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DGHM Investment Trust 
 VA
  SEC # 1376071


        
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118  SEC Filings
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  from  10/3/06  to  1/7/15  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  DGHM Investment Trust 

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Forms
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, Documents
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& Exhibits
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 in  118 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/7/15 OLDN-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD 1
11/5/14 OLDN-8F NTCSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD 1
9/30/14 OLDN-8FRegistration:  Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD 1
7/15/14 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 8
11/8/13 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 7
10/30/13 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 7
9/24/13 OLD485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports
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12
9/13/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
9/13/13 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
9/10/13 OLD497Registration:  Definitive Materials  OLD 14
9/9/13 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
9/5/13 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 3
9/5/13 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
8/22/13 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 7
8/6/13 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
7/12/13 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 13
7/2/13 OLD497JRegistration:  Certifications of No Change in Definitive Materials  OLD 4
6/28/13 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 10
5/22/13 OLD24F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD 7
5/9/13 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 7
7/27/10 OLDN-18F1Update:  Notices of Elections by Open-End Investment Companies — Form N-18f-1  OLD 2
5/29/07 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 3
10/3/06 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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9/5/13 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC6

Additional Exhibits: 
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7/15/14 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-1A:  1 Code of Ethics;  1 Custodian Agreement;  1 Distribution Plan — Rule 12b-1 – ICA’40;  1 Instrument Defining the Rights of Security Holders;  2 Investment Advisor Contracts;  1 Multiple-Classes Plan — Rule 18f-3 – ICA’40;  5 Opinions of Counsel re: Legality;  10 Other Material Contracts;  6 Other Opinions;  1 Underwriter Contract — Form N-CSR:  29 Certifications — §302 – SOA’02;  18 Certifications — §906 – SOA’02;  7 Codes of Ethics — Form N-SAR:  7 Accountants’ Reports re: Internal Controls  (90 total)133

Financials: 
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9/24/13 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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16
9/24/13 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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4
9/24/13 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 24
9/24/13 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
4

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9/30/14 OLDGRAPHICPhotos, Images and Graphs  OLD 144

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2014: 7/15/14 DGHM All-Cap Value FundS#14642
 Class CC#51973DGACX
 Institutional ClassC#90149DGAIX
 Investor ClassC#51972DGHMX
 C#40087
 7/15/14 DGHM V2000 Small Cap Value FundS#29316
 Class CC#90148DGSVX
 Institutional ClassC#90147DGIVX
 Investor ClassC#90146DGSMX
 
— 2 Funds / Series — 7 Classes / Contracts —


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2015 1
2014 3
2013 27
2012 13
2011 14
2010 18
2009 14
2008 12
2007 14
2006 2

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