1593562
Dynegy Gas Imports, LLC — 1/31/17 — SEC # 1593603
Dynegy Gas Investments Holdings, LLC — 1/31/17 — SEC # 1593605
Dynegy Gas Investments, LLC — 1/31/17 — SEC # 1593604
Dynegy GasCo Holdings, LLC — 1/31/17 — SEC # 1593572
Dynegy Generation Holdco, LLC — 1/31/17 — SEC # 1641544
Dynegy Global Liquids, Inc. — 1/31/17 — SEC # 1593606
Dynegy Hanging Rock II, LLC — 1/31/17 — SEC # 1641417
Dynegy Kendall Energy, LLC — 1/31/17 — SEC # 1593617
Dynegy Killen, LLC — 1/31/17 — SEC # 1641418
Dynegy Lee II, LLC — 1/31/17 — SEC # 1641419
Dynegy Marketing & Trade, LLC — 1/31/17 — SEC # 1593589
Dynegy Miami Fort, LLC — 1/31/17 — SEC # 1641420
Dynegy Midwest Generation, LLC — 1/31/17 — SEC # 1593590
Dynegy Morro Bay, LLC — 1/31/17 — SEC # 1593593
Dynegy Moss Landing, LLC — 1/31/17 — SEC # 1593594
Dynegy Oakland, LLC — 1/31/17 — SEC # 1593595
Dynegy Operating Co. — 1/31/17 — SEC # 1593596
Dynegy Power Generation Inc. — 1/31/17 — SEC # 1593633
Dynegy Power Marketing, LLC — 1/31/17 — SEC # 1593631
Dynegy Power, LLC — 1/31/17 — SEC # 1593597
Dynegy Resource Holdings, LLC — 1/31/17 — SEC # 1642461
Dynegy Resource I, LLC — 1/31/17 — SEC # 1641545
Dynegy Resource II, LLC — 1/31/17 — SEC # 1642183
Dynegy Resource III, LLC — 1/31/17 — SEC # 1642185
Dynegy Resources Generating Holdco, LLC — 1/31/17 — SEC # 1641590
Dynegy Resources Holdco I, LLC — 1/31/17 — SEC # 1641588
Dynegy Resources Holdco II, LLC — 1/31/17 — SEC # 1641589
Dynegy Resources Management, LLC — 1/31/17 — SEC # 1641727
Dynegy South Bay, LLC — 1/31/17 — SEC # 1593627
Dynegy Stuart, LLC — 1/31/17 — SEC # 1641421
Dynegy Washington II, LLC — 1/31/17 — SEC # 1641422
Dynegy Zimmer, LLC — 1/31/17 — SEC # 1641482
Elwood Energy Holdings II, LLC — 1/31/17 — SEC # 1642152
Elwood Energy Holdings, LLC — 1/31/17 — SEC # 1642074
Elwood Expansion Holdings, LLC — 1/31/17 — SEC # 1642073
EquiPower Resources Corp. — 1/31/17 — SEC # 1641585
Havana Dock Enterprises, LLC — 1/31/17 — SEC # 1593626
Illinois Power Fuels & Services Co. — 1/31/17 — SEC # 1690340
Illinois Power Marketing Co. — 1/31/17 — SEC # 1690331
Illinois Power Resources Generating, LLC — 1/31/17 — SEC # 1690328
Illinois Power Resources, LLC — 1/31/17 — SEC # 1690325
Illinova Corp. — 1/31/17 — SEC # 914755
Iph II, LLC — 1/31/17 — SEC # 1690323
Iph, LLC — 1/31/17 — SEC # 1690322
Kincaid Energy Services Co., LLC — 1/31/17 — SEC # 1642071
Kincaid Generation, L.L.C. — 1/31/17 — SEC # 1641672
Kincaid Holdings, LLC — 1/31/17 — SEC # 1641670
Lake Road Generating Co., LLC — 1/31/17 — SEC # 1690321
Liberty Electric Power, LLC — 1/31/17 — SEC # 1641667
Masspower Holdco, LLC — 1/31/17 — SEC # 1641659
Masspower Partners I, LLC — 1/31/17 — SEC # 1641661
Masspower Partners II, LLC — 1/31/17 — SEC # 1641662
Masspower, LLC — 1/31/17 — SEC # 1641663
Milford Power Co., LLC — 1/31/17 — SEC # 1641605
Ontelaunee Power Operating Co., LLC — 1/31/17 — SEC # 1593618
Richland Generation Expansion, LLC — 1/31/17 — SEC # 1641602
Richland-Stryker Generation LLC — 1/31/17 — SEC # 1641726
RSG Power, LLC — 1/31/17 — SEC # 1641725
Sithe Energies, Inc. — 1/31/17 — SEC # 1593716
Sithe/Independence LLC — 1/31/17 — SEC # 1593616
Tomcat Power, LLC — 1/31/17 — SEC # 1641668
Elwood Services Co., LLC — 11/22/16 — SEC # 1642151
Brayton Point Holdings, LLC — 7/17/15 — SEC # 1642182
ECP II-B (Brayton Point IP) Corp. — 7/17/15 — SEC # 1642230
