City National Rochdale High Yield Alternative Strategies Fund LLC 

NY

  SEC # 1377954

        

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243  SEC Filings   from  10/18/06  to  6/7/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  City National Rochdale High Yield Alternative Strategies Fund LLC

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Forms , Documents & Exhibits  in  210 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
6/7/22	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
5/5/22	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
3/15/22	OLD		N-8F		Registration:		Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD	1
3/3/22	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	16
2/11/22	OLD		N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN  OLD	4
12/9/21	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	15
11/29/21	OLD		NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT  OLD	9
8/24/21	OLD		NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT  OLD	5
6/25/21	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	7
6/7/21	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	15
5/7/21	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	18
4/30/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	18
2/1/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	7
5/14/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	8
8/29/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	24
5/30/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	11
11/29/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	12
6/5/17	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	10
3/24/17	OLD		POS AMI		Registration:		Post-Effective Amendments of Registration Statements by Investment Companies  OLD	3
3/7/13	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
2/27/13	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
6/25/12	OLD		POS 8C		Registration:		Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD	10
9/16/11	OLD		497		Registration:		Definitive Materials  OLD	7
9/13/11	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	5
6/3/08	OLD		486BPOS		Registration:		Post-Effective Amendment of a Form N-2 Registration  OLD	1
4/5/07	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	3
10/18/06	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
3/28/13	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			13
					Form-Specific Documents:
8/24/21	OLD		NPORT-EX		Portfolio Holdings Schedules — Form N-PORT  OLD			5
					Additional Exhibits:
12/9/21	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  54 Certifications — §302 – SOA’02;  30 Certifications — §906 – SOA’02;  10 Codes of Ethics — Form N-SAR:  13 Accountants’ Reports re: Internal Controls;  1 Change in Control;  1 Letter re: a Change in Accountant;  2 Matters Submitted to Votes of Security Holders;  3 Other Disclosures  (114 total)			172
					Investment Company Exhibits:
6/9/21	OLD		INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls  OLD			3
					Graphics:
12/9/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			319

Forms , Documents & Exhibits  in  43 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
11/2/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	21
2/24/21	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	5
6/5/17	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	10
12/2/08	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	7
					Additional Exhibits:
8/29/12	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			16
					Graphics:
3/30/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

        

Filings History

Year		# of Filings
2022		5
2021		16
2020		17
2019		11
2018		8
2017		14
2016		9
2015		9
2014		11
2013		24
2012		19
2011		25
2010		21
2009		16
2008		23
2007		13
2006		2