First Trust Exchange-Traded Fund II 

IL

  SEC # 1364608

        

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1,393  SEC Filings   from  8/31/06  to  2/26/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘NPORT-P’ — Monthly Portfolio Investments Report (Quarterly Release) by an Investment Company — Form N-PORT — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  First Trust Exchange-Traded Fund II

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Forms , Documents & Exhibits  in  1,354 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/26/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	325
2/26/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	174
2/1/24			40-17G		Update:		Fidelity Bonds for Investment Companies	49
1/31/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	315
1/31/24			497J		Registration:		Certifications of No Change in Definitive Materials	17
1/29/24			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	56
12/12/23			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	17
12/7/23			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	7
12/5/23			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	17
10/30/23			CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT	6
10/27/23			8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A	27
10/25/23			497		Registration:		Definitive Materials — Financial Reports	145
10/24/23			485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates	132
8/10/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	16
7/6/23			485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations	43
6/9/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	16
6/9/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	5
6/3/22	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	7
3/23/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	35
6/25/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
4/6/20	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	29
6/28/19	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	12
6/21/19	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	2
3/1/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	24
5/25/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	11
11/27/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	11
7/20/17	OLD		25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD	2
9/17/15	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	3
1/8/13	OLD		APP WD		Registration:		Withdrawals of Applications for Exemption Orders and Other Relief  OLD	2
7/13/11	OLD		CERTNAS		Trading:		Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD	5
10/15/08	OLD		CERTPAC		Trading:		Certifications by the Pacific Coast Stock Exchange Approving Listings — Form CERT  OLD	3
11/29/07	OLD		CERTAMX		Trading:		Certifications by the American Stock Exchange Approving Listings — Form CERT  OLD	2
8/23/07	OLD		N-1A		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	5
5/1/07	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	4
10/31/06	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
8/31/06	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
5/18/21	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			22
					Form-Specific Documents:
2/26/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			174
					Additional Exhibits:
2/1/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-14:  2 Investment Advisor Contracts;  1 Opinion of Counsel re: Legality;  1 Opinion of Counsel re: Tax Matters;  4 Other Consents — Form N-1A:  7 Articles of Incorporation/Organization;  5 Codes of Ethics;  13 Custodian Agreements;  31 Distribution Plans — Rule 12b-1 – ICA’40;  7 Instruments Defining the Rights of Security Holders;  30 Investment Advisor Contracts;  25 Opinions of Counsel re: Legality;  42 Other Material Contracts;  20 Other Opinions;  14 Underwriter Contracts — Form N-6:  1 Participation Agreement — Form N-CSR:  57 Certifications — §302 – SOA’02;  33 Certifications — §906 – SOA’02;  17 Codes of Ethics — Form N-SAR:  11 Accountants’ Reports re: Internal Controls;  2 Matters Submitted to Votes of Security Holders;  5 Other Disclosures  (328 total)			614
					Investment Company Exhibits:
12/7/23			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			7
					Financials:
1/29/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			559
1/29/24			EX-101.*		XBRL Data  (XBRL Files)			312
1/29/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			18
1/29/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			59
3/4/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			31
5/8/19	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
1/31/24			GRAPHIC		Photos, Images and Graphs			1,024

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  39 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
1/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	34
7/14/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
10/23/15	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	4
					Additional Exhibits:
1/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases			19

        

Filings History

Year		# of Filings
2024		41
2023		146
2022		202
2021		151
2020		127
2019		81
2018		53
2017		47
2016		61
2015		83
2014		49
2013		57
2012		61
2011		70
2010		59
2009		35
2008		42
2007		24
2006		4