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Ben Franklin Financial, Inc. 
 IL
  SEC # 1366925


        
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142  SEC Filings
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  from  6/30/06  to  2/14/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company 
 
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notifications of all
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Filings
involving  Ben Franklin Financial, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  43 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/19 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
12/2/15 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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8

8-K Items: 
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2/3/09 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 1
4/1/08 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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2
5/11/10 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 1
12/2/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 5
12/2/15 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 6

1/27/11 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
1/26/11 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
11/12/10 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 9
4/5/10 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 5
3/30/10 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 2
6/2/08 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
3/28/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 2
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 5
10/2/06 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
9/27/06 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/25/06 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
8/15/06 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
8/11/06 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 3
8/11/06 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
7/17/06 OLDSEUpdate:  Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE  OLD 1

General Exhibits: 
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3/30/10 OLDEX-23Consents of Experts and Counsel  OLD 6
6/2/08 OLDEX-5Opinions of Counsel re: Legality  OLD 3
5/15/08 OLDEX-10Material Contracts  OLD 12
3/30/07 OLDEX-14Code of Ethics  OLD 1
8/11/06 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 4
8/4/06 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
8/4/06 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
8/4/06 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
6/30/06 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
6/30/06 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
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1/27/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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9

Financials: 
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11/12/10 OLDEX-31Certifications — §302 – SOA’02  OLD 36
11/12/10 OLDEX-32Certifications — §906 – SOA’02  OLD 32

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4/5/10 OLDGRAPHICPhotos, Images and Graphs  OLD 29


Forms
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, Documents
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& Exhibits
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 in  100 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/19 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
1/26/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 75
11/8/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 22
10/24/06 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

Letters: 
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9/1/06 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1


        

Filings History

Year    # of Filings
In descending order
2019 1
2017 8
2016 3
2015 20
2011 3
2010 8
2009 14
2008 25
2007 28
2006 32

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