SEC Info
uses JavaScript!
To view pages properly, enable JavaScript in your browser.
SEC Info
℠
Home
Search
My Interests
Help
Sign In
Please
Sign In
Tattersall Advisory Group, Inc.
VA
SEC # 1377573
29 Related Registrants:
More than a Year ago:
Allspring Funds Management, LLC — 2/19/09 — SEC # 1327354
Allspring Global Investments, LLC — 2/19/09 — SEC # 1075869
AST Investment Services, inc — 2/19/09 — SEC # 1436789
Empower Annuity Insurance Co. — 2/19/09 — SEC # 1444597
Evergreen Investment Management Co. LLC — 2/19/09 — SEC # 1176278
Evergreen Investment Services Inc. — 2/19/09 — SEC # 1308146
Fortitude Life Insurance & Annuity Co. — 2/19/09 — SEC # 881453
Galliard Capital Management, Inc. — 2/19/09 — SEC # 1455161
Golden Capital Management, LLC — 2/19/09 — SEC # 1131340
Jennison Associates LLC — 2/19/09 — SEC # 53417
Kaplan J L Associates LLC — 2/19/09 — SEC # 898374
Lowry Hill Investment Advisors, Inc. — 2/19/09 — SEC # 1300436
Metropolitan West Capital Management LLC/CA — 2/19/09 — SEC # 1108626
Nelson Capital Management, LLC — 2/19/09 — SEC # 1231423
Peregrine Capital Management LLC — 2/19/09 — SEC # 764529
Pgim Investments LLC — 2/19/09 — SEC # 1038001
PGIM Quantitative Solutions LLC — 2/19/09 — SEC # 1316541
PGIM, Inc. — 2/19/09 — SEC # 946754
Pruco Life Insurance Co. — 2/19/09 — SEC # 777917
Pruco Life Insurance Co. of New Jersey — 2/19/09 — SEC # 712622
Pruco Securities LLC — 2/19/09 — SEC # 1455540
Prudential Annuities Distributors Inc. — 2/19/09 — SEC # 1423414
Prudential Bache Asset Management Inc. — 2/19/09 — SEC # 1444592
Prudential Insurance Co. of America — 2/19/09 — SEC # 729057
Prudential Investment Management Services LLC — 2/19/09 — SEC # 1099635
Wells Fargo Alternative Asset Management, LLC — 2/19/09 — SEC # 1388980
Wells Fargo Asset Management (International), LLC — 2/19/09 — SEC # 1308147
Wells Fargo Clearing Services, LLC — 2/19/09 — SEC # 1417544
Wells Fargo Funds Distributor, LLC — 2/19/09 — SEC # 1455123
Click to view...
Registrant
About
Filings
Files
Relationships
Names
Topics
Web
18 SEC Filings
from 10/5/06 to 5/24/11
(
None in the Past Year
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘5’ — Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 — for 4/30/11
—
Filed as:
Owner / Insider
—
Re:
Allspring Income Opportunities Fund
[ formerly Wells Fargo Income Opportunities Fund ]
New-Filing E-Mail:
Send me
notifications of
all
Filings
involving
Tattersall Advisory Group, Inc.
in
the most-recent Filings.
all 18 Filings.
an “Entity” Search.
Show
Documents with “hits”
Documents searched
and
each “hit”.
the 1st “hit”.
↓
↑
Hints
Text Wildcards:
?
(any letter/digit)
,
*
(many)
.
Search Logic:
for Documents:
&
(
and
)
,
|
(or)
; for Text:
|
(
anywhere
)
,
"(&)"
(near)
.
Details...
Forms
, Documents
&
Exhibits
in
18 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
5/24/11
OLD
5
Ownership:
Annual Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 5
OLD
3
5/13/10
OLD
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
OLD
10
2/19/09
OLD
APP NTC
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Notice
OLD
1
2/17/09
OLD
40-APP
Registration:
Application for an Exemption Order or Other Relief by an Investment Company
OLD
1
10/5/06
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
3
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2011
1
2010
4
2009
6
2008
3
2007
1
2006
3
↑
Top
Copyright © 2024
Fran Finnegan & Company LLC
– All Rights Reserved.
About
—
Privacy
—
Redactions
—
Help
— Thu., May 9, 4:31:31.
3pm ET