ECP II-C (Brayton Point IP) Corp. — 7/17/15 — SEC # 1642233
Lake Road Generating Co., L.P. — 7/17/15 — SEC # 1641724
Lake Road Holdings GP, LLC — 7/17/15 — SEC # 1641608
Lake Road Holdings LP, LLC — 7/17/15 — SEC # 1641722
LEP Holdings, LLC — 7/17/15 — SEC # 1641665
Liberty Electric Generation Holdings, LLC — 7/17/15 — SEC # 1641664
Liberty Electric PA 2, LLC — 7/17/15 — SEC # 1641666
Sithe Independence Power Partners LP — 3/14/14 — SEC # 899322
Dynegy Holdings, LLC — 9/13/12 — SEC # 1105055
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Registrant
About
Filings
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Web
1,675 SEC Filings
from 12/8/06 to 2/14/19
(
None in the Past Year
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G
—
Filed re:
Issuer / Subject Company
—
Filed by:
Deutsche Bank AG
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Details...
Forms
, Documents
&
Exhibits
in
606 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
4/27/18
OLD
15-12B
Registration:
Certifications of Terminations of Registration of Classes of Securities
—
Form 15
OLD
2
4/27/18
OLD
10-K
Update:
Annual Reports
—
Form 10-K
OLD
—
Financial Reports
14
4/9/18
OLD
8-K
Update:
Current Reports
—
Form 8-K
OLD
—
Press Releases
&
Conference Calls
—
Financial Reports
333
8-K Items:
12/20/17
OLD
Business & Operations:
•
Entry into a Material Definitive Agreement
—
Item 1.01
OLD
—
↓
‘EX-10’
70
2/6/17
OLD
"
•
Termination of a Material Definitive Agreement
—
Item 1.02
OLD
—
↓
‘EX-10’
16
1/30/17
OLD
"
•
Bankruptcy or Receivership
—
Item 1.03
OLD
—
↓
‘EX-2’
5
4/9/18
OLD
Financial Info:
•
Completion of Acquisition or Disposition of Assets
—
Item 2.01
OLD
—
↓
‘EX-2’
13
2/21/18
OLD
"
•
Results of Operations and Financial Condition
—
Item 2.02
OLD
—
Financial Reports
47
12/20/17
OLD
"
•
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
—
Item 2.03
OLD
—
↓
‘EX-10’
27
12/9/16
OLD
"
•
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
—
Item 2.04
OLD
—
↓
‘EX-10’
2
8/24/10
OLD
"
•
Material Impairments
—
Item 2.06
OLD
—
↓
‘EX-2’
2
4/9/18
OLD
Securities & Trading:
•
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
—
Item 3.01
OLD
3
2/6/17
OLD
"
•
Unregistered Sales of Equity Securities
—
Item 3.02
OLD
—
↓
‘EX-1’
7
4/9/18
OLD
"
•
Material Modifications to Rights of Security Holders
—
Item 3.03
OLD
—
↓
‘EX-4’
14
5/15/07
OLD
Accountants & Accounting:
•
Changes in Registrant’s Certifying Accountant
—
Item 4.01
OLD
—
↓
‘EX-16’
2
7/25/08
OLD
"
•
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
—
Item 4.02
OLD
1
4/9/18
OLD
Governance &
Management
:
•
Changes in Control of Registrant
—
Item 5.01
OLD
1
4/9/18
OLD
"
•
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
—
Item 5.02
OLD
—
List of Directors & Officers
48
4/9/18
OLD
"
•
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
—
Item 5.03
OLD
—
↓
‘EX-3’
10
3/2/12
OLD
"
•
Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans
—
Item 5.04
OLD
2
11/17/11
OLD
"
•
Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics
—
Item 5.05
OLD
—
↓
‘EX-14’
1
3/2/18
OLD
"
•
Submission of Matters to a Vote of Security Holders
—
Item 5.07
OLD
9
2/21/18
OLD
Disclosures:
•
Regulation FD Disclosure
—
Item 7.01
OLD
—
↓
‘EX-99’
172
12/19/17
OLD
Events:
•
Other Events
—
Item 8.01
OLD
79
4/9/18
OLD
Financials:
•
Financial Statements and Exhibits
—
Item 9.01
OLD
—
Financial Reports
295
4/9/18
OLD
S-8 POS
Registration:
