| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 2/13/23 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notices by Money Managers — Form 13F OLD — Assets Under Management | 3 |
| 5/10/22 | OLD | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — Assets Under Management | 60 |
| 4/15/22 | OLD | | 15-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
| 4/4/22 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 9 |
| 4/4/22 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
| 4/4/22 | OLD | | 8-K | | Update: | | Current Reports — Form 8-K OLD — Press Releases & Conference Calls — Financial Reports | 239 |
| | |
| | 8-K Items: |
| 2/18/22 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 11 |
| 4/4/22 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 9 |
| 1/21/22 | OLD | | " | | | • | Results of Operations and Financial Condition — Item 2.02 OLD — Financial Reports | 60 |
| 6/26/14 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 1 |
| 4/17/08 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 1 |
| 4/4/22 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 4/4/22 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 2 |
| 4/4/22 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 1 |
| 4/4/22 | OLD | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 OLD — List of Directors & Officers | 36 |
| 4/4/22 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 12 |
| 1/22/08 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 12/20/21 | OLD | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 OLD | 14 |
| 11/8/21 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 104 |
| 3/8/22 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 67 |
| 4/4/22 | OLD | | Financials: | • | Financial Statements and Exhibits — Item 9.01 OLD — Financial Reports | 207 |
| | |
|
| 3/31/22 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 18 |
| 11/19/21 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 15 |
| 11/9/21 | OLD | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q OLD — Financial Reports | 45 |
| 6/29/21 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 21 |
| 5/17/21 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 57 |
| 4/23/21 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
| 4/28/20 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 14 |
| 9/30/19 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 4 |
| 9/30/19 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 7 |
| 9/6/19 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 14 |
| 9/6/19 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 8 |
| 9/3/19 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 18 |
| 8/21/18 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 26 |
| 2/24/17 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 3 |
| 11/28/16 | OLD | | CERTNAS | | Trading: | | Certifications by the Nasdaq Stock Market Approving Listings — Form CERT OLD | 2 |
| 10/31/16 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 10/25/16 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 3 |
| 10/24/16 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 2 |
| 10/24/16 | OLD | | 424B5 | | Registration: | | Prospectus – Primary Offering or Shelf Securities – New Facts or Events OLD | 1 |
| 7/23/10 | OLD | | SC 13D | | Ownership: | | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D OLD | 1 |
| 4/2/08 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 9/20/07 | OLD | | ARS | | Update: | | Annual Report to Security Holders OLD | 1 |
| 2/13/07 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 5 |
| 2/6/07 | OLD | | SE | | Update: | | Separate Exhibits – Scanned Paper-Format Exhibits of Other Electronic Filings — Form SE OLD | 2 |
| | |
| | Form-Specific Documents: |
| 5/10/22 | OLD | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F OLD — Assets Under Management | 36 |
| | |
| | General Exhibits: |
| 4/4/22 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 25 |
| 3/1/22 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 96 |
| 3/1/22 | OLD | | EX-21 | | Subsidiaries Lists OLD | 16 |
| 2/18/22 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 24 |
| 2/25/21 | OLD | | EX-10 | | Material Contracts OLD | 109 |
| 3/2/20 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 32 |
| 9/30/19 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 23 |
| 9/30/19 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 6 |
| 9/3/19 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 26 |
| 10/31/16 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 5 |
| 1/22/08 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| | |
| | Additional Exhibits: |
| 3/8/22 | OLD | | EX-99 | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls | 347 |
| | |
| | Financials: |
| 4/4/22 | OLD | | XML & R# | | IDEA Financial Reports Info OLD — Financial Reports | 4,548 |
| 4/4/22 | OLD | | EXCEL | | IDEA Workbooks of Financial Reports Info OLD — Workbooks of Financial Reports | 85 |
| 4/4/22 | OLD | | EX-101.* | | XBRL Data (XBRL Files) OLD | 411 |
| 4/4/22 | OLD | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) OLD | 41 |
| 4/4/22 | OLD | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) OLD | 77 |
| 3/31/22 | OLD | | EX-31 | | Certifications — §302 – SOA’02 OLD | 124 |
| 3/1/22 | OLD | | EX-32 | | Certifications — §906 – SOA’02 OLD | 61 |
| 3/1/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 16 |
| 8/9/10 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| | |
| | Graphics: |
| 3/31/22 | OLD | | GRAPHIC | | Photos, Images and Graphs OLD | 5,100 |
List all Money Managers that own this Security Issuer: CUSIP 712704
