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Oceanstone Fund 
 CA
  SEC # 1366043


        
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106  SEC Filings
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  from  7/17/06  to  12/24/14  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Oceanstone Fund 

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Forms
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, Documents
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& Exhibits
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 in  106 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/24/14 OLDN-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD 1
10/29/14 OLDN-8FRegistration:  Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD 1
10/27/14 OLD24F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD 8
10/16/14 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 9
10/14/14 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 11
8/29/14 OLDNT-NSARUpdate:  Notice of a Late Filing of a Form N-SAR Semi-Annual Report — Form 12b-25  OLD 1
7/28/14 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 8
7/18/14 OLD497Registration:  Definitive Materials  OLD 5
5/7/14 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 15
2/26/14 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 8
2/24/14 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 8
11/12/13 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 8
10/29/13 OLD485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports
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10
10/28/13 OLD497JRegistration:  Certifications of No Change in Definitive Materials  OLD 5
8/24/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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3
11/1/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
9/10/10 OLD485APOSRegistration:  Post-Effective Amendment of a Form N-1 or N-1A Registration  OLD 1
9/21/07 OLD40-24B2Update:  Sales Literature from an Investment Company  OLD 1
10/18/06 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 2
7/17/06 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Additional Exhibits: 
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10/16/14 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-1A:  1 Articles of Incorporation/Organization;  1 Bylaws;  2 Codes of Ethics;  1 Custodian Agreement;  1 Initial Subscription Agreement;  1 Investment Advisor Contract;  1 Opinion of Counsel re: Legality;  2 Other Material Contracts;  8 Other Opinions — Form N-CSR:  34 Certifications — §302 – SOA’02;  19 Certifications — §906 – SOA’02;  6 Codes of Ethics — Form N-SAR:  9 Accountants’ Reports re: Internal Controls  (86 total)86

Financials: 
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10/29/13 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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9
10/29/13 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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4
10/29/13 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 18
10/29/13 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
3

Graphics: 
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10/14/14 OLDGRAPHICPhotos, Images and Graphs  OLD 54

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2014: 10/27/14 Oceanstone FundS#13624
 C#36923OSFDX


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2014 11
2013 12
2012 17
2011 13
2010 13
2009 11
2008 11
2007 13
2006 5

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