Post-Effective Amendments of Form S-8 Registrations
OLD
4
4/9/18
OLD
POSASR
Registration:
Post-Effective Amendment of an Automatic Shelf Registration Statement
—
Form S-3/F-3ASR
OLD
1
2/21/18
OLD
425
Registration:
Prospectuses and Communications – Mergers
OLD
19
1/25/18
OLD
DEFM14A
Proxy:
Definitive Proxy Statements – Mergers & Acquisitions
—
Schedule 14A
OLD
2
12/19/17
OLD
S-3ASR
Registration:
Automatic Shelf Registration Statements by Well-Known Issuers
—
Form S-3
OLD
6
12/19/17
OLD
DEFA14A
Proxy:
Definitive Additional Proxy Soliciting Materials
—
Schedule 14A
OLD
49
11/1/17
OLD
10-Q
Update:
Quarterly Reports
—
Form 10-Q
OLD
—
Financial Reports
34
8/7/17
OLD
424B7
Registration:
Prospectuses – Selling Security Holders – Info Previously Omitted
OLD
2
3/30/17
OLD
DEF 14A
Proxy:
Definitive Proxy Statements
—
Schedule 14A
OLD
10
2/24/17
OLD
CERTNYS
Trading:
Certifications by the NYSE Approving Listings
—
Form CERT
OLD
5
2/24/17
OLD
8-A12B
Registration:
Registration Statements for Certain Classes of Securities
—
Form 8-A
OLD
9
1/31/17
OLD
CORRESP
Comment:
Comment-Response and Other Letters to the SEC
[ a.k.a. COVER ]
OLD
—
All Correspondence with the SEC
26
11/7/16
OLD
T-3
Registration:
Application for a Qualification of a Trust Indenture
—
Form T-3
OLD
1
6/17/16
OLD
424B5
Registration:
Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events
OLD
4
6/16/16
OLD
FWP
Registration:
Prospectuses – Free Writing
OLD
4
5/31/16
OLD
S-8
Registration:
Registration Statements – Securities for Certain Employee Benefit Plans
—
Form S-8
OLD
4
7/17/15
OLD
424B3
Registration:
Prospectuses – New Facts or Events
OLD
11
7/17/15
OLD
EFFECT
SEC:
SEC Notices of Effectiveness
OLD
5
7/8/15
OLD
S-4
Registration:
Registration Statements – Securities for Mergers
—
Form S-4
OLD
8
4/27/15
OLD
ARS
Update:
Annual Reports to Security Holders
OLD
7
10/9/14
OLD
424B2
Registration:
Prospectuses – Primary Offerings and Shelf Securities
OLD
2
5/29/13
OLD
POS AM
Registration:
Post-Effective Amendments of Registration Statements
OLD
2
2/12/13
OLD
S-1
Registration:
Registration Statements (General Form)
—
Form S-1
OLD
4
12/3/12
OLD
CT ORDER
SEC:
SEC Confidential Treatment Order
OLD
1
11/9/11
OLD
NT 10-Q
Update:
Notice of a Late Filing of a Form 10-Q Quarterly Report
—
Form 12b-25
OLD
1
6/23/11
OLD
11-K
Update:
Annual Reports by Employee Stock Purchase, Savings and Similar Plans
—
Form 11-K
OLD
20
4/11/11
OLD
PRE 14A
Proxy:
Preliminary Proxy Statements
—
Schedule 14A
OLD
2
2/14/11
OLD
SC 14D9
Ownership:
Tender-Offer Solicitation/Recommendation Statements
—
Schedule 14D-9
OLD
13
1/10/11
OLD
PREM14A
Proxy:
Preliminary Proxy Statements – Mergers & Acquisitions
—
Schedule 14A
OLD
2
11/26/10
OLD
PREC14A
Proxy:
Preliminary Proxy Statement – Contested Solicitation
—
Schedule 14A
OLD
1
General Exhibits:
4/27/18
OLD
EX-23
Consents of Experts and Counsel
OLD
114
4/9/18
OLD
EX-10
Material Contracts
OLD
320
2/22/18
OLD
EX-95
Mine-Safety Disclosures
OLD
2
2/22/18
OLD
EX-21
Subsidiaries Lists
OLD
12
12/19/17
OLD
EX-5
Opinions of Counsel re: Legality
OLD
34
12/19/17
OLD
EX-25
Statements of Eligibility to Act as a Trustee —
Forms T-1 & T-2
OLD
5
10/30/17
OLD
EX-2
Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions
OLD
37
8/21/17
OLD
EX-4
Instruments, Including Indentures, Defining the Rights of Security Holders
OLD
95
3/3/17
OLD
EX-3
Articles of Incorporation/Organization and Bylaws
