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Glu Mobile Inc. 
 CA
  SEC # 1366246


        
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1,171  SEC Filings
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  from  6/19/06  to  5/10/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Glu Mobile Inc. 

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Forms
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, Documents
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& Exhibits
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 in  425 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/10/21 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/6/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 14
4/30/21 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
4/30/21 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 6
4/30/21 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 17
4/29/21 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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186

8-K Items: 
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2/8/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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42
4/29/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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10
2/8/21 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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60
5/15/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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7
1/5/18 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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8
2/10/09 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
4/29/21 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
4/29/15 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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11
4/29/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
8/6/13 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
4/29/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/29/21 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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72
4/29/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
4/26/21 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 14
5/27/15 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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6
3/29/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 15
4/29/21 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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136

4/27/21 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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16
4/16/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 16
3/25/21 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
3/12/21 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
11/9/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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44
8/10/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 16
6/4/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 7
6/2/20 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
4/28/20 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 14
4/3/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 11
11/14/17 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
12/19/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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23
5/15/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 5
5/14/15 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
11/4/14 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 20
9/11/13 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
1/11/11 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
7/23/10 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
5/29/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
4/16/09 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
5/1/08 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/15/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
3/26/07 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
3/22/07 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
3/19/07 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 8
3/16/07 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Letters: 
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12/19/06 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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4/29/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
2/26/21 OLDEX-23Consents of Experts and Counsel  OLD 70
2/26/21 OLDEX-10Material Contracts  OLD 133
2/26/21 OLDEX-21Subsidiaries Lists  OLD 15
2/8/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 20
8/10/20 OLDEX-5Opinions of Counsel re: Legality  OLD 38
6/4/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
2/28/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 18
11/18/10 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
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2/8/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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212

Financials: 
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4/29/21 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,971
4/29/21 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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65
4/29/21 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 287
4/29/21 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 24
4/29/21 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
58
4/27/21 OLDEX-31Certifications — §302 – SOA’02  OLD 120
2/26/21 OLDEX-32Certifications — §906 – SOA’02  OLD 116
5/12/14 OLDEX-12Statements re: Computations of Ratios  OLD 3

Graphics: 
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4/27/21 OLDGRAPHICPhotos, Images and Graphs  OLD 1,612


Forms
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, Documents
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& Exhibits
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 in  751 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 379890
 

        
Latest Filing  Type    Category    Description        Documents
     
5/7/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 600
4/29/21 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/10/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 23
2/10/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 54
2/8/21 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 3
12/19/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 47
1/14/15 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
5/29/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
4/16/09 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2

Letters: 
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1/18/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16

General Exhibits: 
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2/10/21 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/10/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
12/19/19 OLDEX-24Powers of Attorney  OLD 22

Additional Exhibits: 
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4/29/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 36

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2/8/21 OLDGRAPHICPhotos, Images and Graphs  OLD 34


        

Filings History

Year    # of Filings
In descending order
2021 81
2020 77
2019 65
2018 73
2017 75
2016 82
2015 78
2014 86
2013 79
2012 55
2011 86
2010 74
2009 66
2008 77
2007 114
2006 3

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