OLD
187
6/21/16
OLD
EX-1
Underwriting Agreements
(and mislabeled “1
st
Exhibits”)
OLD
4
2/27/14
OLD
EX-14
Codes of Ethics
OLD
2
2/8/07
OLD
EX-8
Opinions of Counsel re: Tax Matters
OLD
2
Additional Exhibits:
2/21/18
OLD
EX-99
Miscellaneous Exhibits, such as Press Releases
OLD
—
Press Releases
&
Conference Calls
474
Financials:
4/27/18
OLD
EX-31
Certifications —
§302 – SOA’02
OLD
132
2/22/18
OLD
EX-32
Certifications —
§906 – SOA’02
OLD
128
2/22/18
OLD
XML & R#
IDEA Financial Reports Info
OLD
—
Financial Reports
2,627
2/22/18
OLD
EXCEL
IDEA Workbooks of Financial Reports Info
OLD
—
Workbooks of Financial Reports
39
2/22/18
OLD
EX-101.*
XBRL Data
(XBRL Files)
OLD
191
2/22/18
OLD
ZIP
XBRL Zipped Folders
(Folders of XBRL Files)
OLD
32
12/19/17
OLD
EX-12
Statements re: Computations of Ratios
OLD
6
5/15/07
OLD
EX-16
Letters re: Changes in Accountants
OLD
2
Graphics:
4/27/18
OLD
GRAPHIC
Photos, Images and Graphs
OLD
2,960
Forms
, Documents
&
Exhibits
in
1,091 Filings
Filed re:
Issuer / Subject Company
Latest Filing
Type
Category
Description
Documents
2/14/19
OLD
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
OLD
89
4/11/18
OLD
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
OLD
748
4/9/18
OLD
25-NSE
Trading:
Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities
—
Form 25
OLD
7
4/4/18
OLD
425
Registration:
Prospectuses and Communications – Mergers
OLD
17
3/6/18
OLD
SC 13D
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Active” Investors
—
Schedule 13D
OLD
74
6/1/17
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
62
6/16/16
OLD
FWP
Registration:
Prospectuses – Free Writing
OLD
4
2/18/11
OLD
SC TO-T
Ownership:
Tender-Offer Statements by Third Parties
—
Schedule TO
OLD
14
2/17/11
OLD
SC 14D9
Ownership:
Tender-Offer Solicitation/Recommendation Statements
—
Schedule 14D-9
OLD
18
2/17/11
OLD
DFAN14A
Proxy:
Definitive Additional Non-Management Proxy Soliciting Materials
—
Schedule 14A
OLD
21
2/16/11
OLD
DEFN14A
Proxy:
Definitive Non-Management Proxy Statement
—
Schedule 14A
OLD
1
2/11/11
OLD
PRRN14A
Proxy:
Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations
—
Schedule 14A
OLD
5
12/15/10
OLD
SC TO-C
Ownership:
Tender-Offer Communication by an Issuer or Third Party
—
Schedule TO
OLD
1
11/26/10
OLD
PREC14A
Proxy:
Preliminary Proxy Statements – Contested Solicitations
—
Schedule 14A
OLD
2
11/15/10
OLD
PREN14A
Proxy:
Preliminary Non-Management Proxy Statement
—
Schedule 14A
OLD
1
11/5/10
OLD
DEFC14A
Proxy:
Definitive Proxy Statement – Contested Solicitation
—
Schedule 14A
OLD
1
Letters:
6/29/15
OLD
LETTER
Comment and Other Letters from the SEC
[ a.k.a. UPLOAD ]
OLD
—
All Correspondence with the SEC
30
General Exhibits:
10/31/17
OLD
EX-10
Material Contracts
OLD
4
10/31/17
OLD
EX-2
Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions
OLD
2
9/6/17
OLD
EX-5
Opinion of Counsel re: Legality
OLD
1
10/7/16
OLD
EX-24
Powers of Attorney
OLD
44
12/15/10
OLD
EX-1
Underwriting Agreements
(and mislabeled “1
st
Exhibits”)
OLD
2
Additional Exhibits:
4/9/18
OLD
EX-99
Miscellaneous Exhibits, such as Press Releases
OLD
282
Graphics:
2/26/18
OLD
GRAPHIC
Photos, Images and Graphs
OLD
374
Filings History
Year
# of Filings
2019
2
2018
87
2017
115
2016
96
2015
141
2014
165
2013
117
2012
141
2011
197
2010
284
2009
92
2008
79
2007
157
2006
2
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